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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 5,860 $6.91 $40,492.60
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · nonDerivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 18:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,270 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · derivative · entry 6

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,270 shares

Expires 2019-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 18:53 UTC SaleCommon Stock 5,270 $7.28 $38,376.14
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · nonDerivative · entry 4

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

Read SEC document
January 04, 2019 Filed Jan 7, 2019 18:53 UTC Exercise / conversionCommon Stock 5,270 $6.91 $36,415.70
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · nonDerivative · entry 3

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,590 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · derivative · entry 5

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 2,590 shares

Expires 2019-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:53 UTC SaleCommon Stock 2,590 $7,259.00 $18,800,810.00
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · nonDerivative · entry 2

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:53 UTC Exercise / conversionCommon Stock 2,590 $6.91 $17,896.90
Disclosure

SEC source: 0001250853-19-000022 · primary_doc.xml · nonDerivative · entry 1

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · derivative · entry 5

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 2,000 shares

Expires 2019-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $7.30 $14,600.00
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 2,000 $6.91 $13,820.00
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:00 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-18-000168 · primary_doc.xml · derivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

Underlying: Common Stock · 4,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:00 UTC
FINK MARVINDirector
SaleCommon Stock 4,000 $6.89 $27,540.00
Disclosure

SEC source: 0001250853-18-000168 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.92, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:00 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 4,000 $4.41 $17,640.00
Disclosure

SEC source: 0001250853-18-000168 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2018 Filed Dec 29, 2018 00:30 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,300 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-18-000167 · primary_doc.xml · derivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,616

Underlying: Common Stock · 4,300 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
December 26, 2018 Filed Dec 29, 2018 00:30 UTC
FINK MARVINDirector
SaleCommon Stock 4,300 $6.59 $28,322.38
Disclosure

SEC source: 0001250853-18-000167 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.675, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 26, 2018 Filed Dec 29, 2018 00:30 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 4,300 $4.41 $18,963.00
Disclosure

SEC source: 0001250853-18-000167 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2018 Filed Dec 28, 2018 00:53 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-18-000166 · primary_doc.xml · derivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,916

Underlying: Common Stock · 2,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
December 21, 2018 Filed Dec 28, 2018 00:53 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $6.35 $12,700.00
Disclosure

SEC source: 0001250853-18-000166 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

Read SEC document
December 21, 2018 Filed Dec 28, 2018 00:53 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 2,000 $4.41 $8,820.00
Disclosure

SEC source: 0001250853-18-000166 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 23:29 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001250853-18-000154 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,740

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:55 UTC GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000143 · primary_doc.xml · derivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:53 UTC
FINK MARVINDirector
GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000142 · primary_doc.xml · derivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:49 UTC GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000141 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:45 UTC GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000140 · primary_doc.xml · derivative · entry 1

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:40 UTC GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000139 · primary_doc.xml · derivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 19:18 UTC Amendment GrantStock Option (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000056 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 19:23 UTC Amendment GrantStock Option (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000057 · primary_doc.xml · derivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 19:09 UTC Amendment GrantStock Option (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000055 · primary_doc.xml · derivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 18:59 UTC Amendment
FINK MARVINDirector
GrantStock Option (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000054 · primary_doc.xml · derivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 18:50 UTC Amendment GrantStock Options (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000053 · primary_doc.xml · derivative · entry 1

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 22:20 UTC
Dawson Robert DPresident and CEO
PurchaseCommon Stock 5,000 $7.00 $34,998.00
Disclosure

SEC source: 0001250853-18-000089 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.995 to $7.00, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · derivative · entry 9

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,733

Underlying: Common Stock · 4,000 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option vests and becomes exercisable in two installments with 4,366 shares becoming exercisable on 7/6/15 and 4,367 shares becoming exercisable on 10/6/15.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 23:26 UTC SaleCommon Stock 4,000 $8.30 $33,200.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 6

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

Read SEC document
June 15, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionCommon Stock 4,000 $4.07 $16,280.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 5

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,860 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,860 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on 1/31/14, 4/30/14, 7/31/14 and 10/31/14.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC SaleCommon Stock 7,860 $8.50 $66,810.00
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC Exercise / conversionCommon Stock 7,860 $6.91 $54,312.60
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,500 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-18-000086 · primary_doc.xml · derivative · entry 4

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,416

Underlying: Common Stock · 11,500 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on 1/31/15, 4/30/15, 7/31/15 and 10/31/15.

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June 15, 2018 Filed Jun 19, 2018 20:58 UTC SaleCommon Stock 11,500 $8.50 $97,750.00
Disclosure

SEC source: 0001250853-18-000086 · primary_doc.xml · nonDerivative · entry 2

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

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June 15, 2018 Filed Jun 19, 2018 20:58 UTC Exercise / conversionCommon Stock 11,500 $4.41 $50,715.00
Disclosure

SEC source: 0001250853-18-000086 · primary_doc.xml · nonDerivative · entry 1

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · derivative · entry 8

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in three annual increments beginning October 31, 2015 for 1,333 shares, October 31, 2016 for 1,333 shares and October 31, 2017 for 1,334 shares.

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June 14, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · derivative · entry 7

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2019-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in three equal annual increments beginning April 11, 2015.

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June 14, 2018 Filed Jun 18, 2018 23:26 UTC SaleCommon Stock 4,000 $8.20 $32,800.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 4

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

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June 14, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionCommon Stock 4,000 $4.41 $17,640.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 3

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 23:26 UTC SaleCommon Stock 4,000 $8.10 $32,400.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 2

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

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June 14, 2018 Filed Jun 18, 2018 23:26 UTC Exercise / conversionCommon Stock 4,000 $5.88 $23,520.00
Disclosure

SEC source: 0001250853-18-000085 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:29 UTC SaleCommon Stock 4,300 $8.01 $34,424.94
Disclosure

SEC source: 0001250853-18-000082 · primary_doc.xml · nonDerivative · entry 2

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,740

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June 12, 2018 Filed Jun 14, 2018 20:29 UTC SaleCommon Stock 5,700 $8.16 $46,508.58
Disclosure

SEC source: 0001250853-18-000082 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,040

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April 11, 2018 Filed Apr 11, 2018 22:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,505 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · derivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339

Underlying: Common Stock · 6,505 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

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April 11, 2018 Filed Apr 11, 2018 22:24 UTC SaleCommon Stock 6,505 $4.75 $30,898.75
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.