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Benoit Edward Joseph

Disclosed activity across 1 company

Tapewire entity
137400
SEC CIK
0001574099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
R F INDUSTRIES LTDRFIL · Entity 6712DirectorJune 23, 2021July 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

R F INDUSTRIES LTD

Report date June 23, 2021 · Filed July 13, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,079 Last balance in matching sequence After 2021-06-23 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-06-23 · Exercise / conversion · Acquired 8,827 · Balance 80,906

Row 2 · 2021-06-23 · Sale · Disposed 8,827 · Balance 72,079

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2022-10-31Direct0 Reported balance After 2021-06-23 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2021-06-23 · Exercise / conversion · Disposed 8,827 · Balance 0

F1: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2021 Filed Jun 24, 2021 00:14 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 8,827 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,827 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 00:14 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 8,827 $8.00 $70,628.36
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
June 23, 2021 Filed Jun 24, 2021 00:14 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 8,827 $2.45 $21,626.15
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 8,827 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,827 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 8,827 $8.00 $70,628.36
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,079

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 8,827 $2.45 $21,626.15
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:55 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 27,339 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-21-000043 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,339 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:55 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 27,339 $1.50 $41,008.50
Disclosure

SEC source: 0001250853-21-000043 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 1,102 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 9

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,827

Underlying: Common Stock · 1,102 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 1,102 $6.50 $7,163.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 1,102 $2.45 $2,699.90
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 5

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 5,800 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 8

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,929

Underlying: Common Stock · 5,800 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 5,800 $6.53 $37,874.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 5,800 $2.45 $14,210.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 4,271 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 7

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

Underlying: Common Stock · 4,271 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 4,271 $6.54 $27,913.97
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 4,271 $2.45 $10,463.95
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 15,683 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · derivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 15,683 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 15,683 $6.66 $104,371.93
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 15,683 $2.45 $38,423.35
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 2,244 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · derivative · entry 5

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,683

Underlying: Common Stock · 2,244 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 2,244 $7.17 $16,080.50
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 2,244 $2.45 $5,497.80
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:53 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 17,064 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001250853-20-000113 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,064 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments on 1/31/2016, 4/30/2016, 7/31/2016 and 10/31/2016.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:53 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 17,064 $4.42 $75,422.88
Disclosure

SEC source: 0001250853-20-000113 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:57 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000082 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,676

Read SEC document
July 31, 2020 Filed Aug 18, 2020 20:37 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018270 · rdgdoc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,465

Read SEC document
November 04, 2019 Filed Nov 7, 2019 02:43 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000108 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Read SEC document
October 07, 2019 Filed Oct 8, 2019 23:36 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 14,916 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000099 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,916 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 23:36 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 14,916 $4.41 $65,779.56
Disclosure

SEC source: 0001250853-19-000099 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 01:49 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (right to buy) · Derivative 6,600 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-18-000141 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires 2023-11-12

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

Read SEC document
November 12, 2018 Filed Mar 29, 2019 19:18 UTC Amendment R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (right to buy) · Derivative 7,203 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001250853-19-000056 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

Underlying: Common Stock · 7,203 shares

Expires 2023-11-12

F1 · shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F2 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2019, April 30, 2019, July 31, 2019 and October 31, 2019.

F1 · derivative.underlying_shares: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

F1 · balance_after: On November 12, 2018, the Reporting Person was granted an option to purchase 7,203 shares. Due to an administrative error, the original Form 4 incorrectly reported that the number of shares subject to the November 12, 2018 option was 6,600.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 7,860 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,860 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on 1/31/14, 4/30/14, 7/31/14 and 10/31/14.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 7,860 $8.50 $66,810.00
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:04 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 7,860 $6.91 $54,312.60
Disclosure

SEC source: 0001250853-18-000087 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 6,505 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · derivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339

Underlying: Common Stock · 6,505 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

Read SEC document
April 11, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 6,505 $4.75 $30,898.75
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 11, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 6,505 $1.50 $9,757.50
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · nonDerivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 895 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · derivative · entry 5

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,844

Underlying: Common Stock · 895 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 895 $4.75 $4,251.25
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 10, 2018 Filed Apr 11, 2018 22:24 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 895 $1.50 $1,342.50
Disclosure

SEC source: 0001250853-18-000057 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 22, 2018 Filed Mar 24, 2018 01:53 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 2,600 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-18-000051 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,739

Underlying: Common Stock · 2,600 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

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March 22, 2018 Filed Mar 24, 2018 01:53 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 2,600 $4.75 $12,350.00
Disclosure

SEC source: 0001250853-18-000051 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 22, 2018 Filed Mar 24, 2018 01:53 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 2,600 $1.50 $3,900.00
Disclosure

SEC source: 0001250853-18-000051 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2018 Filed Mar 20, 2018 01:32 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-18-000047 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,339

Underlying: Common Stock · 40,000 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

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March 15, 2018 Filed Mar 20, 2018 01:32 UTC R F INDUSTRIES LTD RFIL · Entity 6712 SaleCommon Stock 40,000 $4.67 $186,800.00
Disclosure

SEC source: 0001250853-18-000047 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.69, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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March 15, 2018 Filed Mar 20, 2018 01:32 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 40,000 $1.50 $60,000.00
Disclosure

SEC source: 0001250853-18-000047 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2017 Filed Nov 3, 2017 22:17 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (right to buy) · Derivative 37,927 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-17-000096 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,927

Underlying: Common Stock · 37,927 shares

Expires 2022-10-31

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

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November 08, 2016 Filed Nov 10, 2016 22:30 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option · Derivative 77,339 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-16-000183 · primary_doc.xml · derivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

Underlying: Common Stock · 77,339 shares

Expires 2021-11-08

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.