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Dawson Robert D

Disclosed activity across 1 company

Tapewire entity
30695
SEC CIK
0001710872

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
R F INDUSTRIES LTDRFIL · Entity 6712Director · CEOOctober 11, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

R F INDUSTRIES LTD

Report date October 11, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect333,715 Ending reported balance After 2026-10-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-11 · Tax withholding · Disposed 527 · Balance 335,715

Row 2 · 2026-10-11 · Tax withholding · Disposed 1,197 · Balance 334,518

Row 3 · 2026-10-13 · Tax withholding · Disposed 803 · Balance 333,715

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 13, 2026 Filed Oct 14, 2026 20:02 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 803 $7.95 $6,383.85
Disclosure

SEC source: 0001437749-26-032616 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,715

Read SEC document
October 11, 2026 Filed Oct 14, 2026 20:02 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 1,197 $8.31 $9,947.07
Disclosure

SEC source: 0001437749-26-032616 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,518

Read SEC document
October 11, 2026 Filed Oct 14, 2026 20:02 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 527 $8.31 $4,379.37
Disclosure

SEC source: 0001437749-26-032616 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,715

Read SEC document
July 13, 2026 Filed Jul 14, 2026 20:07 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 834 $15.76 $13,143.84
Disclosure

SEC source: 0001437749-26-023536 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,242

Read SEC document
July 11, 2026 Filed Jul 14, 2026 20:07 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 1,197 $17.43 $20,863.71
Disclosure

SEC source: 0001437749-26-023536 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,076

Read SEC document
July 11, 2026 Filed Jul 14, 2026 20:07 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 528 $17.43 $9,203.04
Disclosure

SEC source: 0001437749-26-023536 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,273

Read SEC document
April 13, 2026 Filed Apr 14, 2026 22:38 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 662 $12.25 $8,109.50
Disclosure

SEC source: 0001437749-26-012276 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,801

Read SEC document
April 11, 2026 Filed Apr 14, 2026 22:38 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 1,025 $11.83 $12,125.75
Disclosure

SEC source: 0001437749-26-012276 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,463

Read SEC document
April 11, 2026 Filed Apr 14, 2026 22:38 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 420 $11.83 $4,968.60
Disclosure

SEC source: 0001437749-26-012276 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,488

Read SEC document
January 13, 2026 Filed Jan 13, 2026 23:20 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 3,513 $6.66 $23,396.58
Disclosure

SEC source: 0001437749-26-001210 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,908

Read SEC document
January 11, 2026 Filed Jan 13, 2026 23:20 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 943 $5.96 $5,620.28
Disclosure

SEC source: 0001437749-26-001210 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,421

Read SEC document
January 10, 2026 Filed Jan 13, 2026 23:20 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 158 $5.96 $941.68
Disclosure

SEC source: 0001437749-26-001210 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,364

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:07 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (right to buy) · Derivative 87,500 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001437749-26-000981 · rdgdoc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2036-01-07

F2 · derivative.exercise_date: On January 7, 2026, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 7, 2027; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 7, 2027.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:07 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-000981 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,522

F1 · shares: On January 7, 2026, the Board of Directors of the Issuer granted the Reporting Person restricted stock units ("RSUs" ) of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the RSUs shall vest over four years as follows: (i) one-quarter of the RSUs shall vest on January 7, 2027; and (ii) the remaining RSUs shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 7, 2027.

Read SEC document
October 11, 2025 Filed Oct 14, 2025 22:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 400 $8.22 $3,288.00
Disclosure

SEC source: 0001437749-25-030948 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,772

Read SEC document
October 11, 2025 Filed Oct 14, 2025 22:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 245 $8.22 $2,013.90
Disclosure

SEC source: 0001437749-25-030948 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,172

Read SEC document
October 10, 2025 Filed Oct 14, 2025 22:26 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 172 $8.22 $1,413.84
Disclosure

SEC source: 0001437749-25-030948 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,417

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:50 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 411 $7.17 $2,946.87
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,589

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:50 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 202 $7.17 $1,448.34
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,000

Read SEC document
July 10, 2025 Filed Jul 11, 2025 23:50 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 155 $7.04 $1,091.20
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,202

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:29 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 425 $3.99 $1,695.75
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,357

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:29 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 160 $3.99 $638.40
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,782

Read SEC document
April 10, 2025 Filed Apr 14, 2025 22:29 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 86 $4.00 $344.00
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,942

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (Right to Buy) · Derivative 87,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2035-01-13

F3 · derivative.exercise_date: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 13, 2026; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,028

F2 · shares: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person restricted stock units ("RSUs" ) of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the RSUs shall vest over four years as follows: (i) one-quarter of the RSUs shall vest on January 13, 2026; and (ii) the remaining RSUs shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026

Read SEC document
January 10, 2025 Filed Jan 15, 2025 00:21 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 5,156 $3.83 $19,760.37
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,278

F1 · shares: The number shares in Column 4 represents tax withholding in connection with restricted stock vesting on January 10, 2025, January 11, 2025 and January 12, 2025.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:23 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 1,030 $4.14 $4,264.20
Disclosure

SEC source: 0001437749-24-033198 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,434

Read SEC document
October 12, 2024 Filed Oct 15, 2024 20:09 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 369 $3.94 $1,453.86
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,464

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:09 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 626 $3.94 $2,466.44
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,833

Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:09 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 426 $4.02 $1,712.52
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,459

Read SEC document
July 12, 2024 Filed Jul 12, 2024 22:57 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 378 $4.34 $1,640.52
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,885

Read SEC document
July 11, 2024 Filed Jul 12, 2024 22:57 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 645 $4.22 $2,721.90
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,263

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:57 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 433 $4.25 $1,840.25
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,908

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:22 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (Right to Buy) · Derivative 116,667 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001437749-24-001446 · rdgdoc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 116,667 shares

Expires 2034-01-11

F2 · derivative.exercise_date: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2025; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:22 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001446 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,341

F1 · shares: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person restricted stock units of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the restricted stock units shall vest over four years as follows: (i) one-quarter of the restricted stock units shall vest on January 11, 2025; and (ii) the remaining restricted stock units shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:42 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 15,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030252 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,008

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of base salary compensation.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 20:05 UTC R F INDUSTRIES LTD RFIL · Entity 6712 PurchaseCommon Stock 4,794 $2.99 $14,334.06
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,806

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.90 to $3.00 for a weighted average purchase price of $2.99. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:05 UTC R F INDUSTRIES LTD RFIL · Entity 6712 PurchaseCommon Stock 206 $2.90 $597.40
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,012

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:05 UTC R F INDUSTRIES LTD RFIL · Entity 6712 PurchaseCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,806

Read SEC document
July 12, 2023 Filed Jul 12, 2023 22:56 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 140 $4.07 $569.80
Disclosure

SEC source: 0001250853-23-000040 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,806

Read SEC document
July 10, 2023 Filed Jul 12, 2023 22:56 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 210 $4.02 $844.20
Disclosure

SEC source: 0001250853-23-000040 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,946

Read SEC document
April 12, 2023 Filed Apr 13, 2023 00:36 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 197 $4.29 $845.13
Disclosure

SEC source: 0001250853-23-000025 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,156

Read SEC document
April 10, 2023 Filed Apr 13, 2023 00:36 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 219 $4.30 $941.70
Disclosure

SEC source: 0001250853-23-000025 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,353

Read SEC document
January 11, 2023 Filed Jan 13, 2023 01:59 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantStock Option (right to buy) · Derivative 63,636 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,636

Underlying: Common Stock · 63,636 shares

Expires 2033-01-10

F1 · derivative.exercise_date: On January 11, 2023, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2024; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2024.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 01:59 UTC R F INDUSTRIES LTD RFIL · Entity 6712 GrantCommon Stock 31,818 $0.00 $0.00
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,572

Read SEC document
January 10, 2023 Filed Jan 13, 2023 01:59 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 957 $5.46 $5,225.22
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,754

Read SEC document
December 28, 2022 Filed Dec 29, 2022 20:40 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001250853-22-000125 · primary_doc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 45,000 shares

Expires 2027-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 17, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock of the issuer. The option vested as to 10,000 shares on July 17, 2017 with the remaining 90,000 shares to vest in equal installments over the following nine years. On July 16, 2021, the reporting person entered into a new employment agreement with the issuer. Pursuant to such employment agreement, the vesting schedule of the July 17, 2017 option grant was revised, such that 25,000 of the unvested options would vest on July 17, 2022 and the remaining 25,000 unvested options would vest on July 17, 2023.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 20:40 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Exercise / conversionCommon Stock 45,000 $1.90 $85,500.00
Disclosure

SEC source: 0001250853-22-000125 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2022 Filed Oct 12, 2022 22:43 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 117 $5.24 $613.08
Disclosure

SEC source: 0001250853-22-000090 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,711

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October 09, 2022 Filed Oct 12, 2022 22:43 UTC R F INDUSTRIES LTD RFIL · Entity 6712 Tax withholdingCommon Stock 118 $5.48 $646.64
Disclosure

SEC source: 0001250853-22-000090 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,828

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.