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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2020 Filed Jul 15, 2020 00:36 UTC Exercise / conversionCommon Stock 12,339 $1.80 $22,210.20
Disclosure

SEC source: 0001437749-20-015129 · rdgdoc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 17:24 UTC PurchaseCommon Stock 2,100 $4.78 $10,038.00
Disclosure

SEC source: 0001250853-20-000056 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

Read SEC document
March 24, 2020 Filed Mar 31, 2020 17:48 UTC PurchaseCommon Stock 2,500 $3.92 $9,787.50
Disclosure

SEC source: 0001250853-20-000045 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770

Read SEC document
March 18, 2020 Filed Mar 19, 2020 22:07 UTC PurchaseCommon Stock 5,000 $4.00 $20,000.00
Disclosure

SEC source: 0001250853-20-000044 · primary_doc.xml · nonDerivative · entry 2

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,010

Read SEC document
March 18, 2020 Filed Mar 19, 2020 22:07 UTC PurchaseCommon Stock 5,000 $3.43 $17,164.00
Disclosure

SEC source: 0001250853-20-000044 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,010

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:13 UTC
Turfler MarkChief Financial Officer · Secretary
SaleCommon Stock 4,800 $6.41 $30,786.24
Disclosure

SEC source: 0001250853-20-000040 · primary_doc.xml · nonDerivative · entry 1

Turfler Mark · CIK 0001579704 · Chief Financial Officer · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 22:56 UTC
Turfler MarkCFO and Secretary
SaleCommon Stock 4,000 $6.17 $24,661.20
Disclosure

SEC source: 0001250853-20-000017 · primary_doc.xml · nonDerivative · entry 3

Turfler Mark · CIK 0001579704 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,295

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 28,879 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001250853-20-000020 · primary_doc.xml · derivative · entry 3

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,879 shares

Expires 2021-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in three increments as follows: On 4/30/2016, 4,820 shares; as of 7/31/2016, 14,462 shares; and as of 10/31/2016, 14,462 shares.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:45 UTC SaleCommon Stock 28,879 $6.03 $174,027.74
Disclosure

SEC source: 0001250853-20-000020 · primary_doc.xml · nonDerivative · entry 2

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,491

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:45 UTC Exercise / conversionCommon Stock 28,879 $2.30 $66,421.70
Disclosure

SEC source: 0001250853-20-000020 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 22:56 UTC
Turfler MarkCFO and Secretary
SaleCommon Stock 598 $6.33 $3,785.40
Disclosure

SEC source: 0001250853-20-000017 · primary_doc.xml · nonDerivative · entry 2

Turfler Mark · CIK 0001579704 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,295

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $6.39, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:56 UTC
Turfler MarkCFO and Secretary
SaleCommon Stock 9,602 $6.33 $60,808.51
Disclosure

SEC source: 0001250853-20-000017 · primary_doc.xml · nonDerivative · entry 1

Turfler Mark · CIK 0001579704 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.3163 to $6.3481, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 09, 2020 Filed Jan 14, 2020 00:36 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001250853-20-000016 · primary_doc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2030-01-08

F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-quarter of the 42,000 shares shall vest on the one-year anniversary of January 9, 2020; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following the first anniversary of January 9, 2020.

Read SEC document
January 09, 2020 Filed Jan 14, 2020 00:36 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 26,062 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000016 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,062

Read SEC document
November 04, 2019 Filed Nov 7, 2019 02:43 UTC GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000108 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Read SEC document
November 04, 2019 Filed Nov 7, 2019 02:05 UTC GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000107 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,010

Read SEC document
November 04, 2019 Filed Nov 7, 2019 01:57 UTC GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000106 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,491

Read SEC document
November 04, 2019 Filed Nov 7, 2019 01:52 UTC
FINK MARVINDirector
GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000105 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,609

Read SEC document
November 04, 2019 Filed Nov 7, 2019 01:46 UTC GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001250853-19-000104 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:17 UTC
Turfler MarkCFO and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000103 · primary_doc.xml · derivative · entry 2

Turfler Mark · CIK 0001579704 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in three equal annual increments beginning October 31, 2015.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:17 UTC
Turfler MarkCFO and Secretary
Exercise / conversionCommon Stock 19,000 $4.41 $83,790.00
Disclosure

SEC source: 0001250853-19-000103 · primary_doc.xml · nonDerivative · entry 1

Turfler Mark · CIK 0001579704 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 23:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 14,916 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000099 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,916 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 23:36 UTC Exercise / conversionCommon Stock 14,916 $4.41 $65,779.56
Disclosure

SEC source: 0001250853-19-000099 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 17:05 UTC
Dawson Robert DDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001250853-19-000088 · primary_doc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 30,000 shares

Expires 2027-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 10,000 shares on July 17, 2017 and the remaining 90,000 shares vest in equal installments over the next nine years.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 17:05 UTC
Dawson Robert DDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $1.90 $57,000.00
Disclosure

SEC source: 0001250853-19-000088 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 00:17 UTC SaleCommon Stock 2,500 $8.07 $20,175.00
Disclosure

SEC source: 0001250853-19-000082 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

F1 · kind: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.15, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 23:34 UTC GrantStock Option (right to buy · Derivative 3,082 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001250853-19-000074 · primary_doc.xml · derivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082

Underlying: Common Stock · 3,082 shares

Expires 2024-06-06

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable in two equal increments on July 31, 2019 and October 31, 2019.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:51 UTC SaleCommon Stock 2,100 $8.01 $16,812.18
Disclosure

SEC source: 0001250853-19-000071 · primary_doc.xml · nonDerivative · entry 2

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,240

F1 · kind: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.0215, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 22, 2019 Filed May 25, 2019 00:51 UTC SaleCommon Stock 95 $8.00 $760.00
Disclosure

SEC source: 0001250853-19-000071 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,340

F1 · kind: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
April 26, 2019 Filed May 1, 2019 20:57 UTC Amendment SaleCommon Stock 305 $8.00 $2,440.00
Disclosure

SEC source: 0001250853-19-000065 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,435

F1 · kind: This amended Form 4 is being filed to disclose that the sale reported in the original Form 4 (which is being re-reported here to gain access to the filing system) was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

Read SEC document
April 25, 2019 Filed Apr 30, 2019 23:21 UTC SaleCommon Stock 305 $8.00 $2,440.00
Disclosure

SEC source: 0001250853-19-000064 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,435

Read SEC document
April 18, 2019 Filed Apr 23, 2019 00:40 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,416 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000063 · primary_doc.xml · derivative · entry 2

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on 1/31/15, 4/30/15, 7/31/15 and 10/31/15.

Read SEC document
April 18, 2019 Filed Apr 23, 2019 00:40 UTC Exercise / conversionCommon Stock 3,416 $4.41 $15,064.56
Disclosure

SEC source: 0001250853-19-000063 · primary_doc.xml · nonDerivative · entry 1

Reynolds William · CIK 0001377473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 16, 2019 02:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,865 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001250853-19-000031 · primary_doc.xml · derivative · entry 3

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

Underlying: Common Stock · 4,865 shares

Expires 2021-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in three increments as follows: On 4/30/2016, 4,820 shares; as of 7/31/2016, 14,462 shares; and as of 10/31/2016, 14,462 shares.

Read SEC document
January 11, 2019 Filed Jan 16, 2019 02:13 UTC SaleCommon Stock 4,865 $8.20 $39,878.41
Disclosure

SEC source: 0001250853-19-000031 · primary_doc.xml · nonDerivative · entry 2

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

Read SEC document
January 11, 2019 Filed Jan 16, 2019 02:13 UTC Exercise / conversionCommon Stock 4,865 $2.30 $11,189.50
Disclosure

SEC source: 0001250853-19-000031 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 00:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,928 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · derivative · entry 6

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,928 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in two installments with 4,366 shares becoming exercisable on 7/6/15 and 4,367 shares becoming exercisable on 10/6/15.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 00:56 UTC SaleCommon Stock 1,928 $8.00 $15,424.00
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · nonDerivative · entry 4

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

Read SEC document
January 09, 2019 Filed Jan 11, 2019 00:56 UTC Exercise / conversionCommon Stock 1,928 $4.07 $7,846.96
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · nonDerivative · entry 3

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 3,616 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · derivative · entry 6

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,616 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
SaleCommon Stock 3,616 $7.88 $28,504.93
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · nonDerivative · entry 4

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $8.00, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 3,616 $4.41 $15,946.56
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · nonDerivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 11, 2019 00:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,805 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · derivative · entry 5

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

Underlying: Common Stock · 2,805 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vests and becomes exercisable in two installments with 4,366 shares becoming exercisable on 7/6/15 and 4,367 shares becoming exercisable on 10/6/15.

Read SEC document
January 08, 2019 Filed Jan 11, 2019 00:56 UTC SaleCommon Stock 2,805 $8.03 $22,529.76
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · nonDerivative · entry 2

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,221

Read SEC document
January 08, 2019 Filed Jan 11, 2019 00:56 UTC Exercise / conversionCommon Stock 2,805 $4.07 $11,416.35
Disclosure

SEC source: 0001250853-19-000024 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · derivative · entry 5

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Common Stock · 1,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015.

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January 07, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
SaleCommon Stock 1,000 $7.52 $7,520.00
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

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January 07, 2019 Filed Jan 9, 2019 18:26 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 1,000 $4.41 $4,410.00
Disclosure

SEC source: 0001250853-19-000023 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,860 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · derivative · entry 6

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,860 shares

Expires 2019-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.

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January 04, 2019 Filed Jan 4, 2019 23:44 UTC
FINK MARVINDirector
SaleCommon Stock 5,860 $7.46 $43,698.02
Disclosure

SEC source: 0001250853-19-000013 · primary_doc.xml · nonDerivative · entry 4

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,339

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.50, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.