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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2021 Filed Apr 14, 2021 00:43 UTC PurchaseCommon Stock 900 $6.75 $6,073.20
Disclosure

SEC source: 0001250853-21-000052 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 270,389

Read SEC document
April 09, 2021 Filed Apr 14, 2021 00:43 UTC PurchaseCommon Stock 1,998 $6.54 $13,056.93
Disclosure

SEC source: 0001250853-21-000052 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 269,489

Read SEC document
April 09, 2021 Filed Apr 13, 2021 19:27 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 21 $6.72 $141.12
Disclosure

SEC source: 0001250853-21-000051 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,005

Read SEC document
April 09, 2021 Filed Apr 13, 2021 19:22 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 207 $6.72 $1,391.04
Disclosure

SEC source: 0001250853-21-000050 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,598

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 27,339 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001250853-21-000043 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,339 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:55 UTC Exercise / conversionCommon Stock 27,339 $1.50 $41,008.50
Disclosure

SEC source: 0001250853-21-000043 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,102 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 9

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,827

Underlying: Common Stock · 1,102 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC SaleCommon Stock 1,102 $6.50 $7,163.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 24, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionCommon Stock 1,102 $2.45 $2,699.90
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 5

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,800 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 8

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,929

Underlying: Common Stock · 5,800 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC SaleCommon Stock 5,800 $6.53 $37,874.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionCommon Stock 5,800 $2.45 $14,210.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,271 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · derivative · entry 7

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

Underlying: Common Stock · 4,271 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC SaleCommon Stock 4,271 $6.54 $27,913.97
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 22, 2021 Filed Mar 25, 2021 14:26 UTC Exercise / conversionCommon Stock 4,271 $2.45 $10,463.95
Disclosure

SEC source: 0001250853-21-000042 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,683 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · derivative · entry 6

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 15,683 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC SaleCommon Stock 15,683 $6.66 $104,371.93
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 4

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 19, 2021 Filed Mar 22, 2021 18:51 UTC Exercise / conversionCommon Stock 15,683 $2.45 $38,423.35
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,244 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · derivative · entry 5

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,683

Underlying: Common Stock · 2,244 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC SaleCommon Stock 2,244 $7.17 $16,080.50
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
March 18, 2021 Filed Mar 22, 2021 18:51 UTC Exercise / conversionCommon Stock 2,244 $2.45 $5,497.80
Disclosure

SEC source: 0001250853-21-000041 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 19:28 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $5.10 $10,200.00
Disclosure

SEC source: 0001250853-21-000010 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,008

Read SEC document
January 15, 2021 Filed Jan 19, 2021 19:28 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $5.07 $10,140.00
Disclosure

SEC source: 0001250853-21-000010 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,008

Read SEC document
January 13, 2021 Filed Jan 13, 2021 23:32 UTC
FINK MARVINDirector
SaleCommon Stock 5,011 $5.06 $25,355.66
Disclosure

SEC source: 0001250853-21-000008 · primary_doc.xml · nonDerivative · entry 3

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,008

Read SEC document
January 12, 2021 Filed Jan 12, 2021 23:28 UTC
Yin PeterChief Financial Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001250853-21-000007 · primary_doc.xml · derivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-01-11

F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-quarter of the 10,000 shares shall vest on the one-year anniversary of January 12, 2021; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following the first anniversary of January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 12, 2021 23:28 UTC
Yin PeterChief Financial Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000007 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,026

Read SEC document
January 12, 2021 Filed Jan 12, 2021 23:19 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001250853-21-000006 · primary_doc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2031-01-11

F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-quarter of the 42,000 shares shall vest on the one-year anniversary of January 12, 2021; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following the first anniversary of January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 12, 2021 23:19 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000006 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,805

Read SEC document
January 12, 2021 Filed Jan 13, 2021 23:32 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $4.95 $9,900.00
Disclosure

SEC source: 0001250853-21-000008 · primary_doc.xml · nonDerivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,019

Read SEC document
January 12, 2021 Filed Jan 13, 2021 23:32 UTC
FINK MARVINDirector
SaleCommon Stock 2,000 $4.92 $9,840.00
Disclosure

SEC source: 0001250853-21-000008 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,019

Read SEC document
January 09, 2021 Filed Jan 12, 2021 23:28 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 113 $4.89 $552.57
Disclosure

SEC source: 0001250853-21-000007 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,026

Read SEC document
January 09, 2021 Filed Jan 12, 2021 23:19 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 1,257 $4.89 $6,146.73
Disclosure

SEC source: 0001250853-21-000006 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,805

Read SEC document
January 07, 2021 Filed Jan 9, 2021 01:30 UTC
FINK MARVINDirector
SaleCommon Stock 144 $5.06 $728.64
Disclosure

SEC source: 0001250853-21-000005 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,019

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:49 UTC GrantCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000002 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Read SEC document
December 22, 2020 Filed Dec 23, 2020 20:53 UTC SaleCommon Stock 227,491 $5.59 $1,271,674.69
Disclosure

SEC source: 0001250853-20-000114 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

Read SEC document
December 14, 2020 Filed Dec 15, 2020 01:39 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 17,064 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001250853-20-000112 · primary_doc.xml · derivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,064 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments on 1/31/2016, 4/30/2016, 7/31/2016 and 10/31/2016.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 01:39 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 17,064 $4.42 $75,422.88
Disclosure

SEC source: 0001250853-20-000112 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 17,064 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001250853-20-000113 · primary_doc.xml · derivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,064 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments on 1/31/2016, 4/30/2016, 7/31/2016 and 10/31/2016.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:53 UTC Exercise / conversionCommon Stock 17,064 $4.42 $75,422.88
Disclosure

SEC source: 0001250853-20-000113 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:33 UTC GrantCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000084 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,500

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:43 UTC
FINK MARVINDirector
GrantCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000083 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,099

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:57 UTC GrantCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000082 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,676

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:50 UTC GrantCommon Stock 5,757 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000081 · primary_doc.xml · nonDerivative · entry 1

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,248

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:44 UTC GrantCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001250853-20-000080 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

Read SEC document
July 31, 2020 Filed Aug 18, 2020 23:58 UTC GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018292 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,149

Read SEC document
July 31, 2020 Filed Aug 18, 2020 20:37 UTC GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018271 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,289

Read SEC document
July 31, 2020 Filed Aug 18, 2020 20:37 UTC GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018270 · rdgdoc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,465

Read SEC document
July 31, 2020 Filed Aug 18, 2020 20:36 UTC
FINK MARVINDirector
GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018269 · rdgdoc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,888

Read SEC document
July 13, 2020 Filed Jul 15, 2020 00:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,339 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001437749-20-015129 · rdgdoc.xml · derivative · entry 3

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,879 shares

Expires 2021-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 00:36 UTC SaleCommon Stock 12,339 $4.50 $55,581.03
Disclosure

SEC source: 0001437749-20-015129 · rdgdoc.xml · nonDerivative · entry 2

HILL HOWARD F · CIK 0001278604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,491

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.