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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2022 Filed Apr 12, 2022 22:33 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 27 $7.07 $190.89
Disclosure

SEC source: 0001250853-22-000056 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,031

Read SEC document
April 09, 2022 Filed Apr 12, 2022 22:37 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 137 $7.07 $968.59
Disclosure

SEC source: 0001250853-22-000057 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,136

Read SEC document
March 29, 2022 Filed Mar 30, 2022 20:02 UTC PurchaseCommon Stock 50,000 $7.20 $360,135.00
Disclosure

SEC source: 0001250853-22-000046 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 511,468

Read SEC document
March 29, 2022 Filed Mar 30, 2022 20:12 UTC PurchaseCommon Stock 50,000 $7.20 $360,135.00
Disclosure

SEC source: 0001250853-22-000047 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 511,468

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-22-000043 · primary_doc.xml · derivative · entry 2

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,927

Underlying: Common Stock · 15,000 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:28 UTC Exercise / conversionCommon Stock 15,000 $2.45 $36,750.00
Disclosure

SEC source: 0001250853-22-000043 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:22 UTC PurchaseCommon Stock 10,200 $7.41 $75,531.00
Disclosure

SEC source: 0001250853-22-000018 · primary_doc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 461,468

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:22 UTC PurchaseCommon Stock 9,480 $7.34 $69,621.12
Disclosure

SEC source: 0001250853-22-000018 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 451,268

Read SEC document
January 12, 2022 Filed Jan 13, 2022 02:03 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 1,137 $7.30 $8,300.10
Disclosure

SEC source: 0001250853-22-000017 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,273

Read SEC document
January 12, 2022 Filed Jan 13, 2022 01:52 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 217 $7.30 $1,584.10
Disclosure

SEC source: 0001250853-22-000016 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,058

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:22 UTC PurchaseCommon Stock 400 $7.33 $2,930.80
Disclosure

SEC source: 0001250853-22-000018 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 441,788

Read SEC document
January 10, 2022 Filed Jan 13, 2022 02:03 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (right to buy) · Derivative 46,667 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001250853-22-000017 · primary_doc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2032-01-09

F2 · derivative.exercise_date: On January 10, 2022 the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 10, 2023; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023.

Read SEC document
January 10, 2022 Filed Jan 13, 2022 02:03 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000017 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,410

F1 · price: Provided the Reporting Person is still employed with the Issuer on the following dates, the shares of restricted stock vest as follows: (i) one-quarter of the restricted shares and options shall vest on January 10, 2023; and (ii) the remaining restricted shares and options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023.

Read SEC document
January 10, 2022 Filed Jan 13, 2022 01:52 UTC
Yin PeterChief Financial Officer
GrantStock Option (right to buy) · Derivative 43,334 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001250853-22-000016 · primary_doc.xml · derivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

Underlying: Common Stock · 43,334 shares

Expires 2032-01-09

F2 · derivative.exercise_date: On January 10, 2022 the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 10, 2023; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023.

Read SEC document
January 10, 2022 Filed Jan 13, 2022 01:52 UTC
Yin PeterChief Financial Officer
GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000016 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,275

F1 · price: Provided the Reporting Person is still employed with the Issuer on the following dates, the shares of restricted stock vest as follows: (i) one-quarter of the restricted shares and options shall vest on January 10, 2023; and (ii) the remaining restricted shares and options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023.

Read SEC document
January 09, 2022 Filed Jan 12, 2022 00:38 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 21 $7.45 $156.45
Disclosure

SEC source: 0001250853-22-000015 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,942

Read SEC document
January 09, 2022 Filed Jan 12, 2022 00:35 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 225 $7.45 $1,676.25
Disclosure

SEC source: 0001250853-22-000014 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,077

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:11 UTC PurchaseCommon Stock 13,480 $8.10 $109,158.34
Disclosure

SEC source: 0001250853-22-000001 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 441,388

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:15 UTC PurchaseCommon Stock 5 $7.56 $37.79
Disclosure

SEC source: 0001250853-22-000002 · primary_doc.xml · nonDerivative · entry 2

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,703

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:15 UTC PurchaseCommon Stock 1,700 $7.56 $12,851.83
Disclosure

SEC source: 0001250853-22-000002 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,698

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:11 UTC PurchaseCommon Stock 20,000 $7.72 $154,394.00
Disclosure

SEC source: 0001250853-22-000001 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 427,908

Read SEC document
December 28, 2021 Filed Dec 29, 2021 00:31 UTC PurchaseCommon Stock 10,557 $7.98 $84,197.35
Disclosure

SEC source: 0001250853-21-000115 · primary_doc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 407,908

Read SEC document
December 27, 2021 Filed Dec 29, 2021 00:31 UTC PurchaseCommon Stock 3,014 $7.63 $22,996.82
Disclosure

SEC source: 0001250853-21-000115 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 397,351

Read SEC document
December 23, 2021 Filed Dec 29, 2021 00:41 UTC PurchaseCommon Stock 7,767 $7.50 $58,252.50
Disclosure

SEC source: 0001250853-21-000116 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,998

Read SEC document
December 23, 2021 Filed Dec 29, 2021 00:31 UTC PurchaseCommon Stock 10,000 $7.46 $74,554.00
Disclosure

SEC source: 0001250853-21-000115 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 394,337

Read SEC document
October 09, 2021 Filed Oct 12, 2021 10:09 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 148 $7.79 $1,152.92
Disclosure

SEC source: 0001437749-21-023500 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,302

Read SEC document
October 09, 2021 Filed Oct 12, 2021 10:08 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 21 $7.79 $163.59
Disclosure

SEC source: 0001437749-21-023498 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,963

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:26 UTC GrantCommon Stock 5,785 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021943 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,959

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:13 UTC GrantCommon Stock 4,567 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021941 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,067

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:52 UTC
FINK MARVINDirector
GrantCommon Stock 3,044 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021937 · rdgdoc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,052

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:52 UTC GrantCommon Stock 4,871 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021936 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231

Read SEC document
September 08, 2021 Filed Dec 23, 2021 18:31 UTC Amendment
FINK MARVINDirector
GrantCommon Stock 3,044 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000114 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,190

F1 · balance_after: The amount of securities beneficially owned following the 9/08/2021 transaction was incorrectly reported as 97,052. It should have been reported as 96,190.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 19:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000082 · primary_doc.xml · derivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,500

Underlying: Common Stock · 15,000 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
July 17, 2021 Filed Jul 19, 2021 18:26 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $8.69 $0.00
Disclosure

SEC source: 0001250853-21-000076 · primary_doc.xml · derivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-07-16

Read SEC document
July 09, 2021 Filed Jul 12, 2021 23:54 UTC PurchaseCommon Stock 3,800 $7.57 $28,776.64
Disclosure

SEC source: 0001250853-21-000072 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 384,337

Read SEC document
July 09, 2021 Filed Jul 14, 2021 00:57 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 148 $7.74 $1,145.52
Disclosure

SEC source: 0001250853-21-000075 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,450

Read SEC document
July 09, 2021 Filed Jul 14, 2021 00:48 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 21 $7.74 $162.54
Disclosure

SEC source: 0001250853-21-000074 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,984

Read SEC document
July 08, 2021 Filed Jul 12, 2021 23:54 UTC PurchaseCommon Stock 11,930 $7.39 $88,162.70
Disclosure

SEC source: 0001250853-21-000072 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 380,537

Read SEC document
June 23, 2021 Filed Jun 24, 2021 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,827 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,827 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 00:14 UTC SaleCommon Stock 8,827 $8.00 $70,628.36
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Read SEC document
June 23, 2021 Filed Jun 24, 2021 00:14 UTC Exercise / conversionCommon Stock 8,827 $2.45 $21,626.15
Disclosure

SEC source: 0001250853-21-000069 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment Exercise / conversionStock Option (right to buy) · Derivative 8,827 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · derivative · entry 3

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,827 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment SaleCommon Stock 8,827 $8.00 $70,628.36
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · nonDerivative · entry 2

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,079

Read SEC document
June 23, 2021 Filed Jul 13, 2021 17:06 UTC Amendment Exercise / conversionCommon Stock 8,827 $2.45 $21,626.15
Disclosure

SEC source: 0001250853-21-000073 · primary_doc.xml · nonDerivative · entry 1

Benoit Edward Joseph · CIK 0001574099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 23:51 UTC PurchaseCommon Stock 53,818 $7.38 $397,053.06
Disclosure

SEC source: 0001250853-21-000065 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 368,607

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:51 UTC GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000065 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,174

Read SEC document
June 15, 2021 Filed Dec 23, 2021 18:25 UTC
FINK MARVINDirector
Disposition to issuerCommon Stock 862 $0.00 $0.00
Disclosure

SEC source: 0001250853-21-000113 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,146

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:33 UTC PurchaseCommon Stock 14,700 $7.00 $102,891.18
Disclosure

SEC source: 0001250853-21-000053 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 314,789

Read SEC document
April 14, 2021 Filed Apr 16, 2021 22:33 UTC PurchaseCommon Stock 4,700 $6.99 $32,868.04
Disclosure

SEC source: 0001250853-21-000053 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 300,089

Read SEC document
April 13, 2021 Filed Apr 14, 2021 00:43 UTC PurchaseCommon Stock 25,000 $6.92 $172,960.00
Disclosure

SEC source: 0001250853-21-000052 · primary_doc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 295,389

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.