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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2023 Filed Apr 13, 2023 00:32 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 47 $4.29 $201.63
Disclosure

SEC source: 0001250853-23-000024 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,949

Read SEC document
April 12, 2023 Filed Apr 13, 2023 23:33 UTC PurchaseCommon Stock 1,920 $4.19 $8,042.88
Disclosure

SEC source: 0001250853-23-000027 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 627,970

Read SEC document
April 11, 2023 Filed Apr 13, 2023 23:33 UTC PurchaseCommon Stock 10,000 $4.19 $41,900.00
Disclosure

SEC source: 0001250853-23-000027 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 626,050

Read SEC document
April 10, 2023 Filed Apr 13, 2023 00:41 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 38 $4.30 $163.40
Disclosure

SEC source: 0001250853-23-000026 · primary_doc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,408

Read SEC document
April 10, 2023 Filed Apr 13, 2023 00:36 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 219 $4.30 $941.70
Disclosure

SEC source: 0001250853-23-000025 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,353

Read SEC document
April 10, 2023 Filed Apr 13, 2023 00:32 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 79 $4.30 $339.70
Disclosure

SEC source: 0001250853-23-000024 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,996

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:00 UTC PurchaseCommon Stock 19,521 $4.33 $84,545.45
Disclosure

SEC source: 0001250853-23-000019 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 616,050

Read SEC document
March 30, 2023 Filed Mar 30, 2023 21:43 UTC PurchaseCommon Stock 2,227 $4.22 $9,389.03
Disclosure

SEC source: 0001250853-23-000017 · primary_doc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 596,529

Read SEC document
March 29, 2023 Filed Mar 30, 2023 21:43 UTC PurchaseCommon Stock 100 $4.25 $425.00
Disclosure

SEC source: 0001250853-23-000017 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 594,302

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:43 UTC PurchaseCommon Stock 1,000 $4.20 $4,196.00
Disclosure

SEC source: 0001250853-23-000017 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 594,202

Read SEC document
March 22, 2023 Filed Mar 24, 2023 22:05 UTC PurchaseCommon Stock 2,544 $4.15 $10,555.06
Disclosure

SEC source: 0001250853-23-000015 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 593,202

Read SEC document
March 20, 2023 Filed Mar 20, 2023 22:58 UTC PurchaseCommon Stock 13,352 $4.24 $56,665.89
Disclosure

SEC source: 0001250853-23-000013 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 590,658

Read SEC document
March 17, 2023 Filed Mar 20, 2023 22:58 UTC PurchaseCommon Stock 5,000 $4.20 $21,005.00
Disclosure

SEC source: 0001250853-23-000013 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 577,306

Read SEC document
March 16, 2023 Filed Mar 16, 2023 23:05 UTC PurchaseCommon Stock 10,000 $4.10 $40,950.00
Disclosure

SEC source: 0001250853-23-000012 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 572,306

Read SEC document
March 15, 2023 Filed Mar 16, 2023 23:05 UTC PurchaseCommon Stock 24,454 $4.06 $99,307.69
Disclosure

SEC source: 0001250853-23-000012 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 562,306

Read SEC document
January 11, 2023 Filed Jan 13, 2023 02:09 UTC
Yin PeterChief Financial Officer
GrantStock Option (right to buy) · Derivative 22,727 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001250853-23-000003 · primary_doc.xml · derivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2033-01-10

F1 · derivative.exercise_date: On January 11, 2023, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2024; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2024.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 02:09 UTC
Yin PeterChief Financial Officer
GrantCommon Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001250853-23-000003 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,075

Read SEC document
January 11, 2023 Filed Jan 13, 2023 02:05 UTC
Bibisi Ray MichaelChief Operating Officer
GrantStock Option (right to buy) · Derivative 10,909 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001250853-23-000002 · primary_doc.xml · derivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,909

Underlying: Common Stock · 10,909 shares

Expires 2033-01-10

F1 · derivative.exercise_date: On January 11, 2023, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2024; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2024.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 02:05 UTC
Bibisi Ray MichaelChief Operating Officer
GrantCommon Stock 5,455 $0.00 $0.00
Disclosure

SEC source: 0001250853-23-000002 · primary_doc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,446

Read SEC document
January 11, 2023 Filed Jan 13, 2023 01:59 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (right to buy) · Derivative 63,636 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,636

Underlying: Common Stock · 63,636 shares

Expires 2033-01-10

F1 · derivative.exercise_date: On January 11, 2023, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2024; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2024.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 01:59 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 31,818 $0.00 $0.00
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,572

Read SEC document
January 10, 2023 Filed Jan 13, 2023 02:09 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 205 $5.46 $1,119.30
Disclosure

SEC source: 0001250853-23-000003 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,711

Read SEC document
January 10, 2023 Filed Jan 13, 2023 02:05 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 75 $5.46 $409.50
Disclosure

SEC source: 0001250853-23-000002 · primary_doc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

Read SEC document
January 10, 2023 Filed Jan 13, 2023 01:59 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 957 $5.46 $5,225.22
Disclosure

SEC source: 0001250853-23-000001 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,754

Read SEC document
December 28, 2022 Filed Dec 29, 2022 20:40 UTC
Dawson Robert DDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001250853-22-000125 · primary_doc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 45,000 shares

Expires 2027-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 17, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock of the issuer. The option vested as to 10,000 shares on July 17, 2017 with the remaining 90,000 shares to vest in equal installments over the following nine years. On July 16, 2021, the reporting person entered into a new employment agreement with the issuer. Pursuant to such employment agreement, the vesting schedule of the July 17, 2017 option grant was revised, such that 25,000 of the unvested options would vest on July 17, 2022 and the remaining 25,000 unvested options would vest on July 17, 2023.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 20:40 UTC
Dawson Robert DDirector · President and CEO
Exercise / conversionCommon Stock 45,000 $1.90 $85,500.00
Disclosure

SEC source: 0001250853-22-000125 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2022 Filed Oct 12, 2022 22:46 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 13 $5.24 $68.12
Disclosure

SEC source: 0001250853-22-000091 · primary_doc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

Read SEC document
October 12, 2022 Filed Oct 12, 2022 22:43 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 117 $5.24 $613.08
Disclosure

SEC source: 0001250853-22-000090 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,711

Read SEC document
October 12, 2022 Filed Oct 12, 2022 22:38 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 19 $5.24 $99.56
Disclosure

SEC source: 0001250853-22-000089 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,916

Read SEC document
October 09, 2022 Filed Oct 12, 2022 22:43 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 118 $5.48 $646.64
Disclosure

SEC source: 0001250853-22-000090 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,828

Read SEC document
October 09, 2022 Filed Oct 12, 2022 22:38 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 24 $5.48 $131.52
Disclosure

SEC source: 0001250853-22-000089 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,935

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:41 UTC GrantCommon Stock 7,485 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000087 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,444

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:33 UTC GrantCommon Stock 7,485 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000086 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,479

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:28 UTC GrantCommon Stock 7,485 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000084 · primary_doc.xml · nonDerivative · entry 1

Tidwell Kay Lee · CIK 0001506043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:31 UTC GrantCommon Stock 7,485 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000085 · primary_doc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,188

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:25 UTC GrantCommon Stock 7,485 $0.00 $0.00
Disclosure

SEC source: 0001250853-22-000083 · primary_doc.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

Read SEC document
July 12, 2022 Filed Jul 12, 2022 23:01 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 32 $6.27 $200.64
Disclosure

SEC source: 0001250853-22-000074 · primary_doc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,079

Read SEC document
July 12, 2022 Filed Jul 12, 2022 22:56 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 127 $6.27 $796.29
Disclosure

SEC source: 0001250853-22-000073 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,946

Read SEC document
July 12, 2022 Filed Jul 12, 2022 22:51 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 22 $6.27 $137.94
Disclosure

SEC source: 0001250853-22-000072 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,959

Read SEC document
July 11, 2022 Filed Jul 13, 2022 16:42 UTC
FINK MARVINDirector
Exercise / conversionStock Option (right to buy) · Derivative 37,927 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-22-000075 · primary_doc.xml · derivative · entry 2

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,927 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018 and October 31, 2018.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 16:42 UTC
FINK MARVINDirector
Exercise / conversionCommon Stock 37,927 $2.45 $92,921.15
Disclosure

SEC source: 0001250853-22-000075 · primary_doc.xml · nonDerivative · entry 1

FINK MARVIN · CIK 0001281284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2022 Filed Jul 12, 2022 22:56 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 125 $6.09 $761.25
Disclosure

SEC source: 0001250853-22-000073 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,073

Read SEC document
July 09, 2022 Filed Jul 12, 2022 22:51 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 27 $6.09 $164.43
Disclosure

SEC source: 0001250853-22-000072 · primary_doc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,981

Read SEC document
July 08, 2022 Filed Jul 11, 2022 21:56 UTC PurchaseCommon Stock 10,000 $6.16 $61,583.00
Disclosure

SEC source: 0001250853-22-000069 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 537,852

Read SEC document
July 01, 2022 Filed Jul 5, 2022 19:55 UTC PurchaseCommon Stock 6,530 $6.19 $40,393.27
Disclosure

SEC source: 0001250853-22-000068 · primary_doc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 527,852

Read SEC document
June 30, 2022 Filed Jul 5, 2022 19:55 UTC PurchaseCommon Stock 9,854 $6.20 $61,084.95
Disclosure

SEC source: 0001250853-22-000068 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 521,322

Read SEC document
April 18, 2022 Filed Apr 19, 2022 16:54 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,927 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001250853-22-000058 · primary_doc.xml · derivative · entry 2

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,927 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 16:54 UTC Exercise / conversionCommon Stock 7,927 $2.45 $19,421.15
Disclosure

SEC source: 0001250853-22-000058 · primary_doc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 12, 2022 22:33 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 23 $6.92 $159.16
Disclosure

SEC source: 0001250853-22-000056 · primary_doc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,008

Read SEC document
April 12, 2022 Filed Apr 12, 2022 22:37 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 138 $6.92 $954.96
Disclosure

SEC source: 0001250853-22-000057 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,198

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.