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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2024 Filed Oct 4, 2024 22:34 UTC PurchaseCommon Stock 100 $3.95 $395.00
Disclosure

SEC source: 0001437749-24-030741 · rdgdoc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,129

Read SEC document
October 02, 2024 Filed Oct 4, 2024 22:34 UTC PurchaseCommon Stock 8,800 $3.97 $34,925.44
Disclosure

SEC source: 0001437749-24-030741 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,029

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.965 to $4.00, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 22:09 UTC PurchaseCommon Stock 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001437749-24-030381 · rdgdoc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,229

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:09 UTC PurchaseCommon Stock 5,000 $3.94 $19,715.50
Disclosure

SEC source: 0001437749-24-030381 · rdgdoc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,229

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.81 to $4.08, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 22:09 UTC PurchaseCommon Stock 220 $3.69 $812.66
Disclosure

SEC source: 0001437749-24-030381 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,229

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.70, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 05, 2024 Filed Sep 10, 2024 01:48 UTC GrantCommon Stock 13,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-028808 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,009

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2025 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 05, 2024 Filed Sep 10, 2024 01:47 UTC GrantCommon Stock 13,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-028807 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,044

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2025 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 05, 2024 Filed Sep 10, 2024 01:47 UTC GrantCommon Stock 13,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-028806 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,753

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2025 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 05, 2024 Filed Sep 10, 2024 01:46 UTC GrantCommon Stock 13,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-028805 · rdgdoc.xml · nonDerivative · entry 1

Tidwell Kay Lee · CIK 0001506043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,050

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2025 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
July 12, 2024 Filed Jul 12, 2024 22:58 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 71 $4.34 $308.14
Disclosure

SEC source: 0001437749-24-022704 · rdgdoc.xml · nonDerivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,368

Read SEC document
July 12, 2024 Filed Jul 12, 2024 22:57 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 378 $4.34 $1,640.52
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,885

Read SEC document
July 12, 2024 Filed Jul 12, 2024 22:56 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 37 $4.34 $160.58
Disclosure

SEC source: 0001437749-24-022702 · rdgdoc.xml · nonDerivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,051

Read SEC document
July 11, 2024 Filed Jul 12, 2024 22:58 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 237 $4.22 $1,000.14
Disclosure

SEC source: 0001437749-24-022704 · rdgdoc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,439

Read SEC document
July 11, 2024 Filed Jul 12, 2024 22:57 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 645 $4.22 $2,721.90
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,263

Read SEC document
July 11, 2024 Filed Jul 12, 2024 22:56 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 65 $4.22 $274.30
Disclosure

SEC source: 0001437749-24-022702 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,088

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:58 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 156 $4.25 $663.00
Disclosure

SEC source: 0001437749-24-022704 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,676

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:57 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 433 $4.25 $1,840.25
Disclosure

SEC source: 0001437749-24-022703 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,908

Read SEC document
July 10, 2024 Filed Jul 12, 2024 22:56 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 41 $4.25 $174.25
Disclosure

SEC source: 0001437749-24-022702 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,153

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:22 UTC
Dawson Robert DDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 116,667 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001437749-24-001446 · rdgdoc.xml · derivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 116,667 shares

Expires 2034-01-11

F2 · derivative.exercise_date: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2025; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:22 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001446 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,341

F1 · shares: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person restricted stock units of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the restricted stock units shall vest over four years as follows: (i) one-quarter of the restricted stock units shall vest on January 11, 2025; and (ii) the remaining restricted stock units shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:21 UTC
Bibisi Ray MichaelChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 41,667 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001437749-24-001445 · rdgdoc.xml · derivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-01-11

F2 · derivative.exercise_date: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2025; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:21 UTC
Bibisi Ray MichaelChief Operating Officer
GrantCommon Stock 20,883 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001445 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,194

F1 · shares: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person restricted stock units of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the restricted stock units shall vest over four years as follows: (i) one-quarter of the restricted stock units shall vest on January 11, 2025; and (ii) the remaining restricted stock units shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:20 UTC
Yin PeterChief Financial Officer
GrantStock Option (Right to Buy · Derivative 41,667 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001437749-24-001444 · rdgdoc.xml · derivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-01-11

F2 · derivative.exercise_date: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2025; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
January 11, 2024 Filed Jan 17, 2024 01:20 UTC
Yin PeterChief Financial Officer
GrantCommon Stock 20,883 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001444 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,832

F1 · shares: On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person restricted stock units of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the restricted stock units shall vest over four years as follows: (i) one-quarter of the restricted stock units shall vest on January 11, 2025; and (ii) the remaining restricted stock units shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:44 UTC GrantCommon Stock 6,756 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030255 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,568

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of non-employee director cash compensation.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:44 UTC GrantCommon Stock 6,756 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030254 · rdgdoc.xml · nonDerivative · entry 1

Tidwell Kay Lee · CIK 0001506043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,574

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of non-employee director cash compensation.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:43 UTC GrantCommon Stock 6,756 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030253 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,533

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of non-employee director cash compensation.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:42 UTC
Dawson Robert DDirector · President and CEO
GrantCommon Stock 15,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030252 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,008

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of base salary compensation.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:41 UTC GrantCommon Stock 6,756 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-030251 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,277

F1 · shares: The restricted stock shall vest in four (4) equal installments beginning on January 31, 2024 and quarterly thereafter until fully vested and is being issued in lieu of non-employee director cash compensation.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 20:05 UTC
Dawson Robert DDirector · President and CEO
PurchaseCommon Stock 4,794 $2.99 $14,334.06
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,806

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.90 to $3.00 for a weighted average purchase price of $2.99. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:05 UTC
Dawson Robert DDirector · President and CEO
PurchaseCommon Stock 206 $2.90 $597.40
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,012

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:05 UTC
Dawson Robert DDirector · President and CEO
PurchaseCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001437749-23-027851 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,806

Read SEC document
October 03, 2023 Filed Oct 3, 2023 23:31 UTC PurchaseCommon Stock 1,517 $2.83 $4,287.19
Disclosure

SEC source: 0001437749-23-027583 · rdgdoc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 710,088

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.8025 to $2.85 for a weighted average purchase price of $2.8261. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 23:31 UTC PurchaseCommon Stock 454 $2.93 $1,330.45
Disclosure

SEC source: 0001437749-23-027583 · rdgdoc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 708,571

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.925 to $2.94 for a weighted average purchase price of $2.9305. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:31 UTC PurchaseCommon Stock 8,000 $3.01 $24,080.00
Disclosure

SEC source: 0001437749-23-027583 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 708,117

Read SEC document
September 27, 2023 Filed Sep 28, 2023 20:56 UTC PurchaseCommon Stock 57,042 $2.70 $154,007.70
Disclosure

SEC source: 0001437749-23-027053 · rdgdoc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 700,117

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.60 to $2.70 for a weighted average purchase price of $2.6999. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:56 UTC PurchaseCommon Stock 13,723 $2.57 $35,242.04
Disclosure

SEC source: 0001437749-23-027053 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 643,075

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.525 to $2.60 for a weighted average purchase price of $2.56812. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:04 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025494 · rdgdoc.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,818

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:03 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025493 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,777

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:03 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025491 · rdgdoc.xml · nonDerivative · entry 1

Tidwell Kay Lee · CIK 0001506043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,818

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:03 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025490 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,812

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:02 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025489 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,521

F1 · shares: The Common Stock shall vest in four quarterly installments from the date of grant provided that the Common Stock shall vest in full upon the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting, or (ii) the one (1) year anniversary of the Annual Shareholders Meeting on which the Stock Award was granted, subject to continued service.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 23:00 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 20 $4.07 $81.40
Disclosure

SEC source: 0001250853-23-000041 · primary_doc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,311

Read SEC document
July 12, 2023 Filed Jul 12, 2023 22:56 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 140 $4.07 $569.80
Disclosure

SEC source: 0001250853-23-000040 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,806

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July 10, 2023 Filed Jul 12, 2023 23:00 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 41 $4.02 $164.82
Disclosure

SEC source: 0001250853-23-000041 · primary_doc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,331

Read SEC document
July 10, 2023 Filed Jul 12, 2023 22:56 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 210 $4.02 $844.20
Disclosure

SEC source: 0001250853-23-000040 · primary_doc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,946

Read SEC document
April 14, 2023 Filed Apr 18, 2023 23:16 UTC PurchaseCommon Stock 200 $4.25 $850.00
Disclosure

SEC source: 0001250853-23-000028 · primary_doc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 629,352

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April 13, 2023 Filed Apr 13, 2023 23:33 UTC PurchaseCommon Stock 1,182 $4.20 $4,963.22
Disclosure

SEC source: 0001250853-23-000027 · primary_doc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By THG Securities Fund, L.P.

Disclosed balance after: 629,152

Read SEC document
April 12, 2023 Filed Apr 13, 2023 00:41 UTC
Bibisi Ray MichaelChief Operating Officer
Tax withholdingCommon Stock 36 $4.29 $154.44
Disclosure

SEC source: 0001250853-23-000026 · primary_doc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,372

Read SEC document
April 12, 2023 Filed Apr 13, 2023 00:36 UTC
Dawson Robert DDirector · President and CEO
Tax withholdingCommon Stock 197 $4.29 $845.13
Disclosure

SEC source: 0001250853-23-000025 · primary_doc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,156

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.