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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2024 Filed Apr 24, 2024 23:48 UTC GrantRestricted Stock Units · Derivative 6,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005208 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,662.5808

Underlying: Common Stock · 6,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 23:48 UTC GrantRestricted Stock Units · Derivative 6,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005206 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,777

Underlying: Common Stock · 6,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 23:48 UTC
Davis NoopurDirector
GrantRestricted Stock Units · Derivative 6,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005204 · doc4.xml · derivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,777

Underlying: Common Stock · 6,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 23:48 UTC GrantRestricted Stock Units · Derivative 6,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005205 · doc4.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,237.7373

Underlying: Common Stock · 6,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2025 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005145 · doc4.xml · derivative · entry 4

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F3 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionCommon Stock 1,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005145 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005144 · doc4.xml · derivative · entry 2

Rand Alison S. · CIK 0001487407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F3 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005144 · doc4.xml · nonDerivative · entry 1

Rand Alison S. · CIK 0001487407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005143 · doc4.xml · derivative · entry 3

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,570.7634

Underlying: Common Stock · 7,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionCommon Stock 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005143 · doc4.xml · nonDerivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005142 · doc4.xml · derivative · entry 3

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC Exercise / conversionCommon Stock 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005142 · doc4.xml · nonDerivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
Davis NoopurDirector
Exercise / conversionRestricted Stock Units · Derivative 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005141 · doc4.xml · derivative · entry 2

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
Davis NoopurDirector
Exercise / conversionCommon Stock 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005141 · doc4.xml · nonDerivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
Exercise / conversionRestricted Stock Units · Derivative 79,111 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005140 · doc4.xml · derivative · entry 2

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 17, 2024, the date of the reporting person's termination of service as a director.

F3 · derivative.expiration_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 17, 2024, the date of the reporting person's termination of service as a director.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
Exercise / conversionCommon Stock 79,111 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005140 · doc4.xml · nonDerivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,602.5204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
JOHNS JOHN DDirector
Exercise / conversionRestricted Stock Units · Derivative 43,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005139 · doc4.xml · derivative · entry 6

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis on April 17, 2024.

F4 · derivative.exercise_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 17, 2024, the date of the reporting person's termination of service as a director.

F4 · derivative.expiration_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 17, 2024, the date of the reporting person's termination of service as a director.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:50 UTC
JOHNS JOHN DDirector
Exercise / conversionCommon Stock 43,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005139 · doc4.xml · nonDerivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis on April 17, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:45 UTC GrantPhantom Stock · Derivative 1,625.9105 $19.22 $31,250.00
Disclosure

SEC source: 0001225208-24-005095 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,317.7293

Underlying: Common Stock · 1,625.9105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:46 UTC GrantPhantom Stock · Derivative 1,625.9105 $19.22 $31,250.00
Disclosure

SEC source: 0001225208-24-005100 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,001.7618

Underlying: Common Stock · 1,625.9105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:46 UTC GrantPhantom Stock · Derivative 1,560.8741 $19.22 $30,000.00
Disclosure

SEC source: 0001225208-24-005099 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750.9266

Underlying: Common Stock · 1,560.8741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:45 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 2,081.1655 $19.22 $40,000.00
Disclosure

SEC source: 0001225208-24-005098 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,326.5123

Underlying: Common Stock · 2,081.1655 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:45 UTC GrantPhantom Stock · Derivative 1,886.0562 $19.22 $36,250.00
Disclosure

SEC source: 0001225208-24-005097 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,785.257

Underlying: Common Stock · 1,886.0562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:45 UTC GrantPhantom Stock · Derivative 1,625.9105 $19.22 $31,250.00
Disclosure

SEC source: 0001225208-24-005096 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,187.6312

Underlying: Common Stock · 1,625.9105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Zusi Russell KSEVP & CRO
GrantRestricted Stock Units · Derivative 23,761 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004928 · doc4.xml · derivative · entry 2

Zusi Russell K · CIK 0002006716 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,483.11

Underlying: Common Stock · 23,761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Zusi Russell KSEVP & CRO
GrantRestricted Stock Units · Derivative 24,319 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004928 · doc4.xml · derivative · entry 1

Zusi Russell K · CIK 0002006716 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,722.11

Underlying: Common Stock · 24,319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · derivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,474.06

Underlying: Common Stock · 14,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · derivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,801.06

Underlying: Common Stock · 16,972 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Tax withholdingCommon Stock 15,887 $20.56 $326,636.72
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,492

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantCommon Stock 21,491 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,052

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:10 UTC Exercise / conversionRestricted Stock Units · Derivative 23,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004925 · doc4.xml · derivative · entry 7

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,608.85

Underlying: Common Stock · 23,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:10 UTC GrantRestricted Stock Units · Derivative 27,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004925 · doc4.xml · derivative · entry 6

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,486.85

Underlying: Common Stock · 27,155 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:10 UTC Tax withholdingCommon Stock 26,475 $20.56 $544,326.00
Disclosure

SEC source: 0001225208-24-004925 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,592

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:10 UTC Exercise / conversionCommon Stock 23,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004925 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:10 UTC GrantCommon Stock 35,817 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004925 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,189

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 83,572 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004927 · doc4.xml · derivative · entry 6

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,129.53

Underlying: Common Stock · 83,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Turner John M JRDirector · President & CEO
GrantRestricted Stock Units · Derivative 100,136 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004927 · doc4.xml · derivative · entry 5

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,701.53

Underlying: Common Stock · 100,136 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Turner John M JRDirector · President & CEO
Tax withholdingCommon Stock 92,662 $20.56 $1,905,130.72
Disclosure

SEC source: 0001225208-24-004927 · doc4.xml · nonDerivative · entry 3

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,492.9999

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionCommon Stock 83,572 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004927 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924,154.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Turner John M JRDirector · President & CEO
GrantCommon Stock 125,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004927 · doc4.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,582.9999

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 15,918 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004924 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,805.94

Underlying: Common Stock · 15,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 27,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004924 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,723.94

Underlying: Common Stock · 27,155 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Tax withholdingCommon Stock 17,559 $20.56 $361,013.04
Disclosure

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,387

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionCommon Stock 15,918 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantCommon Stock 23,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,028

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 9,551 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004923 · doc4.xml · derivative · entry 6

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,189.25

Underlying: Common Stock · 9,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 13,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004923 · doc4.xml · derivative · entry 5

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,740.25

Underlying: Common Stock · 13,578 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Tax withholdingCommon Stock 10,591 $20.56 $217,750.96
Disclosure

SEC source: 0001225208-24-004923 · doc4.xml · nonDerivative · entry 3

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,671

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionCommon Stock 9,551 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004923 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.