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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004368 · doc4.xml · derivative · entry 1

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004364 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,488.2681

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004375 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,155.4707

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004374 · doc4.xml · derivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,590.1761

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004373 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,590.1761

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004371 · doc4.xml · derivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,590.1761

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004370 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,590.1761

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004369 · doc4.xml · derivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,773.3351

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004367 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,684.0251

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004366 · doc4.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,488.2681

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:58 UTC
Davis NoopurDirector
GrantRestricted Stock Units · Derivative 7,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004365 · doc4.xml · derivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2026 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionRestricted Stock Units · Derivative 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004293 · doc4.xml · derivative · entry 5

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionCommon Stock 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004293 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004291 · doc4.xml · derivative · entry 2

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionCommon Stock 1,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004291 · doc4.xml · nonDerivative · entry 1

Jenkins Roger W. · CIK 0001469778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionRestricted Stock Units · Derivative 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004292 · doc4.xml · derivative · entry 3

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,875.8055

Underlying: Common Stock · 7,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC Exercise / conversionCommon Stock 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004292 · doc4.xml · nonDerivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC
Davis NoopurDirector
Exercise / conversionRestricted Stock Units · Derivative 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004290 · doc4.xml · derivative · entry 2

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 19:55 UTC
Davis NoopurDirector
Exercise / conversionCommon Stock 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004290 · doc4.xml · nonDerivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 16, 2025.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC GrantPhantom Stock · Derivative 1,608.3376 $19.43 $31,250.00
Disclosure

SEC source: 0001225208-25-004267 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,566.5051

Underlying: Common Stock · 1,608.3376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC GrantPhantom Stock · Derivative 1,608.3376 $19.43 $31,250.00
Disclosure

SEC source: 0001225208-25-004271 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,624.0571

Underlying: Common Stock · 1,608.3376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC GrantPhantom Stock · Derivative 1,544.0041 $19.43 $30,000.00
Disclosure

SEC source: 0001225208-25-004270 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,570.1108

Underlying: Common Stock · 1,544.0041 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC GrantPhantom Stock · Derivative 2,509.0067 $19.43 $48,750.00
Disclosure

SEC source: 0001225208-25-004269 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,349.1718

Underlying: Common Stock · 2,509.0067 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC GrantPhantom Stock · Derivative 1,544.0041 $19.43 $30,000.00
Disclosure

SEC source: 0001225208-25-004268 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,261.0687

Underlying: Common Stock · 1,544.0041 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 5,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · derivative · entry 9

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,338.1358

Underlying: Common Stock · 5,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 834.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · derivative · entry 8

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,204.1358

Underlying: Common Stock · 834.05 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC GrantRestricted Stock Units · Derivative 15,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · derivative · entry 7

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,038.1858

Underlying: Common Stock · 15,298 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F6 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Tax withholdingCommon Stock 6,069 $21.57 $130,908.33
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · nonDerivative · entry 5

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,185

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Disposition to issuerCommon Stock 834.05 $21.57 $17,990.46
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · nonDerivative · entry 4

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,254

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Exercise / conversionCommon Stock 834.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · nonDerivative · entry 3

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,088.05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC Exercise / conversionCommon Stock 5,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · nonDerivative · entry 2

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F2 · price: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004096 · doc4.xml · nonDerivative · entry 1

Willman Brian R · CIK 0002042972 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,388

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Zusi Russell KSEVP & CRO
GrantRestricted Stock Units · Derivative 22,946 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004099 · doc4.xml · derivative · entry 1

Zusi Russell K · CIK 0002006716 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,311.4587

Underlying: Common Stock · 22,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F3 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 13,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 8

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,849.0101

Underlying: Common Stock · 13,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 747.54 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 7

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,047.0101

Underlying: Common Stock · 747.54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 16,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 6

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,794.5501

Underlying: Common Stock · 16,827 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F6 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Tax withholdingCommon Stock 14,225 $21.57 $306,833.25
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,418

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Disposition to issuerCommon Stock 747.54 $21.57 $16,124.44
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,643

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionCommon Stock 747.54 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,390.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionCommon Stock 13,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F2 · price: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantCommon Stock 18,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,445

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 21,997 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · derivative · entry 10

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,765.5531

Underlying: Common Stock · 21,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F8 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 1,246.61 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · derivative · entry 9

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,762.5531

Underlying: Common Stock · 1,246.61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F8 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC GrantRestricted Stock Units · Derivative 26,771 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · derivative · entry 8

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,009.1631

Underlying: Common Stock · 26,771 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F7 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F7 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F8 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Tax withholdingCommon Stock 23,707 $21.57 $511,359.99
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · nonDerivative · entry 5

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,038

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Disposition to issuerCommon Stock 1,246.61 $21.57 $26,889.38
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · nonDerivative · entry 4

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,745

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Exercise / conversionCommon Stock 1,246.61 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,991.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC Exercise / conversionCommon Stock 21,997 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F2 · price: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:53 UTC GrantCommon Stock 31,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004095 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,748

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 76,991 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004097 · doc4.xml · derivative · entry 9

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,410.3013

Underlying: Common Stock · 76,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.