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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · derivative · entry 10

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,440

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 13,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · derivative · entry 9

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Underlying: Common Stock · 13,254 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 13,254 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · derivative · entry 8

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

Underlying: Common Stock · 19,881 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · derivative · entry 7

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 24,465 $14.67 $358,901.55
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · nonDerivative · entry 3

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,095

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · nonDerivative · entry 2

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006389 · doc4.xml · nonDerivative · entry 1

Herron C. Keith · CIK 0001509489 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 36,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 8

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

Underlying: Common Stock · 36,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 26,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 7

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,354

Underlying: Common Stock · 26,508 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 26,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 6

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,508

Underlying: Common Stock · 39,762 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 36,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · derivative · entry 5

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,238.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 36,913 $14.67 $541,513.71
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 3

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,635

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 36,991 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 2

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 46,239 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006388 · doc4.xml · nonDerivative · entry 1

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 10

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,440

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 13,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 9

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Underlying: Common Stock · 13,254 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 13,254 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 8

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

Underlying: Common Stock · 19,881 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 7

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 24,610 $14.67 $361,028.70
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 3

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,084

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 9

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 15,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 8

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,310

Underlying: Common Stock · 15,463 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 15,463 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,463

Underlying: Common Stock · 23,194.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 24,610 $14.67 $361,028.70
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,363

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
Exercise / conversionRestricted Stock Units · Derivative 49,322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 7

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,237

Underlying: Common Stock · 49,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
GrantRestricted Stock Units · Derivative 30,926 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 6

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,559

Underlying: Common Stock · 30,926 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
GrantPerformance Stock Units (2019) · Derivative 30,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 5

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,926

Underlying: Common Stock · 46,389 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
Exercise / conversionPerformance Stock Units - 2016 · Derivative 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 4

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,652.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
Tax withholdingCommon Stock 49,219 $14.67 $722,042.73
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 3

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,908

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
Exercise / conversionCommon Stock 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 2

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Owen John BSEVP & COO
Exercise / conversionCommon Stock 61,653 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 1

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:10 UTC OtherCommon Stock (phantom stock) 126.545 $14.60 $1,848.05
Disclosure

SEC source: 0001225208-19-006940 · doc4.xml · nonDerivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 13,326.9277

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock (phantom stock) 102.2275 $14.60 $1,492.92
Disclosure

SEC source: 0001225208-19-006947 · doc4.xml · nonDerivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 10,766.0733

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock (phantom stock) 1,589.7856 $14.60 $23,217.07
Disclosure

SEC source: 0001225208-19-006946 · doc4.xml · nonDerivative · entry 2

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 167,426.0363

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock 999.5227 $14.60 $14,596.93
Disclosure

SEC source: 0001225208-19-006946 · doc4.xml · nonDerivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,073.1677

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:10 UTC
FAST ERIC CDirector
OtherCommon Stock (phantom stock) 1,040.7001 $14.60 $15,198.28
Disclosure

SEC source: 0001225208-19-006941 · doc4.xml · nonDerivative · entry 2

FAST ERIC C · CIK 0001187925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 109,599.8457

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:10 UTC
FAST ERIC CDirector
OtherCommon Stock 840.6261 $14.60 $12,276.42
Disclosure

SEC source: 0001225208-19-006941 · doc4.xml · nonDerivative · entry 1

FAST ERIC C · CIK 0001187925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,282.4343

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock (phantom stock) 726.182 $14.60 $10,605.09
Disclosure

SEC source: 0001225208-19-006944 · doc4.xml · nonDerivative · entry 2

MAUPIN JOHN E JR D D S · CIK 0001189149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 76,476.8021

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock 225.9568 $14.60 $3,299.85
Disclosure

SEC source: 0001225208-19-006944 · doc4.xml · nonDerivative · entry 1

MAUPIN JOHN E JR D D S · CIK 0001189149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,766.7376

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock (phantom stock) 1,882.1822 $14.60 $27,487.20
Disclosure

SEC source: 0001225208-19-006945 · doc4.xml · nonDerivative · entry 3

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 198,219.3428

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock 165.68 $14.15 $2,344.37
Disclosure

SEC source: 0001225208-19-006945 · doc4.xml · nonDerivative · entry 2

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,245.0129

F2 · kind: Acquisition resulting from the reinvestment of regular quarterly dividends in the Amsouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors. Since the merger, only quarterly dividends are being accrued in the Plan.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock 933.8601 $14.60 $13,638.00
Disclosure

SEC source: 0001225208-19-006945 · doc4.xml · nonDerivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,079.3329

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC
JOHNS JOHN DDirector
OtherCommon Stock (phantom stock) 767.7079 $14.60 $11,211.53
Disclosure

SEC source: 0001225208-19-006943 · doc4.xml · nonDerivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 80,850.0774

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock (phantom stock) 734.4935 $14.60 $10,726.47
Disclosure

SEC source: 0001225208-19-006942 · doc4.xml · nonDerivative · entry 2

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 77,352.1585

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock 786.0667 $14.60 $11,479.64
Disclosure

SEC source: 0001225208-19-006942 · doc4.xml · nonDerivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,517.3136

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.