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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Feb 12, 2021 22:37 UTC OtherCommon Stock 61.0766 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002444 · doc5.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,137.9347

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:37 UTC OtherCommon Stock (phantom stock) 566.1922 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002442 · doc5.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 10,359.9231

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:37 UTC OtherCommon Stock 262.6626 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002442 · doc5.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,913.8218

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherCommon Stock (phantom stock) 1,971.8537 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002443 · doc5.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 36,080.0705

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherCommon Stock 1,258.6467 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002443 · doc5.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 23,480.5887

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherCommon Stock (phantom stock) 1,121.515 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002440 · doc5.xml · nonDerivative · entry 2

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 20,520.9651

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherCommon Stock 833.7963 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002440 · doc5.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,560.3851

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherCommon Stock (phantom stock) 17.7565 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002439 · doc5.xml · nonDerivative · entry 1

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 4,549.2965

F1 · kind: Acquisitions attributable to regular contributions to the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F1 · price: Acquisitions attributable to regular contributions to the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002437 · doc5.xml · derivative · entry 2

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F3 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC OtherPhantom Stock · Derivative 497.2781 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002437 · doc5.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338.8667

Underlying: Common Stock · 497.2781 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002436 · doc5.xml · derivative · entry 2

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F3 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherPhantom Stock · Derivative 1,099.1329 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002436 · doc5.xml · derivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,715.5949

Underlying: Common Stock · 1,099.1329 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002433 · doc5.xml · derivative · entry 3

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F5 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F5 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherPhantom Stock · Derivative 5,009.1071 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002433 · doc5.xml · derivative · entry 2

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,872.7194

Underlying: Common Stock · 5,009.1071 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F3 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F3 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherCommon Stock 5,064.4515 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002433 · doc5.xml · nonDerivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,307.3402

F1 · kind: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002435 · doc5.xml · derivative · entry 3

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F5 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F5 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherPhantom Stock · Derivative 9,991.7909 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002435 · doc5.xml · derivative · entry 2

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,483.6505

Underlying: Common Stock · 9,991.7909 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F3 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F3 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherCommon Stock 6,341.0176 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002435 · doc5.xml · nonDerivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,574.7261

F1 · kind: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002434 · doc5.xml · derivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F2 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F1 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F1 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002432 · doc5.xml · derivative · entry 4

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F6 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F6 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F5 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F5 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherPhantom Stock · Derivative 11,995.5194 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002432 · doc5.xml · derivative · entry 3

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,437.8289

Underlying: Common Stock · 11,995.5194 shares

Expires not disclosed

F3 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F4 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F4 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F3 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F3 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock 944.16 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002432 · doc5.xml · nonDerivative · entry 2

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,489.9655

F2 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the AmSouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors.

F2 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the AmSouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock 5,948.3191 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002432 · doc5.xml · nonDerivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,545.8055

F1 · kind: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
JOHNS JOHN DDirector
OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002431 · doc5.xml · derivative · entry 2

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F3 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC
JOHNS JOHN DDirector
OtherPhantom Stock · Derivative 5,185.4208 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002431 · doc5.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,139.7688

Underlying: Common Stock · 5,185.4208 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:35 UTC OtherRestricted Stock Units · Derivative 323.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002430 · doc5.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,773.13

Underlying: Common Stock · 323.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F2 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F1 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F1 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:34 UTC OtherRestricted Stock Units · Derivative 767.2179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002427 · doc5.xml · derivative · entry 3

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.9055

Underlying: Common Stock · 767.2179 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F5 · kind: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F5 · price: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F4 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:34 UTC OtherPhantom Stock · Derivative 3,949.5688 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-002427 · doc5.xml · derivative · entry 2

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333.4075

Underlying: Common Stock · 3,949.5688 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F3 · kind: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F3 · price: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F2 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F2 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

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December 31, 2020 Filed Feb 12, 2021 22:34 UTC OtherCommon Stock 4,620.8337 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002427 · doc5.xml · nonDerivative · entry 1

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,874.2114

F1 · kind: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

Read SEC document
December 14, 2020 Filed Feb 12, 2021 22:37 UTC
Turner John M JRDirector · President & CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002446 · doc5.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,061.9999

Read SEC document
December 14, 2020 Filed Nov 10, 2021 22:23 UTC PurchaseStock Option (Right to Buy) · Derivative 100 $0.44 Strike: $19.00 $44.00
Disclosure

SEC source: 0000899243-21-044006 · doc4.xml · derivative · entry 4

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 10,000 shares

Expires 2021-05-21

F4 · security: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.

F5 · price: Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.

F4 · derivative.exercise_date: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.

Read SEC document
December 14, 2020 Filed Nov 10, 2021 22:23 UTC PurchaseStock Option (Right to Buy) · Derivative 100 $0.95 Strike: $17.00 $95.00
Disclosure

SEC source: 0000899243-21-044006 · doc4.xml · derivative · entry 3

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 10,000 shares

Expires 2021-05-21

F3 · security: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.

F5 · price: Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.

F3 · derivative.exercise_date: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.

Read SEC document
December 14, 2020 Filed Nov 10, 2021 22:23 UTC PurchaseStock Option (Right to Buy) · Derivative 100 $0.25 Strike: $18.00 $24.50
Disclosure

SEC source: 0000899243-21-044006 · doc4.xml · derivative · entry 2

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 10,000 shares

Expires 2021-02-19

F2 · security: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on February 19, 2021.

F5 · price: Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.

F2 · derivative.exercise_date: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on February 19, 2021.

Read SEC document
December 14, 2020 Filed Nov 10, 2021 22:23 UTC PurchaseStock Option (Right to Buy) · Derivative 100 $0.18 Strike: $17.00 $18.00
Disclosure

SEC source: 0000899243-21-044006 · doc4.xml · derivative · entry 1

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 10,000 shares

Expires 2021-01-15

F1 · security: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on January 15, 2021.

F5 · price: Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.

F1 · derivative.exercise_date: One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on January 15, 2021.

Read SEC document
December 04, 2020 Filed Feb 12, 2021 17:36 UTC GiftCommon Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002438 · doc5.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,101

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:03 UTC SaleCommon Stock 26,000 $15.49 $402,779.00
Disclosure

SEC source: 0001225208-20-013695 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,280

F1 · price: Weighted average execution price.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:03 UTC SaleCommon Stock 27,000 $15.52 $419,077.80
Disclosure

SEC source: 0001225208-20-013696 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,725

F1 · price: Weighted average execution price.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC SaleCommon Stock 25,000 $15.45 $386,250.00
Disclosure

SEC source: 0001225208-20-013308 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,632

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:02 UTC GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013169 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,264

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC SaleCommon Stock 42,500 $13.20 $561,093.50
Disclosure

SEC source: 0001225208-20-013169 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,764

F1 · price: Weighted average execution price.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 20:49 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 118,650 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001225208-20-012790 · doc4.xml · derivative · entry 5

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,650 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 20:49 UTC
Turner John M JRDirector · President & CEO
Tax withholdingCommon Stock 82,809 $13.78 $1,141,108.02
Disclosure

SEC source: 0001225208-20-012790 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,061.9999

F1 · kind: The reporting person exercised stock options pursuant to the Regions Financial Corporation 2010 Long Term Incentive Plan and the approval of the Compensation and Human Resources Committee of the Board of Directors of the issuer, resulting in the issuance to the reporting person of 35,841 shares of the issuer's common stock. The issuer withheld an aggregate of 82,809 shares of common stock for payment of the exercise price and applicable tax withholding obligations using the closing price of the issuer's common stock on the NYSE on October 23, 2020, the trading day immediately prior to the date of exercise ($13.78).

F1 · price: The reporting person exercised stock options pursuant to the Regions Financial Corporation 2010 Long Term Incentive Plan and the approval of the Compensation and Human Resources Committee of the Board of Directors of the issuer, resulting in the issuance to the reporting person of 35,841 shares of the issuer's common stock. The issuer withheld an aggregate of 82,809 shares of common stock for payment of the exercise price and applicable tax withholding obligations using the closing price of the issuer's common stock on the NYSE on October 23, 2020, the trading day immediately prior to the date of exercise ($13.78).

Read SEC document
October 26, 2020 Filed Oct 28, 2020 20:49 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionCommon Stock 118,650 $6.30 $747,495.00
Disclosure

SEC source: 0001225208-20-012790 · doc4.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,870.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2020 Filed Feb 12, 2021 22:37 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002445 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,814

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC OtherCommon Stock (phantom stock) 2,197.3632 $12.52 $27,500.00
Disclosure

SEC source: 0001225208-20-012533 · doc4.xml · nonDerivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 28,426.3527

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC OtherCommon Stock (phantom stock) 2,197.3632 $12.52 $27,500.00
Disclosure

SEC source: 0001225208-20-012538 · doc4.xml · nonDerivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 14,841.5886

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC OtherCommon Stock (phantom stock) 2,192.3692 $12.52 $27,437.50
Disclosure

SEC source: 0001225208-20-012537 · doc4.xml · nonDerivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 25,616.462

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock (phantom stock) 2,996.4043 $12.52 $37,500.00
Disclosure

SEC source: 0001225208-20-012536 · doc4.xml · nonDerivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 223,442.3095

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC OtherCommon Stock (phantom stock) 2,497.0036 $12.52 $31,250.00
Disclosure

SEC source: 0001225208-20-012535 · doc4.xml · nonDerivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 96,863.6123

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:53 UTC
JOHNS JOHN DDirector
OtherCommon Stock (phantom stock) 2,596.8837 $12.52 $32,500.00
Disclosure

SEC source: 0001225208-20-012534 · doc4.xml · nonDerivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 99,954.348

F1 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.