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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 1,698 $26.19 $44,470.62
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · derivative · entry 6

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,096

Underlying: Common Stock · 1,698 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Tax withholdingCommon Stock 414 $26.19 $10,842.66
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,798

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionCommon Stock 1,698 $26.19 $44,470.62
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,804 $26.19 $47,246.76
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · derivative · entry 6

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,415

Underlying: Common Stock · 1,804 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 472 $26.19 $12,361.68
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,924

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 1,804 $26.19 $47,246.76
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,210 $26.19 $31,689.90
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · derivative · entry 5

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Underlying: Common Stock · 1,210 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 412 $26.19 $10,790.28
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,210 $26.19 $31,689.90
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,124 $25.89 $54,990.36
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · derivative · entry 8

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,124 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Tax withholdingCommon Stock 722 $25.89 $18,692.58
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · nonDerivative · entry 4

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,818

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionCommon Stock 2,124 $25.89 $54,990.36
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · nonDerivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 4,008 $25.89 $103,767.12
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · derivative · entry 8

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,008 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 1,049 $25.89 $27,158.61
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · nonDerivative · entry 4

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,592

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 4,008 $25.89 $103,767.12
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · nonDerivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,601 $25.89 $41,449.89
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · derivative · entry 7

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,601 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 544 $25.89 $14,084.16
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · nonDerivative · entry 4

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,863

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,601 $25.89 $41,449.89
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · nonDerivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 2,403 $25.89 $62,213.67
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · derivative · entry 8

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,403 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Tax withholdingCommon Stock 586 $25.89 $15,171.54
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · nonDerivative · entry 4

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,514

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Exercise / conversionCommon Stock 2,403 $25.89 $62,213.67
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · nonDerivative · entry 3

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,644 $25.92 $146,292.48
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · derivative · entry 7

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,644 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,415 $25.92 $62,596.80
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · derivative · entry 6

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418

Underlying: Common Stock · 2,415 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Tax withholdingCommon Stock 2,777 $25.92 $71,979.84
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:50 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionCommon Stock 8,059 $25.92 $208,889.28
Disclosure

SEC source: 0001209191-19-014088 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 11,283 $25.92 $292,455.36
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · derivative · entry 7

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,283 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 4,832 $25.92 $125,245.44
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · derivative · entry 6

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,833

Underlying: Common Stock · 4,832 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 4,336 $25.92 $112,389.12
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,633

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:48 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 16,115 $25.92 $417,700.80
Disclosure

SEC source: 0001209191-19-014085 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 3,782 $25.92 $98,029.44
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · derivative · entry 6

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,782 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,609 $25.92 $41,705.28
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · derivative · entry 5

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,609 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,863 $25.92 $48,288.96
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 5,391 $25.92 $139,734.72
Disclosure

SEC source: 0001209191-19-014082 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 7,563 $25.92 $196,032.96
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · derivative · entry 7

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,563 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 3,222 $25.92 $83,514.24
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · derivative · entry 6

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock · 3,222 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Tax withholdingCommon Stock 2,613 $25.92 $67,728.96
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,697

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:45 UTC
Flink Michael DavidEVP, Chief Sales and Marketing
Exercise / conversionCommon Stock 10,785 $25.92 $279,547.20
Disclosure

SEC source: 0001209191-19-014083 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP, Chief Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 21:44 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 398 $25.10 $9,989.80
Disclosure

SEC source: 0001209191-19-010831 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,398

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 19:24 UTC
de Masi NiccoloDirector · See Remarks
GrantRestricted Stock Units · Derivative 36,101 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003731 · doc4.xml · derivative · entry 2

de Masi Niccolo · CIK 0001480011 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,101

Underlying: Common Stock · 36,101 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 19:24 UTC
de Masi NiccoloDirector · See Remarks
GrantStock Option (right to buy) · Derivative 132,743 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0000899243-19-003731 · doc4.xml · derivative · entry 1

de Masi Niccolo · CIK 0001480011 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,743

Underlying: Common Stock · 132,743 shares

Expires 2026-02-12

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 00:30 UTC
Aarnes Robert BPRESIDENT, ADI
PurchaseCommon Stock 20 $24.88 $497.60
Disclosure

SEC source: 0000899243-19-003517 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.087 to $24.088, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.087 to $24.088, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 11, 2019 Filed Feb 13, 2019 19:32 UTC
Nefkens Michael GDirector · See Remarks
GrantRestricted Stock Units · Derivative 58,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003522 · doc4.xml · derivative · entry 2

Nefkens Michael G · CIK 0001566846 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,767

Underlying: Common Stock · 58,767 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 13, 2019 19:32 UTC
Nefkens Michael GDirector · See Remarks
GrantStock Option (right to buy) · Derivative 211,406 $0.00 Strike: $24.39 $0.00
Disclosure

SEC source: 0000899243-19-003522 · doc4.xml · derivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,406

Underlying: Common Stock · 211,406 shares

Expires 2026-02-10

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 13, 2019 19:30 UTC
Ragan Joseph Douglas IIIEVP & CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 15,033 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003520 · doc4.xml · derivative · entry 2

Ragan Joseph Douglas III · CIK 0001586860 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Underlying: Common Stock · 15,033 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 13, 2019 19:30 UTC
Ragan Joseph Douglas IIIEVP & CHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 54,080 $0.00 Strike: $24.39 $0.00
Disclosure

SEC source: 0000899243-19-003520 · doc4.xml · derivative · entry 1

Ragan Joseph Douglas III · CIK 0001586860 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,080

Underlying: Common Stock · 54,080 shares

Expires 2026-02-10

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 14, 2019 00:30 UTC
Lane Jeannine JSee Remarks
GrantRestricted Stock Units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003519 · doc4.xml · derivative · entry 2

Lane Jeannine J · CIK 0001753285 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 14, 2019 00:30 UTC
Lane Jeannine JSee Remarks
GrantStock Option (right to buy) · Derivative 35,398 $0.00 Strike: $24.39 $0.00
Disclosure

SEC source: 0000899243-19-003519 · doc4.xml · derivative · entry 1

Lane Jeannine J · CIK 0001753285 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,398

Underlying: Common Stock · 35,398 shares

Expires 2026-02-10

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 14, 2019 00:31 UTC GrantRestricted Stock Units · Derivative 12,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003521 · doc4.xml · derivative · entry 2

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

Underlying: Common Stock · 12,819 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 14, 2019 00:31 UTC GrantStock Option (right to buy) · Derivative 46,116 $0.00 Strike: $24.39 $0.00
Disclosure

SEC source: 0000899243-19-003521 · doc4.xml · derivative · entry 1

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,116

Underlying: Common Stock · 46,116 shares

Expires 2026-02-10

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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February 11, 2019 Filed Feb 14, 2019 00:30 UTC GrantRestricted Stock Units · Derivative 10,578 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003518 · doc4.xml · derivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

Underlying: Common Stock · 10,578 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.