Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2023 Filed Jul 20, 2023 00:58 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042842 · doc4.xml · derivative · entry 2 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2033-07-17 F2 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:58 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042842 · doc4.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,647 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:55 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042840 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-07-17 F2 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:55 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042840 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,701 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:49 UTC |
PELOQUIN GREGORY JEVP PMT
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042838 · doc4.xml · derivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-07-17 F1 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:47 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042837 · doc4.xml · derivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-07-17 F1 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:32 UTC |
PLANTE PAUL JDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042835 · doc4.xml · derivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| July 17, 2023 Filed Jul 20, 2023 00:03 UTC |
Belin JacquesDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042821 · doc4.xml · derivative · entry 1 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:53 UTC |
Benham JamesDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042814 · doc4.xml · derivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:50 UTC |
Halverson KennethDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042810 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:44 UTC |
KLUGE ROBERT HDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-23-042808 · doc4.xml · derivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-07-17 Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 21:10 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039448 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,701 F1 · shares: This represents a bona fide gift. Mr. Richardson disclaims all beneficial and pecuniary interests. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionEmployee Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · derivative · entry 7 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionEmployee Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · derivative · entry 6 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionEmployee Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · derivative · entry 5 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
SaleCommon Stock | 24,000 | $17.98 | $431,628.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · nonDerivative · entry 4 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $17.90 to $18.31 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionCommon Stock | 3,600 | $4.26 | $15,336.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · nonDerivative · entry 3 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionCommon Stock | 5,400 | $5.61 | $30,294.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · nonDerivative · entry 2 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
Exercise / conversionCommon Stock | 15,000 | $6.90 | $103,500.00 |
DisclosureSEC source: 0001209191-23-031651 · doc4.xml · nonDerivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · derivative · entry 7 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · derivative · entry 6 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · derivative · entry 5 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
SaleCommon Stock | 15,000 | $18.09 | $271,381.50 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · nonDerivative · entry 4 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $7.66 | $38,300.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · nonDerivative · entry 3 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · nonDerivative · entry 2 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:59 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $6.90 | $34,500.00 |
DisclosureSEC source: 0001209191-23-031498 · doc4.xml · nonDerivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:29 UTC |
Belin JacquesDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-23-007517 · doc4.xml · derivative · entry 3 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:29 UTC |
Belin JacquesDirector
|
SaleCommon Stock | 5,000 | $24.01 | $120,040.00 |
DisclosureSEC source: 0001209191-23-007517 · doc4.xml · nonDerivative · entry 2 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported price in Column 4 is the sale price for shares sold in single transaction at $24.008 per share. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:29 UTC |
Belin JacquesDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001209191-23-007517 · doc4.xml · nonDerivative · entry 1 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 18:42 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061363 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,501 F1 · shares: This represents a bona fide gift. Mr. Richardson disclaims all beneficial and pecuniary interests. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:49 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060365 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee and sole Beneficiary of Edward J. Richardson Trust UA January 24, 2001 Disclosed balance after: 2,012,657 Underlying: Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F5 · shares: Transferred via bona fide gift to Nicholas Richardson (son) F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:49 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060365 · doc4.xml · derivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee and sole Beneficiary of Edward J. Richardson Trust UA January 24, 2001 Disclosed balance after: 2,013,157 Underlying: Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F2 · shares: Transferred via bona fide gift to Alexander Richardson (son) F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · derivative · entry 7 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · derivative · entry 6 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · derivative · entry 5 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
SaleCommon Stock | 15,000 | $22.62 | $339,300.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · nonDerivative · entry 4 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $22.41 to $22.83 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · nonDerivative · entry 3 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $5.61 | $28,050.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · nonDerivative · entry 2 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 16:50 UTC |
PLANTE PAUL JDirector
|
Exercise / conversionCommon Stock | 5,000 | $5.87 | $29,350.00 |
DisclosureSEC source: 0001209191-22-056505 · doc4.xml · nonDerivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:05 UTC |
Benham JamesDirector
|
SaleCommon Stock | 5,000 | $24.09 | $120,450.00 |
DisclosureSEC source: 0001209191-22-055449 · doc4.xml · nonDerivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · derivative · entry 9 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · derivative · entry 8 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · derivative · entry 7 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · derivative · entry 6 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
SaleCommon Stock | 20,000 | $22.12 | $442,372.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · nonDerivative · entry 5 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $22.00 to $22.34 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionCommon Stock | 5,000 | $7.66 | $38,300.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · nonDerivative · entry 4 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · nonDerivative · entry 3 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionCommon Stock | 5,000 | $5.61 | $28,050.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · nonDerivative · entry 2 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:32 UTC |
Benham JamesDirector
|
Exercise / conversionCommon Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001209191-22-054461 · doc4.xml · nonDerivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 18:14 UTC |
Halverson KennethDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001209191-22-053545 · doc4.xml · derivative · entry 3 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 10/08/2014 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.