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Nasdaq · USD

REFR

RESEARCH FRONTIERS INC

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7794
SEC CIK
0000793524
Parsed reports
115

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2018 Filed Jun 5, 2018 14:00 UTC
HARARY JOSEPH MDirector · President and CEO
PurchaseCommon Stock 5,000 $0.85 $4,250.00
Disclosure

SEC source: 0001493152-18-008205 · form4.xml · nonDerivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,944

Read SEC document
May 31, 2018 Filed Jun 4, 2018 13:00 UTC PurchaseCommon Stock 1,019 $0.81 $825.39
Disclosure

SEC source: 0001493152-18-008157 · form4.xml · nonDerivative · entry 5

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held as custodian for reporting person's gandchildren

Disclosed balance after: 2,769

Read SEC document
May 30, 2018 Filed May 31, 2018 19:53 UTC PurchaseCommon Stock 1,012 $0.81 $819.72
Disclosure

SEC source: 0001493152-18-008057 · form4.xml · nonDerivative · entry 5

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held as custodian for reporting person's gandchildren

Disclosed balance after: 1,750

Read SEC document
May 16, 2018 Filed May 16, 2018 19:18 UTC PurchaseCommon Stock 7,450 $0.87 $6,481.50
Disclosure

SEC source: 0001493152-18-007293 · form4.xml · nonDerivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,892

Read SEC document
May 16, 2018 Filed May 16, 2018 16:59 UTC
HARARY JOSEPH MDirector · President and CEO
PurchaseCommon Stock 10,000 $0.87 $8,700.00
Disclosure

SEC source: 0001493152-18-007264 · form4.xml · nonDerivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,944

Read SEC document
May 03, 2018 Filed May 4, 2018 20:05 UTC
Slovak Steven MichaelVice President-Technology
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001493152-18-006264 · form4.xml · derivative · entry 1

Slovak Steven Michael · CIK 0001421382 · Vice President-Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,250

Underlying: Common Stock · 20,000 shares

Expires 2028-04-18

Read SEC document
May 03, 2018 Filed May 4, 2018 20:05 UTC
LAPOINTE MICHAEL RVP-Marketing
GrantStock Option(right to buy) · Derivative 60,091 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001493152-18-006263 · form4.xml · derivative · entry 1

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,941

Underlying: Common Stock · 60,091 shares

Expires 2028-04-18

Read SEC document
May 03, 2018 Filed May 4, 2018 20:05 UTC
VAN VOORHEES SETHCFO & VP-Business Development
GrantStock Option(right to buy) · Derivative 60,091 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001493152-18-006262 · form4.xml · derivative · entry 1

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,191

Underlying: Common Stock · 60,091 shares

Expires 2028-04-18

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC
VAN VOORHEES SETHCFO & VP-Business Development
GrantStock Option(right to buy) · Derivative 30,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000098 · form4.xml · derivative · entry 1

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,100

Underlying: Common Stock · 30,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000097 · form4.xml · derivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,080

Underlying: Common Stock · 15,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC
HARARY JOSEPH MDirector · President and CEO
GrantStock Option(right to buy) · Derivative 50,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000095 · form4.xml · derivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,100

Underlying: Common Stock · 50,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000096 · form4.xml · derivative · entry 1

Grimes Gregory George · CIK 0001508112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,850

Underlying: Common Stock · 15,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC
Slovak Steven MichaelVice President-Technology
GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000094 · form4.xml · derivative · entry 1

Slovak Steven Michael · CIK 0001421382 · Vice President-Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,250

Underlying: Common Stock · 18,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC
LAPOINTE MICHAEL RVP-Marketing
GrantStock Option(right to buy) · Derivative 4,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000093 · form4.xml · derivative · entry 1

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,850

Underlying: Common Stock · 4,000 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:30 UTC GrantStock Option(right to buy) · Derivative 15,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-18-000092 · form4.xml · derivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,080

Underlying: Common Stock · 15,000 shares

Expires 2027-12-30

Read SEC document
December 01, 2017 Filed Dec 5, 2017 13:30 UTC PurchaseCommon Stock 2,000 $0.98 $1,960.00
Disclosure

SEC source: 0001493152-17-014169 · form4.xml · nonDerivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,442

Read SEC document
September 12, 2017 Filed Sep 13, 2017 12:30 UTC
VAN VOORHEES SETHCFO & VP-Buisness Develpoment
PurchaseCommon Stock 4,000 $1.15 $4,600.00
Disclosure

SEC source: 0001493152-17-010518 · form4.xml · nonDerivative · entry 1

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Buisness Develpoment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,900

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:12 UTC PurchaseCommon Stock 827 $1.10 $909.70
Disclosure

SEC source: 0001493152-17-009295 · form4.xml · nonDerivative · entry 2

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,442

Read SEC document
August 10, 2017 Filed Aug 14, 2017 21:12 UTC PurchaseCommon Stock 673 $1.10 $740.30
Disclosure

SEC source: 0001493152-17-009295 · form4.xml · nonDerivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,615

Read SEC document
August 09, 2017 Filed Aug 10, 2017 17:37 UTC PurchaseCommon Stock 1,000 $1.13 $1,133.50
Disclosure

SEC source: 0001493152-17-008854 · form4.xml · nonDerivative · entry 2

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,942

Read SEC document
August 07, 2017 Filed Aug 10, 2017 17:37 UTC PurchaseCommon Stock 1,500 $1.18 $1,767.30
Disclosure

SEC source: 0001493152-17-008854 · form4.xml · nonDerivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,942

Read SEC document
August 04, 2017 Filed Aug 8, 2017 15:30 UTC PurchaseCommon Stock 6,000 $1.24 $7,468.20
Disclosure

SEC source: 0001493152-17-008615 · form4.xml · nonDerivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,923

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 494 Not disclosed Strike: $5.26 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 6

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,458

Underlying: Common Stock · 494 shares

Expires 2025-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 891 Not disclosed Strike: $5.19 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 5

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,964

Underlying: Common Stock · 891 shares

Expires 2024-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 12,058 Not disclosed Strike: $5.56 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 4

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,073

Underlying: Common Stock · 12,058 shares

Expires 2023-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 2,587 Not disclosed Strike: $3.70 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 3

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,015

Underlying: Common Stock · 2,587 shares

Expires 2023-12-31

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 5,200 Not disclosed Strike: $3.69 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 2

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,428

Underlying: Common Stock · 5,200 shares

Expires 2019-12-31

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:27 UTC PurchaseStock Option (right to buy) · Derivative 32,378 Not disclosed Strike: $9.80 Not disclosed
Disclosure

SEC source: 0001493152-17-008024 · form4.xml · derivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,228

Underlying: Common Stock · 32,378 shares

Expires 2017-12-02

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 495 Not disclosed Strike: $5.26 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 6

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,457

Underlying: Common Stock · 495 shares

Expires 2025-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 892 Not disclosed Strike: $5.19 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 5

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,963

Underlying: Common Stock · 892 shares

Expires 2024-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 12,057 Not disclosed Strike: $5.56 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 4

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,071

Underlying: Common Stock · 12,057 shares

Expires 2023-12-30

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 2,586 Not disclosed Strike: $3.70 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 3

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,014

Underlying: Common Stock · 2,586 shares

Expires 2023-12-31

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 5,200 Not disclosed Strike: $3.69 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 2

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,428

Underlying: Common Stock · 5,200 shares

Expires 2019-12-31

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:24 UTC PurchaseStock Option (right to buy) · Derivative 32,378 Not disclosed Strike: $9.80 Not disclosed
Disclosure

SEC source: 0001493152-17-008022 · form4.xml · derivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,228

Underlying: Common Stock · 32,378 shares

Expires 2017-12-02

F1 · price: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 17:30 UTC PurchaseCommon Stock 1,000 $1.44 $1,436.00
Disclosure

SEC source: 0001493152-17-002671 · form4.xml · nonDerivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,923

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:34 UTC PurchaseCommon Stock 3,000 $1.48 $4,447.50
Disclosure

SEC source: 0001493152-17-002622 · form4.xml · nonDerivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,923

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:25 UTC
VAN VOORHEES SETHCFO & VP-Business Development
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000050 · form4.xml · derivative · entry 1

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,100

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:24 UTC
LAPOINTE MICHAEL RVP-Marketing
GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000049 · form4.xml · derivative · entry 1

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,850

Underlying: Common Stock · 3,000 shares

Expires 2026-12-30

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:23 UTC
HARARY JOSEPH MDirector · President and CEO
OtherStock Option (right to buy) · Derivative 59,000 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001493152-17-000048 · form4.xml · derivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,100

Underlying: Common Stock · 59,000 shares

Expires 2025-12-30

F1 · kind: Cancellation of stock options previously issued on 12-31-2015

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:22 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000047 · form4.xml · derivative · entry 1

Grimes Gregory George · CIK 0001508112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,850

Underlying: Common Stock · 11,000 shares

Expires 2026-12-30

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:21 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000046 · form4.xml · derivative · entry 1

Daigle Darryl · CIK 0001552532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,850

Underlying: Common Stock · 11,000 shares

Expires 2026-12-30

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:19 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000045 · form4.xml · derivative · entry 1

Kaganowicz Alexander · CIK 0001579510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,850

Underlying: Common Stock · 11,000 shares

Expires 2026-12-30

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:18 UTC
Slovak Steven MichaelVice President-Technology
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001493152-17-000044 · form4.xml · derivative · entry 1

Slovak Steven Michael · CIK 0001421382 · Vice President-Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,250

Underlying: Common Stock · 15,000 shares

Expires 2026-12-30

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.