Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RESEARCH FRONTIERS INCREFR · Entity 7794 | Director | December 31, 2019 | April 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RESEARCH FRONTIERS INC
Report date December 31, 2019 · Filed April 29, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.11 · Expires 2029-12-30 | Direct | 147,850 |
Reported balance
After 2019-12-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 40,000 · Balance 147,850 F1: This amended report does not represent the issuance of new options but the correction of the reported amount of options granted on December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended report does not represent the issuance of new options but the correction of the reported amount of options granted on December 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 2, 2020 21:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001493152-20-000035 · form4.xml · derivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,850 Underlying: Common Stock · 35,000 shares Expires 2029-12-30 Read SEC document |
| December 31, 2019 Filed Apr 29, 2020 20:00 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001493152-20-007329 · form4.xml · derivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,850 Underlying: Common Stock · 40,000 shares Expires 2029-12-30 F1 · shares: This amended report does not represent the issuance of new options but the correction of the reported amount of options granted on December 31, 2019. F1 · derivative.underlying_shares: This amended report does not represent the issuance of new options but the correction of the reported amount of options granted on December 31, 2019. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 13:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001493152-19-009283 · form4.xml · derivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,850 Underlying: Common Stock · 35,000 shares Expires 2029-06-12 Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 16:59 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 18,000 | $1.72 | $30,999.60 |
DisclosureSEC source: 0001493152-18-014409 · ownership.xml · nonDerivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,128 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-18-000096 · form4.xml · derivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,850 Underlying: Common Stock · 15,000 shares Expires 2027-12-30 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:22 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001493152-17-000047 · form4.xml · derivative · entry 1 Grimes Gregory George · CIK 0001508112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,850 Underlying: Common Stock · 11,000 shares Expires 2026-12-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.