Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RESEARCH FRONTIERS INCREFR · Entity 7794 | VP-Marketing | December 31, 2024 | January 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RESEARCH FRONTIERS INC
Report date December 31, 2024 · Filed January 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.68 · Expires 2034-12-30 | Direct | 46,000 |
Reported balance
After 2024-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 6,000 · Balance 46,000 F1: Grant of 3,725 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of 3,725 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 2, 2025 23:48 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000115 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 6,000 shares Expires 2034-12-30 F1 · shares: Grant of 3,725 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001415 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,950 Underlying: Common Stock · 6,000 shares Expires 2033-12-30 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 11:20 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-23-000028 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,850 Underlying: Common Stock · 6,000 shares Expires 2032-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000028 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,850 Underlying: Common Stock · 5,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000087 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,850 Underlying: Common Stock · 5,000 shares Expires 2030-12-30 Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Exercise / conversionStock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 6 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,850 Underlying: Common Stock · 5,000 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Exercise / conversionStock Option (Right to buy) · Derivative | 3,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 5 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,850 Underlying: Common Stock · 3,000 shares Expires 2026-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Exercise / conversionStock Option (Right to buy) · Derivative | 4,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 4 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,850 Underlying: Common Stock · 4,000 shares Expires 2027-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Tax withholdingCommon Stock | 2,276 | $2.89 | $6,577.64 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 3 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,128 Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Tax withholdingCommon Stock | 1,965 | $1.83 | $3,595.95 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 2 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,852 Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:44 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Tax withholdingCommon Stock | 3,201 | $1.06 | $3,393.06 |
DisclosureSEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,887 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option(right to buy) · Derivative | 5,000 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001493152-20-000039 · form4.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,850 Underlying: Common Stock · 5,000 shares Expires 2029-12-30 Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 21:56 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 15,127 | $3.27 | $49,465.29 |
DisclosureSEC source: 0001493152-19-009823 · form4.xml · nonDerivative · entry 4 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,686 Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 20:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 15,127 | $3.27 | $49,465.29 |
DisclosureSEC source: 0001493152-19-009813 · form4.xml · nonDerivative · entry 4 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,686 Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 21:56 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 4,000 | $3.42 | $13,680.00 |
DisclosureSEC source: 0001493152-19-009823 · form4.xml · nonDerivative · entry 3 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 20:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 4,000 | $3.42 | $13,680.00 |
DisclosureSEC source: 0001493152-19-009813 · form4.xml · nonDerivative · entry 3 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:56 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | Exercise / conversionStock Option(right to buy) · Derivative | 60,091 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009823 · form4.xml · derivative · entry 5 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,850 Underlying: Common Stock · 60,091 shares Expires 2028-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents payment of $60,091 exercise price of $1.00 per share by the reduction of securities issued by 17,674 shares, resulting in a net issuance of 42,417 shares. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:56 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 26,265 | $3.35 | $87,987.75 |
DisclosureSEC source: 0001493152-19-009823 · form4.xml · nonDerivative · entry 2 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,813 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:56 UTC Amendment | RESEARCH FRONTIERS INC REFR · Entity 7794 | Tax withholdingCommon Stock | 42,417 | $1.00 | $42,417.00 |
DisclosureSEC source: 0001493152-19-009823 · form4.xml · nonDerivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,078 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Exercise / conversionStock Option(right to buy) · Derivative | 60,091 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009813 · form4.xml · derivative · entry 5 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,850 Underlying: Common Stock · 60,091 shares Expires 2028-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents payment of $60,091 exercise price of $1.00 per share by the reduction of securities issued by 17,674 shares, resulting in a net issuance of 42,417 shares. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 26,265 | $3.35 | $87,987.75 |
DisclosureSEC source: 0001493152-19-009813 · form4.xml · nonDerivative · entry 2 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,813 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | Tax withholdingCommon Stock | 42,417 | $1.00 | $42,417.00 |
DisclosureSEC source: 0001493152-19-009813 · form4.xml · nonDerivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,078 Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 13:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option(right to buy) · Derivative | 5,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001493152-19-009285 · form4.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,941 Underlying: Common Stock · 5,000 shares Expires 2029-06-12 Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:05 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option(right to buy) · Derivative | 60,091 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-18-006263 · form4.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,941 Underlying: Common Stock · 60,091 shares Expires 2028-04-18 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:30 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option(right to buy) · Derivative | 4,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-18-000093 · form4.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,850 Underlying: Common Stock · 4,000 shares Expires 2027-12-30 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:24 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001493152-17-000049 · form4.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,850 Underlying: Common Stock · 3,000 shares Expires 2026-12-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.