REFR

SEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 5

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 669,475

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 3

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,673,683

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 1

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,209

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 6

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 675,057

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 4

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,687,639

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 2

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,583

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 5

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 677,362

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 3

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,693,403

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 1

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,041

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 6

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 682,682

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 4

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,706,705

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 2

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,022

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 5

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 686,214

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 3

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,715,534

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 1

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,319

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 6

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 689,320

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 4

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,723,299

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 2

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,978

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 5

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 689,680

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 3

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,724,199

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 1

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,518

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 9

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 696,178

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 6

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,740,444

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 3

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,265

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 8

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 709,787

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 5

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust

Disclosed balance after: 1,774,466

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 2

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,679

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 7

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas Family Trust

Disclosed balance after: 730,595

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 4

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trus

Disclosed balance after: 1,826,489

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 1

DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group

DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group

JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,893

F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

SEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 6

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

Underlying: Common Stock · 5,000 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares.

SEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 5

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,850

Underlying: Common Stock · 3,000 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares.

SEC source: 0001493152-20-012194 · ownership.xml · derivative · entry 4

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,850

Underlying: Common Stock · 4,000 shares

Expires 2027-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares.

SEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 3

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

SEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 2

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,852

SEC source: 0001493152-20-012194 · ownership.xml · nonDerivative · entry 1

LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,887

SEC source: 0001493152-20-010388 · ownership.xml · derivative · entry 4

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,100

Underlying: Common Stock · 55,000 shares

Expires 2029-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $330,000 aggregate exercise price of these options by the reduction of securities issued by 68,323 shares, resulting in a net issuance of 41,677 shares.

SEC source: 0001493152-20-010388 · ownership.xml · derivative · entry 3

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,100

Underlying: Common Stock · 55,000 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $330,000 aggregate exercise price of these options by the reduction of securities issued by 68,323 shares, resulting in a net issuance of 41,677 shares.

SEC source: 0001493152-20-010388 · ownership.xml · nonDerivative · entry 2

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,550

SEC source: 0001493152-20-010388 · ownership.xml · nonDerivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,964

SEC source: 0001493152-20-002888 · ownership.xml · derivative · entry 2

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,100

Underlying: Common Stock · 50,000 shares

Expires 2027-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $53,000 exercise price of $1.06 per share by the reduction of securities issued by 13,071 shares, resulting in a net issuance of 36,929 shares.

SEC source: 0001493152-20-002888 · ownership.xml · nonDerivative · entry 1

HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,873

SEC source: 0001493152-20-002886 · ownership.xml · derivative · entry 10

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,100

Underlying: Common Stock · 20,000 shares

Expires 2029-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.

SEC source: 0001493152-20-002886 · ownership.xml · derivative · entry 9

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,100

Underlying: Common Stock · 20,000 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.

SEC source: 0001493152-20-002886 · ownership.xml · derivative · entry 8

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,100

Underlying: Common Stock · 60,091 shares

Expires 2028-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.

SEC source: 0001493152-20-002886 · ownership.xml · derivative · entry 7

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,191

Underlying: Common Stock · 30,000 shares

Expires 2027-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.

SEC source: 0001493152-20-002886 · ownership.xml · derivative · entry 6

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,191

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.

SEC source: 0001493152-20-002886 · ownership.xml · nonDerivative · entry 5

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,454

SEC source: 0001493152-20-002886 · ownership.xml · nonDerivative · entry 4

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,793

SEC source: 0001493152-20-002886 · ownership.xml · nonDerivative · entry 3

VAN VOORHEES SETH · CIK 0001284934 · CFO & VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,047