organization · Reporting owner
DOUGLAS FAMILY TRUST
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMAX CORPIMAX · Entity 4276 | 13(d)(3) group | June 13, 2024 | June 17, 2024 |
| WESTPORT FUEL SYSTEMS INC.WPRT · Entity 7380 | 10% owner · 13(d)(3) group | July 19, 2017 | May 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMAX CORP
Report date June 13, 2024 · Filed June 17, 2024
Jointly reported with DOUGLAS KEVIN, DOUGLAS JAMES E III, CELTIC FINANCIAL LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Douglas Family Trust | 0 |
Reported balance
After 2024-06-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-13 · Other · Disposed 880,000 · Balance 0 F12: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F13: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Nonexempt Trust FBO Kevin G. Douglas | 440,000 |
Reported balance
After 2024-06-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-06-13 · Other · Acquired 440,000 · Balance 440,000 F12: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5: These securities are held directly by the Nonexempt Trust FBO Kevin G. Douglas and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Nonexempt Trust FBO Kevin G. Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy James E. Douglas, III | 1,363,645 |
Reported balance
After 2024-06-13 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-06-13 · Other · Acquired 440,000 · Balance 1,363,645 F12: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F10: Includes 923,645 shares held directly by James E. Douglas, III and 440,000 shares held by the Nonexempt Trust FBO James E. Douglas, III (of which James E. Douglas III is the trustee), and indirectly by Kevin Douglas. |
| Common StockSEC Table I · non-derivative | Direct | 3,983,092 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,983,092 F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F4: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. |
| Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Descendants' Trust FBO Alexander James Douglas | 646,111 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 646,111 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6: These securities are held directly by the Irrevocable Descendants' Trust FBO Alexander James Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Alexander James Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Descendants' Trust FBO Amanda Anne Douglas | 646,110 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 646,110 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F7: These securities are held directly by the Irrevocable Descendants' Trust FBO Amanda Anne Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Amanda Anne Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Descendants' Trust FBO Jake Edward Douglas | 646,110 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 646,110 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8: These securities are held directly by the Irrevocable Descendants' Trust FBO Jake Edward Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Jake Edward Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Descendants' Trust FBO Summer Jean Douglas | 646,110 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 646,110 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F9: These securities are held directly by the Irrevocable Descendants' Trust FBO Summer Jean Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Summer Jean Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy Celtic Financial, LLC | 571,989 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 571,989 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F11: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT.
F4: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT.
F5: These securities are held directly by the Nonexempt Trust FBO Kevin G. Douglas and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Nonexempt Trust FBO Kevin G. Douglas.
F6: These securities are held directly by the Irrevocable Descendants' Trust FBO Alexander James Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Alexander James Douglas.
F7: These securities are held directly by the Irrevocable Descendants' Trust FBO Amanda Anne Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Amanda Anne Douglas.
F8: These securities are held directly by the Irrevocable Descendants' Trust FBO Jake Edward Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Jake Edward Douglas.
F9: These securities are held directly by the Irrevocable Descendants' Trust FBO Summer Jean Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Summer Jean Douglas.
F10: Includes 923,645 shares held directly by James E. Douglas, III and 440,000 shares held by the Nonexempt Trust FBO James E. Douglas, III (of which James E. Douglas III is the trustee), and indirectly by Kevin Douglas.
F11: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas.
F12: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction.
F13: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust.
WESTPORT FUEL SYSTEMS INC.
Report date July 19, 2017 · Filed May 04, 2020 · Amendment
Jointly reported with DOUGLAS KEVIN, JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST, DOUGLAS JAMES E III
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Summer Douglas 2010 Trust | 150,000 |
Reported balance
After 2017-07-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-07-19 · Grant · Acquired 150,000 · Balance 150,000 F1: These shares were inadvertently omitted from the Reporting Person's original Form 4. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were inadvertently omitted from the Reporting Person's original Form 4.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RESEARCH FRONTIERS INC
Report date August 25, 2020 · Filed August 27, 2020
Jointly reported with DOUGLAS KEVIN, JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST
Section 16 reporting ended · disclosed 2020-08-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 855,997 |
Reported balance
After 2020-08-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-25 · Sale · Disposed 57,000 · Balance 855,997 F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy James Douglas and Jean Douglas Irrevocable Descendants' Trust | 1,426,663 |
Reported balance
After 2020-08-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-25 · Sale · Disposed 95,000 · Balance 1,426,663 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Douglas Family Trust | 570,667 |
Reported balance
After 2020-08-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-25 · Sale · Disposed 38,000 · Balance 570,667 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 17, 2024 20:10 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074239 · ownership.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By James E. Douglas, III Disclosed balance after: 1,363,645 F12 · shares: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F10 · ownership.direct: Includes 923,645 shares held directly by James E. Douglas, III and 440,000 shares held by the Nonexempt Trust FBO James E. Douglas, III (of which James E. Douglas III is the trustee), and indirectly by Kevin Douglas. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:10 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074239 · ownership.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nonexempt Trust FBO Kevin G. Douglas Disclosed balance after: 440,000 F12 · shares: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5 · ownership.direct: These securities are held directly by the Nonexempt Trust FBO Kevin G. Douglas and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Nonexempt Trust FBO Kevin G. Douglas. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:10 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 880,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074239 · ownership.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 0 F12 · shares: On June 13, 2024, the Douglas Family Trust, distributed, pursuant to the terms thereof, 440,000 shares to the Nonexempt Trust FBO Kevin G. Douglas and 440,000 shares to the Nonexempt Trust FBO James E. Douglas, III, which trusts were established under the agreement for the Douglas Family Trust. Such distributions by the Douglas Family Trust and acquisitions by the Nonexempt Trust FBO Kevin G. Douglas and the Nonexempt Trust FBO James E. Douglas, III were exempt under Rule 16a-13. Kevin Douglas was the beneficial owner of the shares distributed both before and after the transaction. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F13 · ownership.direct: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 23:14 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 7,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-071502 · ownership.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,983,092 F14 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F4 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:43 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 6,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015464 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975,236 F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:05 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 7,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022372 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,968,458 F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 21:15 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 371,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046300 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Celtic Financial, LLC Disclosed balance after: 571,989 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 371,989 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8 · ownership.direct: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 21:15 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 371,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046300 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 880,000 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 371,989 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas and Jean A. Douglas are each a co-trustee of the Douglas Family Trust. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:15 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 5,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023549 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,110 F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 38,000 | $2.16 | $81,901.40 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 570,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 95,000 | $2.16 | $204,753.50 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,426,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 57,000 | $2.16 | $122,852.10 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 20,000 | $3.56 | $71,200.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 608,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 50,000 | $3.56 | $178,000.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,521,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 30,000 | $3.56 | $106,800.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 20,000 | $3.20 | $64,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 628,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 50,000 | $3.20 | $160,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,571,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 30,000 | $3.20 | $96,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 20,808 | $3.28 | $68,250.24 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 648,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 52,020 | $3.28 | $170,625.60 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,621,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 31,212 | $3.28 | $102,375.36 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 5,582 | $3.29 | $18,364.78 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 669,475 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 13,956 | $3.29 | $45,915.24 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,673,683 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 8,374 | $3.29 | $27,550.46 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,209 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 2,305 | $3.31 | $7,629.55 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 675,057 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 5,764 | $3.31 | $19,078.84 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,687,639 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 3,458 | $3.31 | $11,445.98 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,583 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 5,320 | $3.45 | $18,354.00 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 677,362 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 13,302 | $3.45 | $45,891.90 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,693,403 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 7,981 | $3.45 | $27,534.45 |
DisclosureSEC source: 0000899243-20-019518 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,041 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 3,532 | $3.36 | $11,867.52 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 682,682 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 8,829 | $3.36 | $29,665.44 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,706,705 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 5,297 | $3.36 | $17,797.92 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,022 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 3,106 | $3.45 | $10,715.70 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 686,214 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 7,765 | $3.45 | $26,789.25 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,715,534 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:00 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 4,659 | $3.45 | $16,073.55 |
DisclosureSEC source: 0000899243-20-019172 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,319 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 360 | $3.85 | $1,386.00 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 689,320 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 900 | $3.85 | $3,465.00 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,723,299 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 540 | $3.85 | $2,079.00 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,978 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 6,498 | $3.91 | $25,407.18 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 689,680 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 16,245 | $3.91 | $63,517.95 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,724,199 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:26 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 9,747 | $3.91 | $38,110.77 |
DisclosureSEC source: 0000899243-20-018284 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,518 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 13,609 | $3.97 | $54,027.73 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 9 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 696,178 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 34,022 | $3.97 | $135,067.34 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,740,444 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 20,414 | $3.97 | $81,043.58 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,265 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 20,808 | $4.53 | $94,260.24 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 8 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 709,787 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 52,023 | $4.53 | $235,664.19 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,774,466 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 31,214 | $4.53 | $141,399.42 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,679 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 7,821 | $5.04 | $39,417.84 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 7 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 730,595 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:34 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | SaleCommon Stock | 19,554 | $5.04 | $98,552.16 |
DisclosureSEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trus Disclosed balance after: 1,826,489 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.