Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed Jan 5, 2026 21:30 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-26-000394 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,000 Underlying: Common Stock · 45,000 shares Expires 2035-12-30 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:30 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-26-000397 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,000 Underlying: Common Stock · 45,000 shares Expires 2035-12-30 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:30 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-26-000395 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,000 Underlying: Common Stock · 65,000 shares Expires 2035-12-30 Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:48 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000114 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 60,000 shares Expires 2034-12-30 F1 · shares: Grant of 37,265 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:48 UTC |
LAPOINTE MICHAEL RVP-Marketing
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000115 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 6,000 shares Expires 2034-12-30 F1 · shares: Grant of 3,725 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:48 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000112 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,494 Underlying: Common Stock · 45,000 shares Expires 2034-12-30 F1 · shares: Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:47 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000111 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,495 Underlying: Common Stock · 45,000 shares Expires 2034-12-30 F1 · shares: Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:47 UTC |
Peso EyalDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001493152-25-000113 · ownership.xml · derivative · entry 1 Peso Eyal · CIK 0001982254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 45,000 shares Expires 2034-12-30 F1 · shares: Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 10:30 UTC |
Kaganowicz AlexanderDirector
|
PurchaseCommon Stock | 2,000 | $1.94 | $3,880.00 |
DisclosureSEC source: 0001493152-24-024039 · ownership.xml · nonDerivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,923 Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 10:04 UTC |
Daigle DarrylDirector · 10% owner
|
PurchaseCommon Stock | 4,300 | $1.74 | $7,482.00 |
DisclosureSEC source: 0001493152-24-023257 · ownership.xml · nonDerivative · entry 4 Daigle Darryl · CIK 0001552532 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in IRA by reporting person's wife Disclosed balance after: 33,926 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:50 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 1,000 | $1.00 | $1,000.00 |
DisclosureSEC source: 0001493152-24-005506 · ownership.xml · nonDerivative · entry 5 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held as Custodian for reporting person's Grand children Disclosed balance after: 4,269 Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC |
LAPOINTE MICHAEL RVP-Marketing
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001415 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,950 Underlying: Common Stock · 6,000 shares Expires 2033-12-30 Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001411 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,337 Underlying: Common Stock · 45,000 shares Expires 2033-12-30 Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001409 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,700 Underlying: Common Stock · 60,000 shares Expires 2033-12-30 Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001412 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,335 Underlying: Common Stock · 45,000 shares Expires 2033-12-30 Read SEC document |
| December 31, 2023 Filed Jan 5, 2024 21:15 UTC |
Peso EyalDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001493152-24-001408 · ownership.xml · derivative · entry 1 Peso Eyal · CIK 0001982254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2033-12-30 Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 13:45 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 7,750 | $0.97 | $7,517.50 |
DisclosureSEC source: 0001493152-23-044490 · ownership.xml · nonDerivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,192 Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 13:18 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 500 | $1.05 | $525.00 |
DisclosureSEC source: 0001493152-23-035156 · ownership.xml · nonDerivative · entry 5 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held as custodian for reporting person's Grand children Disclosed balance after: 3,269 Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 18:16 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 5,350 | $1.40 | $7,490.00 |
DisclosureSEC source: 0001493152-23-032600 · ownership.xml · nonDerivative · entry 3 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by reporting person's business, of which he has 50% ownership interest Disclosed balance after: 75,158 Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 18:16 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 1,600 | $1.35 | $2,160.00 |
DisclosureSEC source: 0001493152-23-032600 · ownership.xml · nonDerivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,442 Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 10:10 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 4,700 | $1.49 | $7,003.00 |
DisclosureSEC source: 0001493152-23-021750 · ownership.xml · nonDerivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,842 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 13:04 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 4,400 | $1.59 | $6,996.00 |
DisclosureSEC source: 0001493152-23-021557 · ownership.xml · nonDerivative · entry 2 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held By reporting person's wife Disclosed balance after: 129,400 Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 15:59 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 3,500 | $2.00 | $7,000.00 |
DisclosureSEC source: 0001493152-23-004210 · ownership.xml · nonDerivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,142 Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 11:02 UTC |
Daigle DarrylDirector
|
PurchaseCommon Stock | 3,500 | $2.00 | $7,000.00 |
DisclosureSEC source: 0001493152-23-002527 · ownership.xml · nonDerivative · entry 4 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA by reporting person's wife Disclosed balance after: 25,226 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 11:20 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-23-000030 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,294 Underlying: Common Stock · 45,000 shares Expires 2032-12-30 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 11:20 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-23-000029 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,100 Underlying: Common Stock · 60,000 shares Expires 2032-12-30 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 11:20 UTC |
LAPOINTE MICHAEL RVP-Marketing
|
GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-23-000028 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,850 Underlying: Common Stock · 6,000 shares Expires 2032-12-30 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 11:20 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-23-000027 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,293 Underlying: Common Stock · 45,000 shares Expires 2032-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC |
LAPOINTE MICHAEL RVP-Marketing
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000028 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,850 Underlying: Common Stock · 5,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000027 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,880 Underlying: Common Stock · 40,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 55,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000026 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,100 Underlying: Common Stock · 55,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000025 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,880 Underlying: Common Stock · 40,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:20 UTC |
Settle William GrahamDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-22-000024 · ownership.xml · derivative · entry 1 Settle William Graham · CIK 0001821587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,826 Underlying: Common Stock · 40,000 shares Expires 2031-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC |
LAPOINTE MICHAEL RVP-Marketing
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000087 · ownership.xml · derivative · entry 1 LAPOINTE MICHAEL R · CIK 0001223064 · VP-Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,850 Underlying: Common Stock · 5,000 shares Expires 2030-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC |
Daigle DarrylDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000083 · ownership.xml · derivative · entry 1 Daigle Darryl · CIK 0001552532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,880 Underlying: Common Stock · 40,000 shares Expires 2030-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC |
Settle William GrahamDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000086 · ownership.xml · derivative · entry 1 Settle William Graham · CIK 0001821587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,826 Underlying: Common Stock · 40,000 shares Expires 2030-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC |
Kaganowicz AlexanderDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000085 · ownership.xml · derivative · entry 1 Kaganowicz Alexander · CIK 0001579510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,880 Underlying: Common Stock · 40,000 shares Expires 2030-12-30 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:05 UTC |
HARARY JOSEPH MDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 55,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001493152-21-000084 · ownership.xml · derivative · entry 1 HARARY JOSEPH M · CIK 0001221505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,100 Underlying: Common Stock · 55,000 shares Expires 2030-12-30 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 38,000 | $2.16 | $81,901.40 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 570,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 95,000 | $2.16 | $204,753.50 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,426,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 57,000 | $2.16 | $122,852.10 |
DisclosureSEC source: 0000899243-20-023497 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 20,000 | $3.56 | $71,200.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 608,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 50,000 | $3.56 | $178,000.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,521,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 30,000 | $3.56 | $106,800.00 |
DisclosureSEC source: 0000899243-20-022001 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 20,000 | $3.20 | $64,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 628,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 50,000 | $3.20 | $160,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,571,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 22:40 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 30,000 | $3.20 | $96,000.00 |
DisclosureSEC source: 0000899243-20-020771 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 20,808 | $3.28 | $68,250.24 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 648,667 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 52,020 | $3.28 | $170,625.60 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,621,663 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:00 UTC |
DOUGLAS KEVIN10% owner · 13(d)(3) group
DOUGLAS FAMILY TRUST10% owner · 13(d)(3) group
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST10% owner · 13(d)(3) group
|
SaleCommon Stock | 31,212 | $3.28 | $102,375.36 |
DisclosureSEC source: 0000899243-20-019792 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,997 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.