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REED

REED'S, INC.

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7963
SEC CIK
0001140215
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183

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2019 Filed Oct 30, 2019 00:25 UTC PurchaseCommon Stock 250,000 $0.60 $150,000.00
Disclosure

SEC source: 0001493152-19-016155 · ownership.xml · nonDerivative · entry 1

Snyder Norman E. Jr. · CIK 0001792161 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · kind: Purchase in company underwritten public offering.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 23:21 UTC
Bello JohnDirector · Interim CEO
PurchaseCommon Stock 1,000,000 $0.60 $600,000.00
Disclosure

SEC source: 0001493152-19-016133 · ownership.xml · nonDerivative · entry 2

Bello John · CIK 0001693098 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,283,120

F3 · shares: Purchase in company underwritten public offering.

F4 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days.

F2 · ownership.nature: John and Nancy Bello Revocable Trust

Read SEC document
October 25, 2019 Filed Oct 29, 2019 23:21 UTC
Bello JohnDirector · Interim CEO
PurchaseCommon Stock 666,666 $0.60 $399,999.60
Disclosure

SEC source: 0001493152-19-016133 · ownership.xml · nonDerivative · entry 1

Bello John · CIK 0001693098 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,949,786

F3 · shares: Purchase in company underwritten public offering.

F4 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days.

F1 · ownership.nature: The Bello Family Limited Partnership

Read SEC document
October 25, 2019 Filed Oct 29, 2019 23:17 UTC PurchaseCommon Stock 25,000 $0.60 $15,000.00
Disclosure

SEC source: 0001493152-19-016125 · ownership.xml · nonDerivative · entry 1

Imbrogno Louis Jr. · CIK 0001786111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,067

F1 · kind: Purchase in company underwritten public offering.

F2 · balance_after: Includes 9,900 shares underlying options exercisable within 60 days.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 17:48 UTC
JAFFE LEWISDirector
PurchaseCommon Stock 16,666 $0.60 $9,999.60
Disclosure

SEC source: 0001493152-19-016085 · ownership.xml · nonDerivative · entry 1

JAFFE LEWIS · CIK 0001215963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,091

F1 · kind: Purchase in company underwritten public offering.

F2 · balance_after: Includes 30,000 shares underlying options exercisable within 60 days.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 17:47 UTC PurchaseCommon Stock 41,666 $0.60 $24,999.60
Disclosure

SEC source: 0001493152-19-016084 · ownership.xml · nonDerivative · entry 1

Iris Snyder · CIK 0001749512 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,429

F1 · kind: Purchase in company underwritten public offering.

F2 · balance_after: Includes 85,763 shares issuable upon exercise of options exercisable within 60 days.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 17:45 UTC
Bass James CDirector
PurchaseCommon Stock 25,000 $0.60 $15,000.00
Disclosure

SEC source: 0001493152-19-016082 · ownership.xml · nonDerivative · entry 1

Bass James C · CIK 0001725928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,292

F1 · kind: Purchase in company underwritten public offering.

F2 · balance_after: Includes 30,000 shares underlying options exercisable within 60 days

Read SEC document
October 25, 2019 Filed Oct 29, 2019 17:44 UTC PurchaseCommon Stock 12,500 $0.60 $7,500.00
Disclosure

SEC source: 0001493152-19-016080 · ownership.xml · nonDerivative · entry 1

Grossman Scott R. · CIK 0001728765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,119

F1 · kind: Purchase in company underwritten public offering.

F2 · balance_after: Includes 30,000 shares underlying options exercisable within 60 days.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:19 UTC PurchaseCommon Stock 2,500 $1.83 $4,575.00
Disclosure

SEC source: 0001493152-19-013430 · ownership.xml · nonDerivative · entry 1

Grossman Scott R. · CIK 0001728765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,996

Read SEC document
August 15, 2019 Filed Aug 16, 2019 01:39 UTC
Bello JohnDirector
PurchaseCommon Stock 23,120 $2.20 $50,864.00
Disclosure

SEC source: 0001493152-19-012817 · ownership.xml · nonDerivative · entry 2

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John and Nancy Bello Revocable Trust

Disclosed balance after: 1,260,000

Read SEC document
August 15, 2019 Filed Aug 16, 2019 01:39 UTC
Bello JohnDirector
PurchaseCommon Stock 23,120 $2.29 $52,944.80
Disclosure

SEC source: 0001493152-19-012817 · ownership.xml · nonDerivative · entry 1

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bello Family Limited Partnership

Disclosed balance after: 1,283,120

Read SEC document
August 07, 2019 Filed Sep 5, 2019 19:52 UTC GrantStock option · Derivative 30,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001493152-19-013725 · ownership.xml · derivative · entry 2

Imbrogno Louis Jr. · CIK 0001786111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common stock · 30,000 shares

Expires 2029-08-07

F2 · price: Stock option grant, 9,900 vesting immediately and 10,050 vesting on each of August 7, 2020 and August 7, 2021.

Read SEC document
August 07, 2019 Filed Sep 5, 2019 19:52 UTC GrantCommon Stock 4,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-013725 · ownership.xml · nonDerivative · entry 1

Imbrogno Louis Jr. · CIK 0001786111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

F1 · security: RSA grant vesting 11/1/2019

F1 · price: RSA grant vesting 11/1/2019

Read SEC document
July 24, 2019 Filed Jul 25, 2019 01:55 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 1,057 $3.24 $3,423.83
Disclosure

SEC source: 0001493152-19-011071 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475,990

Read SEC document
July 23, 2019 Filed Jul 25, 2019 01:55 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 1,300 $3.26 $4,233.97
Disclosure

SEC source: 0001493152-19-011071 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477,047

Read SEC document
July 22, 2019 Filed Jul 23, 2019 00:12 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 5,476 $3.22 $17,651.89
Disclosure

SEC source: 0001493152-19-010957 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,347

Read SEC document
July 19, 2019 Filed Jul 23, 2019 00:12 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 3,400 $3.32 $11,273.38
Disclosure

SEC source: 0001493152-19-010957 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483,823

Read SEC document
July 18, 2019 Filed Jul 18, 2019 23:27 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 1,100 $3.36 $3,694.24
Disclosure

SEC source: 0001493152-19-010836 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,223

Read SEC document
July 17, 2019 Filed Jul 18, 2019 23:27 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 3,943 $3.35 $13,222.46
Disclosure

SEC source: 0001493152-19-010836 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,323

Read SEC document
July 16, 2019 Filed Jul 16, 2019 21:41 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 5,204 $3.32 $17,293.41
Disclosure

SEC source: 0001493152-19-010704 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,266

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:41 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 2,101 $3.36 $7,054.95
Disclosure

SEC source: 0001493152-19-010704 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,470

Read SEC document
July 12, 2019 Filed Jul 12, 2019 23:31 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 6,800 $3.37 $22,925.52
Disclosure

SEC source: 0001493152-19-010591 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,571

Read SEC document
July 11, 2019 Filed Jul 12, 2019 23:31 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 6,379 $3.31 $21,136.82
Disclosure

SEC source: 0001493152-19-010591 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,371

Read SEC document
July 10, 2019 Filed Jul 10, 2019 22:29 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 16,416 $3.35 $54,962.41
Disclosure

SEC source: 0001493152-19-010482 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,760

Read SEC document
July 09, 2019 Filed Jul 10, 2019 22:29 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 11,400 $3.45 $39,288.96
Disclosure

SEC source: 0001493152-19-010482 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529,176

Read SEC document
July 08, 2019 Filed Jul 9, 2019 19:44 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 4,424 $3.61 $15,953.83
Disclosure

SEC source: 0001493152-19-010404 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,576

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:44 UTC
Doherty Daniel Joseph IIIDirector · 10% owner
SaleCommon Stock 564,020 $3.40 $1,917,668.00
Disclosure

SEC source: 0001493152-19-008660 · ownership.xml · nonDerivative · entry 1

Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,469,314

F1 · ownership.nature: These securities are held by Rapter/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary intrest in Raptor/Reeds.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:20 UTC SaleCommon Stock 564,020 $3.40 $1,917,668.00
Disclosure

SEC source: 0000899243-19-015447 · doc4.xml · nonDerivative · entry 1

Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469,314

Read SEC document
May 30, 2019 Filed May 31, 2019 20:50 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 191,600 $3.20 $613,120.00
Disclosure

SEC source: 0001493152-19-008484 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,000

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:50 UTC
Bass James CDirector
PurchaseCommon Stock 10,000 $3.20 $32,000.00
Disclosure

SEC source: 0001493152-19-008564 · ownership.xml · nonDerivative · entry 2

Bass James C · CIK 0001725928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,669

Read SEC document
May 30, 2019 Filed Jun 4, 2019 20:53 UTC
COHANE NEALChief Sales Officer
PurchaseCommon Stock 10,000 $3.20 $32,000.00
Disclosure

SEC source: 0001493152-19-008662 · ownership.xml · nonDerivative · entry 1

COHANE NEAL · CIK 0001429690 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,277

Read SEC document
May 30, 2019 Filed Jun 5, 2019 18:47 UTC
Bello JohnDirector
PurchaseCommon Stock 11,000 $3.20 $35,200.00
Disclosure

SEC source: 0001493152-19-008725 · ownership.xml · nonDerivative · entry 2

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bello Family Limited Partnership

Disclosed balance after: 1,219,982

Read SEC document
April 10, 2019 Filed Apr 15, 2019 20:30 UTC GrantCommon Stock 6,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-005333 · ownership.xml · nonDerivative · entry 1

Grossman Scott R. · CIK 0001728765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083

F1 · security: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

F1 · price: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

Read SEC document
April 10, 2019 Filed Apr 15, 2019 20:30 UTC
Bello JohnDirector
GrantCommon Stock 6,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-005332 · ownership.xml · nonDerivative · entry 1

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,087

F1 · security: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019. Shares held indirectly are not listed on this report on Form 4

F1 · price: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019. Shares held indirectly are not listed on this report on Form 4

Read SEC document
April 10, 2019 Filed Apr 15, 2019 20:30 UTC
Bass James CDirector
GrantCommon Stock 6,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-005335 · ownership.xml · nonDerivative · entry 1

Bass James C · CIK 0001725928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,256

F1 · security: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

F1 · price: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

Read SEC document
April 10, 2019 Filed Apr 15, 2019 20:30 UTC
JAFFE LEWISDirector
GrantCommon Stock 6,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-005331 · ownership.xml · nonDerivative · entry 1

JAFFE LEWIS · CIK 0001215963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,389

F1 · security: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

F1 · price: Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of May 1, 2019, August 1, 2019 and November 1, 2019.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 25,088 $2.95 $74,009.60
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 9

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736,600

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 26, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 50,000 $2.96 $148,000.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 8

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,688

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 22, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 25,000 $2.67 $66,750.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 7

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811,688

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 21, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 25,000 $2.67 $66,750.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 6

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,688

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 20, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 28,705 $2.67 $76,642.35
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 5

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861,688

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 19, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 50,000 $2.67 $133,500.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 4

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890,393

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 15, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 20,000 $2.66 $53,200.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 3

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940,393

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 15, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 5,200 $2.66 $13,832.00
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 2

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960,393

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 14, 2019 Filed Mar 1, 2019 22:20 UTC
REED CHRISTOPHER JDirector · CIO
SaleCommon Stock 17,007 $2.66 $45,238.62
Disclosure

SEC source: 0001493152-19-002788 · ownership.xml · nonDerivative · entry 1

REED CHRISTOPHER J · CIK 0001409191 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,593

F1 · shares: Sold pursuant to 10b5-1 Plan

Read SEC document
February 01, 2019 Filed Jun 3, 2019 20:50 UTC
Bass James CDirector
GrantCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-008564 · ownership.xml · nonDerivative · entry 1

Bass James C · CIK 0001725928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,669

Read SEC document
February 01, 2019 Filed Jun 3, 2019 20:26 UTC
JAFFE LEWISDirector
GrantCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-008557 · ownership.xml · nonDerivative · entry 1

JAFFE LEWIS · CIK 0001215963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,802

Read SEC document
February 01, 2019 Filed Jun 3, 2019 19:18 UTC GrantCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-008546 · ownership.xml · nonDerivative · entry 1

Grossman Scott R. · CIK 0001728765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,496

Read SEC document
February 01, 2019 Filed Jun 5, 2019 18:47 UTC
Bello JohnDirector
GrantCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-008725 · ownership.xml · nonDerivative · entry 1

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,500

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:19 UTC
Bello JohnDirector
PurchaseCommon Stock 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001493152-19-000086 · ownership.xml · nonDerivative · entry 2

Bello John · CIK 0001693098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,183,982

F2 · ownership.nature: John and Nancy Bello Revocable Trust

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.