person · Reporting owner
Doherty Daniel Joseph III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REED'S, INC.REED · Entity 7963 | Director · 10% owner | December 11, 2020 | December 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REED'S, INC.
Report date December 11, 2020 · Filed December 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,808,600 |
Reported balance
After 2020-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-11 · Conversion · Acquired 1,339,286 · Balance 3,808,600 F1: Includes 50,000 shares underlying exercisable options. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2021-04-21 | IndirectSee Footnote | Not disclosed |
Reported balance
After 2020-12-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-11 · Other · Disposed Not disclosed · Balance Not disclosed F2: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2021-04-21 | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-11 · Other · Disposed Not disclosed · Balance 0 F3: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.56 · Expires 2021-04-21 | IndirectSee Footnote | Not disclosed |
Reported balance
After 2020-12-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-11 · Purchase · Acquired Not disclosed · Balance Not disclosed F3: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.56 · Expires 2021-04-21 | IndirectSee Footnote | 0 |
Reported balance
After 2020-12-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-12-11 · Conversion · Disposed Not disclosed · Balance 0 F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2025-12-11 | IndirectSee Footnote | 1,000,000 |
Reported balance
After 2020-12-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-12-11 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F4: Warrant was issued for no cash consideration in connection with the agreement by Raptor/Harbor Reeds SPV LLC to convert the unpaid balance of the Issuer's Convertible Promissory Note. F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. |
| Common StockSEC Table I · non-derivative | Direct | 85,790 |
Reported balance
Holding disclosure · report date 2020-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,790 F1: Includes 50,000 shares underlying exercisable options. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 50,000 shares underlying exercisable options.
F2: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest.
F3: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share.
F4: Warrant was issued for no cash consideration in connection with the agreement by Raptor/Harbor Reeds SPV LLC to convert the unpaid balance of the Issuer's Convertible Promissory Note.
F5: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | PurchaseWarrant · Derivative | 1,000,000 | Not disclosed Strike: $0.64 | Not disclosed |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 7 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2025-12-11 F4 · price: Warrant was issued for no cash consideration in connection with the agreement by Raptor/Harbor Reeds SPV LLC to convert the unpaid balance of the Issuer's Convertible Promissory Note. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | ConversionConvertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $0.56 | $750,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 6 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | PurchaseConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.56 | $750,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 5 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 F3 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | OtherConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $750,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 4 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2021-04-21 F3 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F3 · derivative.underlying_shares: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | OtherConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $4,250,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 3 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 2,266,667 shares Expires 2021-04-21 F2 · price: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC | REED'S, INC. REED · Entity 7963 | ConversionCommon Stock | 1,339,286 | $0.56 | $750,000.16 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,808,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Includes 50,000 shares underlying exercisable options. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:10 UTC | REED'S, INC. REED · Entity 7963 | GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020412 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,790 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 50,000 shares underlying exercisable options. Read SEC document |
| April 22, 2020 Filed Apr 22, 2020 21:00 UTC | REED'S, INC. REED · Entity 7963 | Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006935 · ownership.xml · derivative · entry 3 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:44 UTC | REED'S, INC. REED · Entity 7963 | SaleCommon Stock | 564,020 | $3.40 | $1,917,668.00 |
DisclosureSEC source: 0001493152-19-008660 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,469,314 F1 · ownership.nature: These securities are held by Rapter/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary intrest in Raptor/Reeds. Read SEC document |
| October 04, 2018 Filed Feb 6, 2019 13:59 UTC | REED'S, INC. REED · Entity 7963 | PurchaseWarrant · Derivative | 750,000 | Not disclosed Strike: $1.10 | Not disclosed |
DisclosureSEC source: 0001493152-19-001413 · ownership.xml · derivative · entry 2 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2022-12-22 F1 · kind: The transactions reported represent an amendment of an outstanding Warrant held by Raptor/Harbor Reeds SPV LLC ("Raptor/Reeds') for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by the Reporting Person and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of Raptor/Reeds) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F1 · price: The transactions reported represent an amendment of an outstanding Warrant held by Raptor/Harbor Reeds SPV LLC ("Raptor/Reeds') for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by the Reporting Person and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of Raptor/Reeds) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F2 · ownership.nature: These securities are held by Rapter/Reed, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary intrest in Raptor/Reeds. Read SEC document |
| October 04, 2018 Filed Feb 6, 2019 13:59 UTC | REED'S, INC. REED · Entity 7963 | OtherWarrant · Derivative | 750,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001493152-19-001413 · ownership.xml · derivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2022-12-22 F1 · kind: The transactions reported represent an amendment of an outstanding Warrant held by Raptor/Harbor Reeds SPV LLC ("Raptor/Reeds') for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by the Reporting Person and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of Raptor/Reeds) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F1 · price: The transactions reported represent an amendment of an outstanding Warrant held by Raptor/Harbor Reeds SPV LLC ("Raptor/Reeds') for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by the Reporting Person and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of Raptor/Reeds) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F2 · ownership.nature: These securities are held by Rapter/Reed, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary intrest in Raptor/Reeds. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 01:46 UTC | REED'S, INC. REED · Entity 7963 | SaleCommon Stock | 400,000 | $2.50 | $1,000,000.00 |
DisclosureSEC source: 0001493152-18-012526 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 3,033,334 F1 · ownership.nature: These shares are held by Raptor/ Harbor Reeds SPV LLC, a significant shareholder of Reed's Inc. Mr. Doherty is a principal and significant shareholder of Raptor/ Harbor Reeds SPV LLC. He shares discretionary authority to vote and dispose of the securities held by Raptor/ Harbor Reeds SPV LLC with James Pallotta and may be deemed to be the beneficial owner of these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.