organization · Reporting owner
Raptor/Harbor Reeds SPV LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
REED'S, INC.
Report date December 11, 2020 · Filed December 15, 2020
Section 16 reporting ended · disclosed 2020-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,808,600 |
Reported balance
After 2020-12-11 transaction · row 1
1 source rowRow 1 · 2020-12-11 · Conversion · Acquired 1,339,286 · Balance 3,808,600 |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2021-04-21 | Direct | Not disclosed |
Reported balance
After 2020-12-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-11 · Other · Disposed 4,250,000 · Balance Not disclosed F1: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2021-04-21 | Direct | 0 |
Reported balance
After 2020-12-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-11 · Other · Disposed 750,000 · Balance 0 F2: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.56 · Expires 2021-04-21 | Direct | Not disclosed |
Reported balance
After 2020-12-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-11 · Purchase · Acquired 750,000 · Balance Not disclosed F2: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.56 · Expires 2021-04-21 | Direct | 0 |
Reported balance
After 2020-12-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-11 · Conversion · Disposed 750,000 · Balance 0 |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2025-12-11 | Direct | 1,000,000 |
Reported balance
After 2020-12-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-12-11 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F3: Warrant was issued for no cash consideration in connection with the Reporting Person's agreement to forgive a portion of the unpaid balance of the Issuer's Convertible Promissory Note and to convert the remaining balance. |
Filing footnotes · ownership attribution and instrument terms
F1: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest.
F2: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share.
F3: Warrant was issued for no cash consideration in connection with the Reporting Person's agreement to forgive a portion of the unpaid balance of the Issuer's Convertible Promissory Note and to convert the remaining balance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | PurchaseWarrant · Derivative | 1,000,000 | Not disclosed Strike: $0.64 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 6 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2025-12-11 F3 · price: Warrant was issued for no cash consideration in connection with the Reporting Person's agreement to forgive a portion of the unpaid balance of the Issuer's Convertible Promissory Note and to convert the remaining balance. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | ConversionConvertible Promissory Note · Derivative | 750,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 5 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | PurchaseConvertible Promissory Note · Derivative | 750,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 4 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 F2 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | OtherConvertible Promissory Note · Derivative | 750,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 3 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2021-04-21 F2 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | OtherConvertible Promissory Note · Derivative | 4,250,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 2 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,266,667 shares Expires 2021-04-21 F1 · price: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC | REED'S, INC. REED · Entity 7963 | ConversionCommon Stock | 1,339,286 | $0.56 | $750,000.16 |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · nonDerivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 14:20 UTC | REED'S, INC. REED · Entity 7963 | SaleCommon Stock | 564,020 | $3.40 | $1,917,668.00 |
DisclosureSEC source: 0000899243-19-015447 · doc4.xml · nonDerivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469,314 Read SEC document |
| October 04, 2018 Filed Feb 6, 2019 16:19 UTC | REED'S, INC. REED · Entity 7963 | PurchaseWarrant · Derivative | 750,000 | Not disclosed Strike: $1.10 | Not disclosed |
DisclosureSEC source: 0000899243-19-002754 · doc4.xml · derivative · entry 2 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2022-12-22 F1 · kind: The transactions reported represent an amendment of an outstanding Warrant for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by Daniel J. Doherty, III and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of the Reporting Person) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F1 · price: The transactions reported represent an amendment of an outstanding Warrant for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by Daniel J. Doherty, III and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of the Reporting Person) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. Read SEC document |
| October 04, 2018 Filed Feb 6, 2019 16:19 UTC | REED'S, INC. REED · Entity 7963 | OtherWarrant · Derivative | 750,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-19-002754 · doc4.xml · derivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2022-12-22 F1 · kind: The transactions reported represent an amendment of an outstanding Warrant for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by Daniel J. Doherty, III and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of the Reporting Person) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. F1 · price: The transactions reported represent an amendment of an outstanding Warrant for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by Daniel J. Doherty, III and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of the Reporting Person) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 19:41 UTC | REED'S, INC. REED · Entity 7963 | SaleCommon Stock | 400,000 | $2.50 | $1,000,000.00 |
DisclosureSEC source: 0000899243-18-023132 · doc4.xml · nonDerivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033,334 Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:46 UTC | REED'S, INC. REED · Entity 7963 | PurchaseWarrant · Derivative | 1,333,333 | Not disclosed Strike: $2.03 | Not disclosed |
DisclosureSEC source: 0000899243-17-029658 · doc4.xml · derivative · entry 3 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,333 Underlying: Common Stock · 1,333,333 shares Expires 2020-12-27 F1 · kind: In the Issuer's rights offering to its shareholders, the Reporting Person purchased 2,666,667 Units (with each Unit consisting of (i) 1 share of Common Stock and (ii) a Warrant to purchase 1/2 share of Common Stock) at a purchase price of $1.50 per unit. The purchase of the shares is reported on Table I and the purchase of the Warrant is reported on the second line of Table II. F1 · price: In the Issuer's rights offering to its shareholders, the Reporting Person purchased 2,666,667 Units (with each Unit consisting of (i) 1 share of Common Stock and (ii) a Warrant to purchase 1/2 share of Common Stock) at a purchase price of $1.50 per unit. The purchase of the shares is reported on Table I and the purchase of the Warrant is reported on the second line of Table II. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:46 UTC | REED'S, INC. REED · Entity 7963 | OtherConvertible Promissory Note · Derivative | 1,133,334 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-17-029658 · doc4.xml · derivative · entry 2 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266,667 Underlying: Common Stock · 2,266,667 shares Expires 2021-04-21 F2 · kind: In connection with the Reporting Person's backstop commitment agreement to purchase Units in the Issuer's rights offering, the Reporting Person agreed to extend the Maturity Date of the previously-outstanding Convertible Promissory Note in the principal amount of $3,400,000 from April 21, 2019 to April 21, 2021, and the Issuer agreed to reduce the conversion price from $3.00 per share to $1.50 per share. F2 · price: In connection with the Reporting Person's backstop commitment agreement to purchase Units in the Issuer's rights offering, the Reporting Person agreed to extend the Maturity Date of the previously-outstanding Convertible Promissory Note in the principal amount of $3,400,000 from April 21, 2019 to April 21, 2021, and the Issuer agreed to reduce the conversion price from $3.00 per share to $1.50 per share. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:46 UTC | REED'S, INC. REED · Entity 7963 | PurchaseCommon Stock | 2,666,667 | $1.50 | $4,000,000.50 |
DisclosureSEC source: 0000899243-17-029658 · doc4.xml · nonDerivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433,334 F1 · kind: In the Issuer's rights offering to its shareholders, the Reporting Person purchased 2,666,667 Units (with each Unit consisting of (i) 1 share of Common Stock and (ii) a Warrant to purchase 1/2 share of Common Stock) at a purchase price of $1.50 per unit. The purchase of the shares is reported on Table I and the purchase of the Warrant is reported on the second line of Table II. F1 · price: In the Issuer's rights offering to its shareholders, the Reporting Person purchased 2,666,667 Units (with each Unit consisting of (i) 1 share of Common Stock and (ii) a Warrant to purchase 1/2 share of Common Stock) at a purchase price of $1.50 per unit. The purchase of the shares is reported on Table I and the purchase of the Warrant is reported on the second line of Table II. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:25 UTC | REED'S, INC. REED · Entity 7963 | OtherWarrant · Derivative | 750,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-17-029621 · doc4.xml · derivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2022-12-22 F1 · kind: In connection with the Reporting Person's backstop commitment agreement to purchase Units in the Issuer's rights offering, the Issuer granted to the Reporting Person a Warrant for the purchase of 750,000 shares of Common Stock. F1 · price: In connection with the Reporting Person's backstop commitment agreement to purchase Units in the Issuer's rights offering, the Issuer granted to the Reporting Person a Warrant for the purchase of 750,000 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.