Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC |
Doherty Daniel Joseph IIIDirector · 10% owner
|
OtherConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $750,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 4 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2021-04-21 F3 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F3 · derivative.underlying_shares: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC |
Doherty Daniel Joseph IIIDirector · 10% owner
|
OtherConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $4,250,000.00 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · derivative · entry 3 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 2,266,667 shares Expires 2021-04-21 F2 · price: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. F5 · ownership.nature: These securities are held by Raptor/Harbor Reeds SPV LLC, a limited liability company in which the Reporting Person holds a significant membership interest. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Raptor/Reeds. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:58 UTC |
Doherty Daniel Joseph IIIDirector · 10% owner
|
ConversionCommon Stock | 1,339,286 | $0.56 | $750,000.16 |
DisclosureSEC source: 0001493152-20-023692 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,808,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Includes 50,000 shares underlying exercisable options. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
PurchaseWarrant · Derivative | 1,000,000 | Not disclosed Strike: $0.64 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 6 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2025-12-11 F3 · price: Warrant was issued for no cash consideration in connection with the Reporting Person's agreement to forgive a portion of the unpaid balance of the Issuer's Convertible Promissory Note and to convert the remaining balance. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
ConversionConvertible Promissory Note · Derivative | 750,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 5 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
PurchaseConvertible Promissory Note · Derivative | 750,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 4 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,339,286 shares Expires 2021-04-21 F2 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
OtherConvertible Promissory Note · Derivative | 750,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 3 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2021-04-21 F2 · price: Issuer's Convertible Promissory Note was amended to reduce the conversion price from $1.50 per share to $0.56 per share. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
OtherConvertible Promissory Note · Derivative | 4,250,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · derivative · entry 2 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,266,667 shares Expires 2021-04-21 F1 · price: $4,250,000 of principal and accrued interest on the Issuer's Convertible Promissory Note in the original principal amount of $3,400,000 was repaid in cash, leaving a remaining balance of $750,000 in accrued interest. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:04 UTC |
Raptor/Harbor Reeds SPV LLC10% owner
|
ConversionCommon Stock | 1,339,286 | $0.56 | $750,000.16 |
DisclosureSEC source: 0000899243-20-033872 · doc4.xml · nonDerivative · entry 1 Raptor/Harbor Reeds SPV LLC · CIK 0001705999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 18:48 UTC |
JAFFE LEWISDirector
|
OtherCommon Stock | 26,785 | $0.56 | $14,999.60 |
DisclosureSEC source: 0001493152-20-022683 · ownership.xml · nonDerivative · entry 1 JAFFE LEWIS · CIK 0001215963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,209 F1 · kind: Purchase in Issuer's Registered Public Offering. F2 · balance_after: Includes 3,333 shares underlying warrants and 50,000 shares issuable upon exercise of currently exercisable options. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:17 UTC |
Bello JohnDirector
|
Othercommon stock | 714,285 | $0.56 | $399,999.60 |
DisclosureSEC source: 0001493152-20-022677 · ownership.xml · nonDerivative · entry 1 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567,600 F1 · kind: Purchase in Registrant's Registered Public Offering F2 · balance_after: Includes 100,000 shares underlying exercisable options and 68,501 shares underlying exercisable warrant. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:14 UTC |
Snyder Norman E. Jr.Director · Chief Executive Officer
|
OtherCommon Stock | 89,285 | $0.56 | $49,999.60 |
DisclosureSEC source: 0001493152-20-022675 · ownership.xml · nonDerivative · entry 1 Snyder Norman E. Jr. · CIK 0001792161 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,618 F1 · kind: Purchase in Issuer's Registered Public Offering. F2 · balance_after: Includes 25,000 shares issuable upon exercise of currently exercisable options. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:11 UTC |
Imbrogno Louis Jr.Director
|
OtherCommon Stock | 22,321 | $0.56 | $12,499.76 |
DisclosureSEC source: 0001493152-20-022673 · ownership.xml · nonDerivative · entry 1 Imbrogno Louis Jr. · CIK 0001786111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,611 F1 · kind: Purchase in Issuer's Registered Public Offering. F2 · balance_after: Includes 95,000 shares issuable upon exercise of currently exercisable options. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:07 UTC |
Bass James CDirector
|
OtherCommon Stock | 89,285 | $0.56 | $49,999.60 |
DisclosureSEC source: 0001493152-20-022671 · ownership.xml · nonDerivative · entry 1 Bass James C · CIK 0001725928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,189 F1 · kind: Purchased in Issuer's Registered Public Offering. F2 · balance_after: Includes 67,500 shares issuable upon exercise of currently exercisable options. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:02 UTC |
Hubli Richard H.VP Operations
|
OtherCommon Stock | 17,857 | $0.56 | $9,999.92 |
DisclosureSEC source: 0001493152-20-022669 · ownership.xml · nonDerivative · entry 1 Hubli Richard H. · CIK 0001825748 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,857 F1 · kind: Purchase in Issuer's Registered Public Offering. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 16:00 UTC |
Grossman Scott R.Director
|
OtherCommon Stock | 8,035 | $0.56 | $4,499.60 |
DisclosureSEC source: 0001493152-20-022667 · ownership.xml · nonDerivative · entry 1 Grossman Scott R. · CIK 0001728765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,939 F1 · kind: Purchase in Registrant's registered public offering F2 · balance_after: Includes 80,000 shares issuable upon exercise of currently exercisable options. Read SEC document |
| November 24, 2020 Filed Nov 30, 2020 15:59 UTC | OtherCommon Stock | 50,000 | $0.56 | $28,000.00 |
DisclosureSEC source: 0001493152-20-022666 · ownership.xml · nonDerivative · entry 1 Spisak Thomas J. · CIK 0001796128 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,667 F1 · kind: Purchase in Registrant's registered public offering F2 · balance_after: Includes 10,000 shares issuable upon exercise of currently exercisable stock options Read SEC document |
|
| November 04, 2020 Filed Nov 10, 2020 11:03 UTC |
Bello JohnDirector
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020859 · ownership.xml · nonDerivative · entry 1 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,315 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 100,000 shares underlying exercisable options and 68,501 shares underlying exercisable warrant. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:31 UTC |
Bass James CDirector
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020425 · ownership.xml · nonDerivative · entry 1 Bass James C · CIK 0001725928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,904 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes shares underlying 67,500 currently exercisable options. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:11 UTC |
JAFFE LEWISDirector
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020414 · ownership.xml · nonDerivative · entry 1 JAFFE LEWIS · CIK 0001215963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,214 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 50,000 shares underlying exercisable options and 3,333 shares underlying warrants. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 22:10 UTC |
Doherty Daniel Joseph IIIDirector · 10% owner
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020412 · ownership.xml · nonDerivative · entry 1 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,790 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 50,000 shares underlying exercisable options. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:03 UTC |
Imbrogno Louis Jr.Director
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020473 · ownership.xml · nonDerivative · entry 1 Imbrogno Louis Jr. · CIK 0001786111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,290 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 95,000 shares underlying exercisable options. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:00 UTC |
Grossman Scott R.Director
|
GrantCommon Stock | 15,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020472 · ownership.xml · nonDerivative · entry 1 Grossman Scott R. · CIK 0001728765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,904 F1 · price: RSA vesting 50% on each of October 19, 2020 and November 1, 2020. F2 · balance_after: Includes 80,000 shares of common stock underlying currently exercisable options. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:28 UTC |
Bello JohnDirector
|
Purchasecommon stock | 88,290 | $1.10 | $97,119.00 |
DisclosureSEC source: 0001493152-20-015982 · ownership.xml · nonDerivative · entry 3 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John and Nancy Bello Revocable Trust Disclosed balance after: 1,710,843 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:28 UTC |
Bello JohnDirector
|
Purchasecommon stock | 1,710 | $1.08 | $1,846.80 |
DisclosureSEC source: 0001493152-20-015982 · ownership.xml · nonDerivative · entry 2 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John and Nancy Bello Revocable Trust Disclosed balance after: 1,712,553 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:28 UTC |
Bello JohnDirector
|
Purchasecommon stock | 5,000 | $1.06 | $5,300.00 |
DisclosureSEC source: 0001493152-20-015982 · ownership.xml · nonDerivative · entry 1 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John and Nancy Bello Revocable Trust Disclosed balance after: 1,717,553 Read SEC document |
| May 20, 2020 Filed May 28, 2020 23:59 UTC |
COHANE NEALChief Sales Officer
|
Grantstock option · Derivative | 200,000 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-010073 · ownership.xml · derivative · entry 1 COHANE NEAL · CIK 0001429690 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: common stock · 200,000 shares Expires 2030-05-20 F2 · price: Stock option award F1 · derivative.exercise_date: On-half of the stock option award is time based, vesting in equal increments on the first, second, third and fourth anniversaries of the date of grant. The remainder vests as follows: options to purchase up to 21,370 shares on March 28, 2021, options to purchase up to 28,630 shares on March 28, 2022, and options to purchase up to 25,000 shares on each of March 28, 2023 and March 28, 2024, contingent upon the executive's achievement of performance goals set by the board, in its sole discretion. The exercise per share is $0.70. The award is subject to the terms and conditions of the Reed's Inc. 2017 Second Amended and Restated Incentive Compensation Plan, the award agreement and applicable laws. Read SEC document |
| May 20, 2020 Filed May 28, 2020 22:04 UTC |
Snyder Norman E. Jr.Director · Chief Executive Officer
|
Grantstock option · Derivative | 250,000 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-010069 · ownership.xml · derivative · entry 1 Snyder Norman E. Jr. · CIK 0001792161 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: common stock · 250,000 shares Expires 2030-05-20 F2 · price: Stock option award F1 · derivative.exercise_date: On-half of the stock option award is time based, vesting in equal increments on the first, second, third and fourth anniversaries of the date of grant. The remainder vests as follows: options to purchase up to 26,712 shares on March 28, 2021, options to purchase up to 35,788 shares on March 28, 2022, and options to purchase up to 31,250 shares on each of March 28, 2023 and March 28, 2024, contingent upon the executive's achievement of performance goals set by the board, in its sole discretion. The exercise per share is $0.70. The award is subject to the terms and conditions of the Reed's Inc. 2017 Second Amended and Restated Incentive Compensation Plan, the award agreement and applicable laws. Read SEC document |
| April 22, 2020 Filed Apr 22, 2020 21:00 UTC |
Doherty Daniel Joseph IIIDirector · 10% owner
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006935 · ownership.xml · derivative · entry 3 Doherty Daniel Joseph III · CIK 0001728566 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 00:49 UTC |
Bello JohnDirector
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006955 · ownership.xml · derivative · entry 4 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F8 · price: Stock option grant F7 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 22, 2020 Filed Apr 22, 2020 18:29 UTC |
Bass James CDirector
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006915 · ownership.xml · derivative · entry 2 Bass James C · CIK 0001725928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 22, 2020 Filed Apr 22, 2020 16:03 UTC |
Imbrogno Louis Jr.Director
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006901 · ownership.xml · derivative · entry 2 Imbrogno Louis Jr. · CIK 0001786111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F4 · price: Stock option grant. F3 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 22, 2020 Filed Apr 22, 2020 15:59 UTC |
Grossman Scott R.Director
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006899 · ownership.xml · derivative · entry 2 Grossman Scott R. · CIK 0001728765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 18:28 UTC |
JAFFE LEWISDirector
|
Grantstock option · Derivative | 50,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-006984 · ownership.xml · derivative · entry 2 JAFFE LEWIS · CIK 0001215963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Option to purchase 12,500 shares of common stock vested immediately, remainder vesting in increments of 12,500 on each of May 1, 2020, August 1, 2020 and November 1, 2020 Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 00:49 UTC |
Bello JohnDirector
|
Othercommon stock | 666,666 | $0.38 | $249,999.75 |
DisclosureSEC source: 0001493152-20-006955 · ownership.xml · nonDerivative · entry 1 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,690 F1 · kind: Purchase in Registrant's registered public offering F2 · balance_after: Excludes 75,000 shares underlying exercisable stock options within 60 days and 133,201 shares underlying currently exercisable warrants. Total reported reflects correction of scrivener's error. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 16:09 UTC |
Snyder Norman E. Jr.Chief Executive Officer
|
OtherCommon Stock | 133,333 | $0.38 | $49,999.88 |
DisclosureSEC source: 0001493152-20-006903 · ownership.xml · nonDerivative · entry 1 Snyder Norman E. Jr. · CIK 0001792161 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,333 F1 · kind: Purchase in registrant's registered public offering F2 · balance_after: Excludes 25,000 shares underlying currently exercisable stock options. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 16:03 UTC |
Imbrogno Louis Jr.Director
|
OtherCommon Stock | 43,333 | $0.38 | $16,249.88 |
DisclosureSEC source: 0001493152-20-006901 · ownership.xml · nonDerivative · entry 1 Imbrogno Louis Jr. · CIK 0001786111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 F1 · kind: Purchase in Registrant's registered public offering. F2 · balance_after: Excludes 34,900 shares underlying currently exercisable options. Read SEC document |
| April 20, 2020 Filed May 18, 2020 22:55 UTC | OtherCommon Stock | 66,666 | $0.38 | $24,999.75 |
DisclosureSEC source: 0001493152-20-009353 · ownership.xml · nonDerivative · entry 1 Spisak Thomas J. · CIK 0001796128 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 F1 · kind: Purchase in Registrant's registered public offering F2 · balance_after: Excludes 10,000 shares issuable upon exercise of currently exercisable stock options Read SEC document |
|
| March 25, 2020 Filed Apr 3, 2020 01:12 UTC | Grantstock option · Derivative | 10,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-005738 · ownership.xml · derivative · entry 2 Spisak Thomas J. · CIK 0001796128 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: common stock · 10,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Fully Vested Read SEC document |
|
| March 25, 2020 Filed Apr 3, 2020 16:06 UTC |
Snyder Norman E. Jr.Chief Executive Officer
|
Grantstock option · Derivative | 25,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-20-005759 · ownership.xml · derivative · entry 2 Snyder Norman E. Jr. · CIK 0001792161 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,000 Underlying: common stock · 25,000 shares Expires 2030-03-25 F3 · price: Stock option grant F2 · derivative.exercise_date: Fully vested Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:53 UTC |
Bello JohnDirector
|
Purchasecommon stock | 38,838 | $0.59 | $22,852.28 |
DisclosureSEC source: 0001493152-20-004297 · ownership.xml · nonDerivative · entry 3 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,452,715 F3 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days. F2 · ownership.nature: John and Nancy Bello Revocable Trust Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 01:53 UTC |
Bello JohnDirector
|
Purchasecommon stock | 90,757 | $0.57 | $51,713.34 |
DisclosureSEC source: 0001493152-20-004297 · ownership.xml · nonDerivative · entry 7 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,373,877 F3 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days. F2 · ownership.nature: John and Nancy Bello Revocable Trust Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 01:53 UTC |
Bello JohnDirector
|
Purchasecommon stock | 4,749 | $0.54 | $2,553.06 |
DisclosureSEC source: 0001493152-20-004297 · ownership.xml · nonDerivative · entry 6 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,378,626 F3 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days. F2 · ownership.nature: John and Nancy Bello Revocable Trust Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 01:53 UTC |
Bello JohnDirector
|
Purchasecommon stock | 14,800 | $0.51 | $7,548.00 |
DisclosureSEC source: 0001493152-20-004297 · ownership.xml · nonDerivative · entry 5 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,393,426 F3 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days. F2 · ownership.nature: John and Nancy Bello Revocable Trust Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 01:53 UTC |
Bello JohnDirector
|
Purchasecommon stock | 20,451 | $0.51 | $10,427.96 |
DisclosureSEC source: 0001493152-20-004297 · ownership.xml · nonDerivative · entry 4 Bello John · CIK 0001693098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,413,877 F3 · balance_after: Excludes 183,201 shares underlying options and warrants exercisable in 60 days. F2 · ownership.nature: John and Nancy Bello Revocable Trust Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:50 UTC | Grantstock option · Derivative | 150,000 | Not disclosed Strike: $0.89 | Not disclosed |
DisclosureSEC source: 0001493152-20-003327 · ownership.xml · derivative · entry 2 Spisak Thomas J. · CIK 0001796128 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: common stock · 150,000 shares Expires 2030-03-02 F1 · price: RSA vesting in equal increments of 18,750 on each of the first, second, third and fourth anniversaries of the grant date. The remainder will vest based on performance criteria to be determined by the board of directors or compensation committee of the board F2 · derivative.exercise_date: Stock option to purchase 150,000 shares of common stock of the Corporation, one-half will vest in equal increments of 18,750 on each of the first, second, third and fourth anniversaries of the grant date. The remainder will vest based on performance criteria to be determined by the board of directors or compensation committee of the board. Read SEC document |
|
| March 02, 2020 Filed Mar 4, 2020 18:50 UTC | GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-003327 · ownership.xml · nonDerivative · entry 1 Spisak Thomas J. · CIK 0001796128 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: RSA vesting in equal increments of 18,750 on each of the first, second, third and fourth anniversaries of the grant date. The remainder will vest based on performance criteria to be determined by the board of directors or compensation committee of the board Read SEC document |
|
| February 25, 2020 Filed Feb 25, 2020 23:58 UTC |
Snyder Norman E. Jr.COO, Chief Executive Officer
|
Grantstock option · Derivative | 446,000 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001493152-20-002953 · ownership.xml · derivative · entry 2 Snyder Norman E. Jr. · CIK 0001792161 · COO, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,000 Underlying: common stock · 446,000 shares Expires 2030-02-25 F2 · price: Stock option grant, one-half of which are time based and vest 25% on each one year anniversary of the grant date and the remainder of which are performance based, with up to 25% vesting the end of the first quarter of each fiscal year commencing 2020 F1 · derivative.exercise_date: RSA grant vesting March 1, 2020 Read SEC document |
| February 19, 2020 Filed Feb 26, 2020 00:02 UTC |
Bello JohnDirector · Chairman
|
Grantcommon stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-002955 · ownership.xml · nonDerivative · entry 1 Bello John · CIK 0001693098 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,500 F1 · price: RSA vesting March 1, 2020 Read SEC document |
| February 19, 2020 Filed Feb 25, 2020 23:58 UTC |
Snyder Norman E. Jr.COO, Chief Executive Officer
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-002953 · ownership.xml · nonDerivative · entry 1 Snyder Norman E. Jr. · CIK 0001792161 · COO, Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: RSA grant vesting March 1, 2020 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.