REAL

SEC source: 0000899243-20-013029 · doc4.xml · nonDerivative · entry 3

Ibrahim Maha Saleh · CIK 0001323963 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Canaan IX, L.P.

Disclosed balance after: 1,788,760

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.78 - $13.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reported securities are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), which may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. The Reporting Person is a manager and member of Canaan IX. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of her pecuniary interest therein, if any, in such securities by virtue of the limited liability company interest she owns in Canaan IX.

SEC source: 0000899243-20-013029 · doc4.xml · nonDerivative · entry 2

Ibrahim Maha Saleh · CIK 0001323963 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Canaan IX, L.P.

Disclosed balance after: 1,910,361

F2 · ownership.nature: The reported securities are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), which may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. The Reporting Person is a manager and member of Canaan IX. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of her pecuniary interest therein, if any, in such securities by virtue of the limited liability company interest she owns in Canaan IX.

SEC source: 0000899243-20-013029 · doc4.xml · nonDerivative · entry 1

Ibrahim Maha Saleh · CIK 0001323963 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Canaan IX, L.P.

Disclosed balance after: 1,911,918

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 - $13.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reported securities are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), which may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. The Reporting Person is a manager and member of Canaan IX. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of her pecuniary interest therein, if any, in such securities by virtue of the limited liability company interest she owns in Canaan IX.

SEC source: 0001573221-20-000009 · edgardoc.xml · nonDerivative · entry 1

Suko Todd A · CIK 0001299690 · Chief Legal Officer and Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

F1 · security: Represents shares of TheRealReal, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of TheRealReal, Inc. common stock.

F2 · shares: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to TheRealReal Inc. 2019 Equity Incentive Plan. The restricted stock units will vest as to 25% of the original number of shares subject to the restricted stock unit award on May 20, 2021, and in twelve (12) equal installments on a quarterly basis thereafter.

SEC source: 0001573221-20-000002 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · shares: These restricted stock units vest semi-annually over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001573221-20-000004 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,561

F1 · shares: These restricted stock units vest semi-annually over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000543 · form4.xml · nonDerivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,730

SEC source: 0000905148-20-000540 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,253

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 2,500 restricted stock units.

SEC source: 0000905148-20-000542 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713,723

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units.

SEC source: 0000905148-20-000541 · form4.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,561

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units.

SEC source: 0000905148-20-000543 · form4.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,547

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units

SEC source: 0000905148-20-000434 · form4.xml · derivative · entry 6

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 5,000 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 48 substantially equal monthly installments beginning on March 19, 2015, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000434 · form4.xml · derivative · entry 5

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 48 substantially equal monthly installments beginning on January 18, 2015, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000434 · form4.xml · nonDerivative · entry 4

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019, as amended on March 9, 2020.

SEC source: 0000905148-20-000434 · form4.xml · nonDerivative · entry 3

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,537

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019, as amended on March 9, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $6.42 to $7.40 inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4).

SEC source: 0000905148-20-000434 · form4.xml · nonDerivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-20-000434 · form4.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-008102 · doc4.xml · nonDerivative · entry 1

Ibrahim Maha Saleh · CIK 0001323963 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Canaan IX, L.P.

Disclosed balance after: 5,351,419

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 - $12.06. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reported securities are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), which may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. The Reporting Person is a manager and member of Canaan IX. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of her pecuniary interest therein, if any, in such securities by virtue of the limited liability company interest she owns in Canaan IX.

SEC source: 0001140361-20-005199 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.40 to $12.16, inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0001140361-20-004443 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,118

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

SEC source: 0001140361-20-003816 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,596

F1 · shares: These restricted stock units vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-20-003818 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745,885

F1 · shares: These restricted stock units vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-20-003814 · form4.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,537

F1 · shares: These restricted stock units vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000331 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433,190

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $15.00 to $15.22 inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-20-000314 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448,190

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $13.85 to $14.50, inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-20-000136 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,518

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 2,500 restricted stock units.

SEC source: 0000905148-20-000135 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,503,190

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units.

SEC source: 0000905148-20-000133 · form4.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,994

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units.

SEC source: 0000905148-20-000134 · form4.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,459

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units.

SEC source: 0000899243-20-001324 · doc4.xml · nonDerivative · entry 1

Canaan IX L.P. · CIK 0001538676 · 10% owner

Canaan Partners IX LLC · CIK 0001654586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925,919

F1 · kind: On January 14, 2020, Canaan IX L.P. (the "Canaan Fund") distributed, for no consideration, 881,000 shares of Common Stock of the Issuer (the "Shares") to its limited partners and to Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), the general partner of the Canaan Fund, representing each such partner's pro rata interest in the shares held by the Canaan Fund. On the same date, Canaan IX distributed, for no consideration, the Shares it received from the distribution to its members in an amount equal to each such member's pro rata interest in the Shares. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: On January 14, 2020, Canaan IX L.P. (the "Canaan Fund") distributed, for no consideration, 881,000 shares of Common Stock of the Issuer (the "Shares") to its limited partners and to Canaan Partners IX LLC ("Canaan IX" and, together with the Canaan Fund, the "Canaan Entities"), the general partner of the Canaan Fund, representing each such partner's pro rata interest in the shares held by the Canaan Fund. On the same date, Canaan IX distributed, for no consideration, the Shares it received from the distribution to its members in an amount equal to each such member's pro rata interest in the Shares. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: The shares are held directly by the Canaan Fund. The sole general partner of the Canaan Fund is Canaan IX, and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan IX, collectively. Canaan IX disclaims Section 16 beneficial ownership of the securities held by the Canaan Fund, except to the extent of its pecuniary interest therein, if any.

SEC source: 0000905148-20-000071 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,505,739

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $17.32 to $18.11, inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-20-000023 · form4.xml · derivative · entry 3

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 5,000 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000023 · form4.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,540

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $18.00 to $18.11, inclusive. The reporting person undertakes to provide to The RealReal Inc., any security holder of The RealReal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-20-000023 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-20-000022 · form4.xml · derivative · entry 2

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 274,329 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested, with respect to 229,884 shares, in 46 substantially equal monthly installments beginning on March 19, 2015, and, with respect to 44,445 shares, in 2 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-20-000022 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,580,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-20-000313 · form5.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,281,410

SEC source: 0001140361-19-021258 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,540

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 2,500 restricted stock units.

SEC source: 0001140361-19-021263 · form4.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,505

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units.

SEC source: 0001140361-19-021256 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306,410

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units.

SEC source: 0001140361-19-021267 · form4.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,970

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units.

SEC source: 0000905148-19-000994 · form4.xml · derivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 13,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0000905148-19-000994 · form4.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-19-013379 · form4.xml · derivative · entry 2

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,364

Underlying: Common Stock · 36,364 shares

Expires 2029-07-22

F1 · derivative.exercise_date: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013379 · form4.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,937

F1 · price: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013377 · form4.xml · derivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,727

Underlying: Common Stock · 72,727 shares

Expires 2029-07-22

F1 · derivative.exercise_date: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013377 · form4.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,404

F1 · price: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013375 · form4.xml · derivative · entry 2

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,818

Underlying: Common Stock · 181,818 shares

Expires 2029-07-22

F1 · derivative.exercise_date: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013375 · form4.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Director · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,308,571

F1 · price: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

SEC source: 0001140361-19-013381 · form4.xml · derivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,364

Underlying: Common Stock · 36,364 shares

Expires 2029-07-22

F1 · derivative.exercise_date: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.