Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TheRealReal, Inc.REAL · Entity 4817 | Chief Financial Officer | August 20, 2021 | August 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TheRealReal, Inc.
Report date August 20, 2021 · Filed August 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 217,072 |
Ending reported balance
After 2021-08-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-20 · Sale · Disposed 1,833 · Balance 223,675 F1: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Row 2 · 2021-08-20 · Sale · Disposed 6,603 · Balance 217,072 F1: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 24, 2021 12:10 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 6,603 | $12.08 | $79,774.14 |
DisclosureSEC source: 0001573221-21-000139 · edgardoc.xml · nonDerivative · entry 2 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,072 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 12:10 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 1,833 | $12.08 | $22,148.14 |
DisclosureSEC source: 0001573221-21-000139 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,675 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 16:57 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 436 | $17.32 | $7,551.52 |
DisclosureSEC source: 0001573221-21-000106 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,508 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 09:04 UTC | TheRealReal, Inc. REAL · Entity 4817 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001573221-21-000094 · edgardoc.xml · derivative · entry 3 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,596 Underlying: Common Stock · 7,500 shares Expires 2025-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested at the time of exercise. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 09:04 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 7,500 | $22.02 | $165,150.00 |
DisclosureSEC source: 0001573221-21-000094 · edgardoc.xml · nonDerivative · entry 2 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,944 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 09:04 UTC | TheRealReal, Inc. REAL · Entity 4817 | Exercise / conversionCommon Stock | 7,500 | $3.48 | $26,100.00 |
DisclosureSEC source: 0001573221-21-000094 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 24, 2021 16:38 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 1,263 | $15.39 | $19,436.56 |
DisclosureSEC source: 0001573221-21-000080 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,944 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. F2 · balance_after: Includes 1,914 shares purchased on May 14, 2021 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:43 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 336 | $21.23 | $7,133.28 |
DisclosureSEC source: 0001573221-21-000070 · edgardoc.xml · nonDerivative · entry 3 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,293 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.865 to $22.81. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:43 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 1,563 | $21.23 | $33,182.49 |
DisclosureSEC source: 0001573221-21-000070 · edgardoc.xml · nonDerivative · entry 2 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,629 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.70 to $21.645. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:43 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 99 | $20.44 | $2,023.56 |
DisclosureSEC source: 0001573221-21-000070 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,192 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:16 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 436 | $23.13 | $10,084.68 |
DisclosureSEC source: 0001573221-21-000057 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,291 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| March 13, 2021 Filed Mar 16, 2021 16:26 UTC | TheRealReal, Inc. REAL · Entity 4817 | GrantCommon Stock | 57,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001573221-21-000045 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,727 F1 · kind: These restricted stock units vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:59 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 6,941 | $26.13 | $181,336.40 |
DisclosureSEC source: 0001573221-21-000030 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,987 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 16:23 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 518 | $27.19 | $14,084.42 |
DisclosureSEC source: 0001573221-21-000019 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,928 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. F2 · balance_after: Includes 1,998 shares acquired on November 13, 2020 through the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:58 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 10,000 | $15.92 | $159,200.00 |
DisclosureSEC source: 0001573221-20-000114 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,448 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 18:20 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 437 | $14.22 | $6,214.14 |
DisclosureSEC source: 0001573221-20-000093 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,448 F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 17:57 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 818 | $13.76 | $11,255.68 |
DisclosureSEC source: 0001573221-20-000089 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,885 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.49 to $13.97. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 18:19 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 10,000 | $15.61 | $156,100.00 |
DisclosureSEC source: 0001573221-20-000081 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,703 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 19:48 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 10,000 | $15.30 | $153,000.00 |
DisclosureSEC source: 0001573221-20-000079 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,703 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:13 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 6,488 | $17.00 | $110,271.35 |
DisclosureSEC source: 0001573221-20-000068 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,703 F1 · kind: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.212. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:01 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 20,937 | $15.00 | $314,055.00 |
DisclosureSEC source: 0001573221-20-000054 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,191 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended. Read SEC document |
| July 22, 2020 Filed Jul 23, 2020 16:47 UTC | TheRealReal, Inc. REAL · Entity 4817 | Disposition to issuerCommon Stock | 433 | $14.35 | $6,213.55 |
DisclosureSEC source: 0001573221-20-000040 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,128 F1 · shares: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 18:36 UTC | TheRealReal, Inc. REAL · Entity 4817 | GrantCommon Stock | 145,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001573221-20-000004 · edgardoc.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,561 F1 · shares: These restricted stock units vest semi-annually over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:59 UTC | TheRealReal, Inc. REAL · Entity 4817 | Tax withholdingCommon Stock | 433 | $9.54 | $4,130.82 |
DisclosureSEC source: 0000905148-20-000541 · form4.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,561 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:14 UTC | TheRealReal, Inc. REAL · Entity 4817 | Tax withholdingCommon Stock | 511 | $16.56 | $8,462.16 |
DisclosureSEC source: 0000905148-20-000133 · form4.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,994 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 17:18 UTC | TheRealReal, Inc. REAL · Entity 4817 | Tax withholdingCommon Stock | 432 | $16.93 | $7,313.76 |
DisclosureSEC source: 0001140361-19-021263 · form4.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,505 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 1,250 restricted stock units. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 18:37 UTC | TheRealReal, Inc. REAL · Entity 4817 | GrantStock Option (right to buy) · Derivative | 36,364 | $0.00 Strike: $24.79 | $0.00 |
DisclosureSEC source: 0001140361-19-013379 · form4.xml · derivative · entry 2 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,364 Underlying: Common Stock · 36,364 shares Expires 2029-07-22 F1 · derivative.exercise_date: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 18:37 UTC | TheRealReal, Inc. REAL · Entity 4817 | GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-013379 · form4.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,937 F1 · price: This option vests 25% on July 22, 2020, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
| July 22, 2019 Filed Aug 1, 2019 17:20 UTC Amendment | TheRealReal, Inc. REAL · Entity 4817 | GrantStock Option (right to buy) · Derivative | 36,364 | $0.00 Strike: $24.79 | $0.00 |
DisclosureSEC source: 0000905148-19-000752 · form4.xml · derivative · entry 2 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,364 Underlying: Common Stock · 36,364 shares Expires 2029-07-22 F1 · derivative.exercise_date: This Form 4 amendment is being filed to correct the vesting schedule in footnote 1 of the original Form 4 filed on July 24, 2019, to read as follows: These restricted stock units and this option each vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
| July 22, 2019 Filed Aug 1, 2019 17:20 UTC Amendment | TheRealReal, Inc. REAL · Entity 4817 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-19-000752 · form4.xml · nonDerivative · entry 1 Gustke Matt · CIK 0001780499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,937 F1 · shares: This Form 4 amendment is being filed to correct the vesting schedule in footnote 1 of the original Form 4 filed on July 24, 2019, to read as follows: These restricted stock units and this option each vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.