Tapewire

Nasdaq · USD

REAL

TheRealReal, Inc.

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Tapewire entity
4817
SEC CIK
0001573221
Parsed reports
440

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025025
Dec 202504
Jan 202600
Feb 2026018
Mar 202601
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2020 Filed Oct 31, 2020 00:17 UTC GrantCommon Stock 10,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030030 · doc4.xml · nonDerivative · entry 1

Baird Gilbert L. III · CIK 0001586636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,354

Read SEC document
October 28, 2020 Filed Oct 30, 2020 21:25 UTC GrantCommon Stock 10,354 $0.00 $0.00
Disclosure

SEC source: 0001573221-20-000098 · edgardoc.xml · nonDerivative · entry 1

Leondakis Niki · CIK 0001780506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,354

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:56 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 1,331 $14.41 $19,179.71
Disclosure

SEC source: 0001573221-20-000087 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,585

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.77 to $14.7699. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:54 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 813 $14.29 $11,617.77
Disclosure

SEC source: 0001573221-20-000085 · edgardoc.xml · nonDerivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,596

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 17:58 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 2,527 $14.22 $35,933.94
Disclosure

SEC source: 0001573221-20-000091 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020,279

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:56 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 1,169 $14.22 $16,623.18
Disclosure

SEC source: 0001573221-20-000087 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,916

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 18:20 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 437 $14.22 $6,214.14
Disclosure

SEC source: 0001573221-20-000093 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,448

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 17:57 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 818 $13.76 $11,255.68
Disclosure

SEC source: 0001573221-20-000089 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,885

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.49 to $13.97. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:54 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 437 $14.22 $6,214.14
Disclosure

SEC source: 0001573221-20-000085 · edgardoc.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,409

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 16:44 UTC
Wainwright JulieCEO, President and Chairperson
SaleCommon Stock 135,000 $15.68 $2,116,800.00
Disclosure

SEC source: 0001573221-20-000083 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022,806

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.45 to $16.4499. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 18:19 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 10,000 $15.61 $156,100.00
Disclosure

SEC source: 0001573221-20-000081 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,703

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 19:47 UTC
Wainwright JulieCEO, President and Chairperson
SaleCommon Stock 135,000 $15.08 $2,035,800.00
Disclosure

SEC source: 0001573221-20-000077 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,157,806

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.72 to $15.7199. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 19:48 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 10,000 $15.30 $153,000.00
Disclosure

SEC source: 0001573221-20-000079 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,703

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:14 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 5,018 $17.43 $87,463.74
Disclosure

SEC source: 0001573221-20-000070 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,085

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.94 to $17.67. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:18 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 2,406 $17.50 $42,105.00
Disclosure

SEC source: 0001573221-20-000075 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:15 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 5,018 $17.08 $85,707.44
Disclosure

SEC source: 0001573221-20-000072 · edgardoc.xml · nonDerivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,846

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.88 to $17.37. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 16:30 UTC OtherCommon Stock 17,113 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-098382 · a4.xml · nonDerivative · entry 1

Kumin Michael Andrew · CIK 0001368414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,226

F1 · kind: Represents shares received in a pro rata in-kind distribution of Common Stock for no value by Great Hill Partners GP V, L.P.

F2 · ownership.direct: Includes 372 shares held of record by TOF Capital, which is controlled by the reporting person.

Read SEC document
August 20, 2020 Filed Aug 25, 2020 00:14 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 2,799 $17.00 $47,574.04
Disclosure

SEC source: 0001573221-20-000070 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,103

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.235. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 20, 2020 Filed Aug 25, 2020 00:18 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 1,344 $17.00 $22,844.51
Disclosure

SEC source: 0001573221-20-000075 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,656

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.25. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:12 UTC
Wainwright JulieCEO, President and Chairperson
SaleCommon Stock 6,997 $16.99 $118,905.62
Disclosure

SEC source: 0001573221-20-000066 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292,806

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.235. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:13 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 6,488 $17.00 $110,271.35
Disclosure

SEC source: 0001573221-20-000068 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,703

F1 · kind: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.212. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 20, 2020 Filed Aug 25, 2020 00:15 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 2,799 $17.00 $47,570.96
Disclosure

SEC source: 0001573221-20-000072 · edgardoc.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,864

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.195. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC
Lo Steve MingVP, Corporate Controller
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,500

Underlying: Common Stock · 7,500 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC
Lo Steve MingVP, Corporate Controller
SaleCommon Stock 7,500 $18.00 $135,000.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC
Lo Steve MingVP, Corporate Controller
Exercise / conversionCommon Stock 7,500 $2.56 $19,200.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,380 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · derivative · entry 9

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,135

Underlying: Common Stock · 35,380 shares

Expires 2027-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, and subject to the reporting person's continuous service as of each vesting date thereafter and is subject to acceleration upon certain events

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · derivative · entry 8

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 23,000 shares of TheRealReal, Inc. common stock, became fully exercisable on December 17, 2019.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 55,245 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · derivative · entry 7

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,240

Underlying: Common Stock · 55,245 shares

Expires 2027-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, and subject to the reporting person's continuous service as of each vesting date thereafter and is subject to acceleration upon certain events

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 35,380 $18.00 $636,840.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 6

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionCommon Stock 35,380 $2.68 $94,818.40
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 5

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 55,245 $18.00 $994,410.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 4

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionCommon Stock 55,245 $2.68 $148,056.60
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 3

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 23,000 $18.00 $414,000.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 2

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:45 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionCommon Stock 23,000 $3.48 $80,040.00
Disclosure

SEC source: 0001573221-20-000064 · edgardoc.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:01 UTC
GHP V, LLC10% owner
SaleCommon Stock 11,624 $16.26 $189,058.55
Disclosure

SEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,845

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: These shares are held of record by Great Hill Investors, LLC.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:01 UTC
GHP V, LLC10% owner
OtherCommon Stock 2,999,937 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,928,325

F1 · kind: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V").

F2 · ownership.direct: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:01 UTC OtherCommon Stock 17,113 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094651 · a4.xml · nonDerivative · entry 1

Kumin Michael Andrew · CIK 0001368414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,113

F1 · kind: Represents shares received in a pro rata in-kind distribution of Common Stock for no value by Great Hill Partners GP V, L.P.

F2 · ownership.direct: Includes 186 shares held of record by TOF Capital, which is controlled by the reporting person.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 16:27 UTC
Wainwright JulieCEO, President and Chairperson
SaleCommon Stock 30,226 $14.54 $439,486.04
Disclosure

SEC source: 0001573221-20-000060 · edgardoc.xml · nonDerivative · entry 2

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,299,803

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.30 to $16.2999. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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August 07, 2020 Filed Aug 11, 2020 16:27 UTC
Wainwright JulieCEO, President and Chairperson
SaleCommon Stock 104,774 $14.98 $1,569,514.52
Disclosure

SEC source: 0001573221-20-000060 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330,029

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.30 to $15.2999. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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August 04, 2020 Filed Aug 6, 2020 20:01 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 20,937 $15.00 $314,055.00
Disclosure

SEC source: 0001573221-20-000054 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,191

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019, as amended.

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July 23, 2020 Filed Jul 27, 2020 20:40 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 1,341 $13.95 $18,706.95
Disclosure

SEC source: 0001573221-20-000044 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,902

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.88 to $13.99. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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July 23, 2020 Filed Jul 27, 2020 20:43 UTC
Bjork FredrikChief Technology Officer
SaleCommon Stock 817 $14.23 $11,625.91
Disclosure

SEC source: 0001573221-20-000046 · edgardoc.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.

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July 22, 2020 Filed Jul 23, 2020 20:46 UTC
Sahi Levesque RatiChief Operating Officer
Disposition to issuerCommon Stock 1,159 $14.35 $16,631.65
Disclosure

SEC source: 0001573221-20-000038 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,243

F1 · shares: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units.

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July 22, 2020 Filed Jul 23, 2020 16:48 UTC
Wainwright JulieCEO, President and Chairperson
Disposition to issuerCommon Stock 2,162 $14.35 $31,024.70
Disclosure

SEC source: 0001573221-20-000042 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · CEO, President and Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,434,803

F1 · shares: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units.

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July 22, 2020 Filed Jul 23, 2020 16:47 UTC
Gustke MattChief Financial Officer
Disposition to issuerCommon Stock 433 $14.35 $6,213.55
Disclosure

SEC source: 0001573221-20-000040 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,128

F1 · shares: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units.

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July 22, 2020 Filed Jul 23, 2020 20:45 UTC
Bjork FredrikChief Technology Officer
Disposition to issuerCommon Stock 433 $14.35 $6,213.55
Disclosure

SEC source: 0001573221-20-000036 · edgardoc.xml · nonDerivative · entry 1

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,480

F1 · shares: Shares withheld by TheRealReal, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units.

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July 08, 2020 Filed Jul 10, 2020 23:09 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,613 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-20-000034 · edgardoc.xml · derivative · entry 4

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,825

Underlying: Common Stock · 11,613 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments, starting on December 5, 2018, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

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July 08, 2020 Filed Jul 10, 2020 23:09 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 11,613 $15.00 $174,195.00
Disclosure

SEC source: 0001573221-20-000034 · edgardoc.xml · nonDerivative · entry 3

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,402

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.9999. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

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July 08, 2020 Filed Jul 10, 2020 23:09 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionCommon Stock 11,613 $7.64 $88,723.32
Disclosure

SEC source: 0001573221-20-000034 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 23:09 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 42,456 $15.02 $637,689.12
Disclosure

SEC source: 0001573221-20-000034 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,402

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.9999. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.