organization · Reporting owner
Great Hill Partners GP V, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YogaWorks, Inc.YOGA · Entity 154437 | 10% owner | September 26, 2019 | October 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YogaWorks, Inc.
Report date September 26, 2019 · Filed October 01, 2019
Jointly reported with Great Hill Equity Partners V, L.P., GREAT HILL INVESTORS LLC, GHP V, LLC, GAFFNEY CHRISTOPHER S, HAYES JOHN G, Kumin Michael Andrew, Taber Mark D., Vettel Matthew T
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CONVERTIBLE PROMISSORY NOTESSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2020-06-30 | Direct | Not disclosed |
Reported balance
After 2019-09-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-09-26 · Grant · Acquired Not disclosed · Balance Not disclosed F1: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. |
| CONVERTIBLE PROMISSORY NOTESSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2020-06-30 | Direct | Not disclosed |
Reported balance
After 2019-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-26 · Grant · Acquired Not disclosed · Balance Not disclosed F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. F3: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.
F3: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TheRealReal, Inc.
Report date August 11, 2020 · Filed August 13, 2020
Jointly reported with Great Hill Equity Partners V, L.P., GREAT HILL INVESTORS LLC, GHP V, LLC
Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,928,325 |
Reported balance
After 2020-08-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-11 · Other · Disposed 2,999,937 · Balance 6,928,325 F1: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V"). F2: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 26,845 |
Reported balance
After 2020-08-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-12 · Sale · Disposed 11,624 · Balance 26,845 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: These shares are held of record by Great Hill Investors, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V").
F2: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: These shares are held of record by Great Hill Investors, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2020 Filed Aug 13, 2020 16:01 UTC | TheRealReal, Inc. REAL · Entity 4817 | SaleCommon Stock | 11,624 | $16.26 | $189,058.55 |
DisclosureSEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 2 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,845 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.direct: These shares are held of record by Great Hill Investors, LLC. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:01 UTC | TheRealReal, Inc. REAL · Entity 4817 | OtherCommon Stock | 2,999,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 1 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,928,325 F1 · kind: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V"). F2 · ownership.direct: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 26, 2019 Filed Oct 1, 2019 16:15 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCONVERTIBLE PROMISSORY NOTES · Derivative | Not disclosed | $16,640.00 Strike: $0.60 | $16,640.00 |
DisclosureSEC source: 0001104659-19-052271 · a4.xml · derivative · entry 2 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: COMMON STOCK · 27,734 shares Expires 2020-06-30 F2 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. F3 · ownership.direct: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2019 Filed Oct 1, 2019 16:15 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCONVERTIBLE PROMISSORY NOTES · Derivative | Not disclosed | $4,983,360.00 Strike: $0.60 | $4,983,360.00 |
DisclosureSEC source: 0001104659-19-052271 · a4.xml · derivative · entry 1 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: COMMON STOCK · 8,305,600 shares Expires 2020-06-30 F1 · ownership.direct: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F2 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries H Preferred Stock · Derivative | 5,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 12 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries H Preferred Stock · Derivative | 1,299,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 11 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 649,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries G Preferred Stock · Derivative | 15,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 10 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries G Preferred Stock · Derivative | 3,890,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 9 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,945,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries F Preferred Stock · Derivative | 50,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 8 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionSeries F Preferred Stock · Derivative | 12,906,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · derivative · entry 7 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,333,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 2,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 6 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 649,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 5 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,928,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 7,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 4 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 1,945,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 3 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,278,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 28,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 2 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 16:24 UTC | TheRealReal, Inc. REAL · Entity 4817 | ConversionCommon Stock | 7,333,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 1 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,333,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date. F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC. F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any. F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 05, 2018 Filed Aug 17, 2018 17:17 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCOMMON STOCK | 44,247 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 3 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,714,721 F6 · shares: Represents 44,247 RSUs awarded to the Michael A. Kumin on July 5, 2018, which vest in full on (i) June 20, 2019 or, if earlier, (ii) upon the annual meeting of the Issuer's stockholders next-following July 5, 2018, subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date. F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| July 04, 2018 Filed Aug 17, 2018 17:17 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCOMMON STOCK | 44,247 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 2 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,670,474 F5 · shares: Represents 44,247 RSUs awarded to Peter L. Garran on July 4, 2018, which vest in full on (i) June 20, 2019 or, if earlier, (ii) upon the annual meeting of the Issuer's stockholders next-following July 4, 2018, subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date. F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| August 23, 2017 Filed Aug 17, 2018 17:17 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCOMMON STOCK | 36,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 1 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626,227 F1 · shares: Represents (i) 18,181 Restricted Stock Units ("RSUs") granted to Michael A. Kumin and (ii) 18,181 RSUs granted to Peter L. Garran, each on August 23, 2017 which vested in full on June 20, 2018, which was the date of the annual meeting of the Issuer's stockholders next-following the grant date. F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 14:33 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCOMMON STOCK | 2,718,196 | $5.50 | $14,950,078.00 |
DisclosureSEC source: 0000899243-17-020672 · doc4.xml · nonDerivative · entry 2 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,589,865 F1 · shares: Represents shares acquired in connection with YogaWorks, Inc.'s initial public offering. F3 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. F4 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 14:33 UTC | YogaWorks, Inc. YOGA · Entity 154437 | GrantCOMMON STOCK | 9,076 | $5.50 | $49,918.00 |
DisclosureSEC source: 0000899243-17-020672 · doc4.xml · nonDerivative · entry 1 Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner GHP V, LLC · CIK 0001712499 · 10% owner Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner HAYES JOHN G · CIK 0001049251 · 10% owner Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner Taber Mark D. · CIK 0001576430 · 10% owner Vettel Matthew T · CIK 0001365655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,699 F1 · shares: Represents shares acquired in connection with YogaWorks, Inc.'s initial public offering. F2 · ownership.direct: These shares are owned by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F3 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.