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organization · Reporting owner

Great Hill Partners GP V, L.P.

Disclosed activity across 2 companies

Tapewire entity
147240
SEC CIK
0001712501

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
YogaWorks, Inc.YOGA · Entity 15443710% ownerSeptember 26, 2019October 01, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CONVERTIBLE PROMISSORY NOTESSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2020-06-30DirectNot disclosed Reported balance After 2019-09-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-09-26 · Grant · Acquired Not disclosed · Balance Not disclosed

F1: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

CONVERTIBLE PROMISSORY NOTESSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2020-06-30DirectNot disclosed Reported balance After 2019-09-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-26 · Grant · Acquired Not disclosed · Balance Not disclosed

F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

F3: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

F3: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TheRealReal, Inc.

Report date August 11, 2020 · Filed August 13, 2020

Jointly reported with Great Hill Equity Partners V, L.P., GREAT HILL INVESTORS LLC, GHP V, LLC

Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,928,325 Reported balance After 2020-08-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-08-11 · Other · Disposed 2,999,937 · Balance 6,928,325

F1: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V").

F2: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect26,845 Reported balance After 2020-08-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-08-12 · Sale · Disposed 11,624 · Balance 26,845

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: These shares are held of record by Great Hill Investors, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V").

F2: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: These shares are held of record by Great Hill Investors, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 13, 2020 16:01 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 11,624 $16.26 $189,058.55
Disclosure

SEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,845

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: These shares are held of record by Great Hill Investors, LLC.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:01 UTC TheRealReal, Inc. REAL · Entity 4817 OtherCommon Stock 2,999,937 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094648 · a4.xml · nonDerivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,928,325

F1 · kind: Represents a pro rata in-kind distribution of Common Stock for no value by Great Hill Equity Partners V, L.P. ("GHEP V").

F2 · ownership.direct: These shares are held of record by GHEP V. GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. ("GP V"), which is the sole general partner of GHEP V. As such, each of them may be deemed to share beneficial ownership of the securities held of record by GHEP V. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 26, 2019 Filed Oct 1, 2019 16:15 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCONVERTIBLE PROMISSORY NOTES · Derivative Not disclosed $16,640.00 Strike: $0.60 $16,640.00
Disclosure

SEC source: 0001104659-19-052271 · a4.xml · derivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: COMMON STOCK · 27,734 shares

Expires 2020-06-30

F2 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

F3 · ownership.direct: These securities are held of record by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 26, 2019 Filed Oct 1, 2019 16:15 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCONVERTIBLE PROMISSORY NOTES · Derivative Not disclosed $4,983,360.00 Strike: $0.60 $4,983,360.00
Disclosure

SEC source: 0001104659-19-052271 · a4.xml · derivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: COMMON STOCK · 8,305,600 shares

Expires 2020-06-30

F1 · ownership.direct: These securities are held of record by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries H Preferred Stock · Derivative 5,033 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 12

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries H Preferred Stock · Derivative 1,299,025 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 11

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 649,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries G Preferred Stock · Derivative 15,075 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 10

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries G Preferred Stock · Derivative 3,890,696 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 9

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,945,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.exercise_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries F Preferred Stock · Derivative 50,012 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 8

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F1 · derivative.exercise_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionSeries F Preferred Stock · Derivative 12,906,712 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · derivative · entry 7

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,333,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F1 · derivative.exercise_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 2,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 6

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 649,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 5

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,928,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 7,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 4

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 1,945,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 3

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") will automatically be converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 28,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F4 · ownership.direct: These Shares are directly held by Great Hill Investors, LLC ("GHI"). The GH Control Persons are the managers of GHI.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 16:24 UTC TheRealReal, Inc. REAL · Entity 4817 ConversionCommon Stock 7,333,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012324 · form4.xml · nonDerivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series F Preferred Stock will automatically be converted into approximately 0.5682 shares of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Series F Preferred Stock has no expiration date.

F3 · ownership.direct: These Shares are directly held by Great Hill Equity Partners V, L.P. ("GHEP V"). Great Hill Partners GP V, L.P. ("GHP V GP"), is the sole general partner of GHEP V. GHP V, LLC is the sole general partner of GHP V GP. Christopher Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel (collectively, the "GH Control Persons") are the managers of GHP V, LLC.

F5 · ownership.direct: Each of the GH Control Persons, GHP V, LLC and GHP V GP may be deemed to indirectly beneficially own the shares beneficially owned by GHEP V and GHI and disclaims beneficial ownership of these Shares, except to the extent of its or his proportionate pecuniary interest therein, if any.

F6 · ownership.direct: This report is filed jointly by GHI, GHEP V, GHP V GP, GHP V, LLC, Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
July 05, 2018 Filed Aug 17, 2018 17:17 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCOMMON STOCK 44,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 3

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714,721

F6 · shares: Represents 44,247 RSUs awarded to the Michael A. Kumin on July 5, 2018, which vest in full on (i) June 20, 2019 or, if earlier, (ii) upon the annual meeting of the Issuer's stockholders next-following July 5, 2018, subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date.

F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

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July 04, 2018 Filed Aug 17, 2018 17:17 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCOMMON STOCK 44,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,670,474

F5 · shares: Represents 44,247 RSUs awarded to Peter L. Garran on July 4, 2018, which vest in full on (i) June 20, 2019 or, if earlier, (ii) upon the annual meeting of the Issuer's stockholders next-following July 4, 2018, subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date.

F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

Read SEC document
August 23, 2017 Filed Aug 17, 2018 17:17 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCOMMON STOCK 36,362 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022720 · doc4.xml · nonDerivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,626,227

F1 · shares: Represents (i) 18,181 Restricted Stock Units ("RSUs") granted to Michael A. Kumin and (ii) 18,181 RSUs granted to Peter L. Garran, each on August 23, 2017 which vested in full on June 20, 2018, which was the date of the annual meeting of the Issuer's stockholders next-following the grant date.

F2 · shares: According to the terms of the Limited Partnership Agreement of Great Hill Equity Partners V, L.P., Great Hill Equity Partners V, L.P. is entitled to the economic benefit of all securities awarded to Messrs. Kumin or Garran in connection with their service as directors of the Issuer. Each of Messrs. Kumin and Garran disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaim beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

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August 16, 2017 Filed Aug 18, 2017 14:33 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCOMMON STOCK 2,718,196 $5.50 $14,950,078.00
Disclosure

SEC source: 0000899243-17-020672 · doc4.xml · nonDerivative · entry 2

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,589,865

F1 · shares: Represents shares acquired in connection with YogaWorks, Inc.'s initial public offering.

F3 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

F4 · ownership.direct: These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 14:33 UTC YogaWorks, Inc. YOGA · Entity 154437 GrantCOMMON STOCK 9,076 $5.50 $49,918.00
Disclosure

SEC source: 0000899243-17-020672 · doc4.xml · nonDerivative · entry 1

Great Hill Equity Partners V, L.P. · CIK 0001593864 · 10% owner

GREAT HILL INVESTORS LLC · CIK 0001161866 · 10% owner

GHP V, LLC · CIK 0001712499 · 10% owner

Great Hill Partners GP V, L.P. · CIK 0001712501 · 10% owner

GAFFNEY CHRISTOPHER S · CIK 0001049250 · 10% owner

HAYES JOHN G · CIK 0001049251 · 10% owner

Kumin Michael Andrew · CIK 0001368414 · Director · 10% owner

Taber Mark D. · CIK 0001576430 · 10% owner

Vettel Matthew T · CIK 0001365655 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,699

F1 · shares: Represents shares acquired in connection with YogaWorks, Inc.'s initial public offering.

F2 · ownership.direct: These shares are owned by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3 · ownership.direct: This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.