Tapewire

Nasdaq · USD

REAL

TheRealReal, Inc.

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Tapewire entity
4817
SEC CIK
0001573221
Parsed reports
440

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025025
Dec 202504
Jan 202600
Feb 2026018
Mar 202601
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 24, 2021 22:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,726 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001573221-21-000036 · edgardoc.xml · derivative · entry 8

Sahi Levesque Rati · CIK 0001780551 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,968

Underlying: Common Stock · 7,726 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option has a vest base date of August 20, 2019 and vests quarterly thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:36 UTC SaleCommon Stock 3,469 $30.09 $104,382.21
Disclosure

SEC source: 0001573221-21-000036 · edgardoc.xml · nonDerivative · entry 4

Sahi Levesque Rati · CIK 0001780551 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,526

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $30.02 to $31.0199. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:36 UTC SaleCommon Stock 7,726 $30.08 $232,398.08
Disclosure

SEC source: 0001573221-21-000036 · edgardoc.xml · nonDerivative · entry 3

Sahi Levesque Rati · CIK 0001780551 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,995

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.19. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:36 UTC Exercise / conversionCommon Stock 7,726 $24.79 $191,527.54
Disclosure

SEC source: 0001573221-21-000036 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:36 UTC SaleCommon Stock 2,932 $26.10 $76,533.41
Disclosure

SEC source: 0001573221-21-000036 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,995

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001573221-21-000032 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,584

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 1,666 $26.13 $43,524.92
Disclosure

SEC source: 0001573221-21-000032 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,584

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:59 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 6,941 $26.13 $181,336.40
Disclosure

SEC source: 0001573221-21-000030 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,987

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 16:54 UTC
Wainwright JulieChief Executive Officer
Disposition to issuerCommon Stock 7,333 $26.06 $191,102.38
Disclosure

SEC source: 0001573221-21-000028 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069,728

F1 · shares: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · balance_after: The amount of securities beneficially owned by the Reporting Person has been updated to include 25,000 shares that were erroneously reported in the Form 5 filed on February 11, 2020 as having been gifted by the Reporting Person.

Read SEC document
February 17, 2021 Filed Feb 25, 2021 18:05 UTC
Katz ArnonChief Product and Technology O
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000039 · edgardoc.xml · nonDerivative · entry 2

Katz Arnon · CIK 0001839895 · Chief Product and Technology O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F2 · shares: These restricted stock units vest quarterly over one year, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
February 17, 2021 Filed Feb 25, 2021 18:05 UTC
Katz ArnonChief Product and Technology O
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000039 · edgardoc.xml · nonDerivative · entry 1

Katz Arnon · CIK 0001839895 · Chief Product and Technology O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: These restricted stock units vest 25% after one year from February 20, 2021 and quarterly thereafter for three years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:52 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 21,643 $24.35 $527,007.05
Disclosure

SEC source: 0001573221-21-000023 · edgardoc.xml · nonDerivative · entry 2

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052,061

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $24.31 to $25.3099. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:52 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 143,357 $23.87 $3,421,931.59
Disclosure

SEC source: 0001573221-21-000023 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073,704

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.31 to $24.3099. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:52 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 175,750 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001573221-21-000021 · edgardoc.xml · derivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,750 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became fully exercisable on March 14, 2018.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:52 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionCommon Stock 175,750 $0.90 $157,472.00
Disclosure

SEC source: 0001573221-21-000021 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 26, 2021 21:21 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 1,629 $25.90 $42,191.10
Disclosure

SEC source: 0001573221-21-000015 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,177

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:21 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 871 $27.19 $23,682.49
Disclosure

SEC source: 0001573221-21-000015 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,806

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 16:22 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 2,463 $27.19 $66,968.97
Disclosure

SEC source: 0001573221-21-000017 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217,061

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 16:23 UTC
Gustke MattChief Financial Officer
SaleCommon Stock 518 $27.19 $14,084.42
Disclosure

SEC source: 0001573221-21-000019 · edgardoc.xml · nonDerivative · entry 1

Gustke Matt · CIK 0001780499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,928

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · balance_after: Includes 1,998 shares acquired on November 13, 2020 through the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 5,000 $29.00 $145,000.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,686 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · derivative · entry 8

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,139

Underlying: Common Stock · 11,686 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments, starting on December 5, 2018, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,766 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · derivative · entry 7

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,766 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 62,215 shares of TheRealReal, Inc. common stock, will become fully exercisable on February 16, 2021.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 12,766 $25.72 $328,341.52
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 6

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,677

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.06 to $26.0599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionCommon Stock 12,766 $2.56 $32,680.96
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 5

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 11,686 $25.72 $300,563.92
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 4

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,677

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.06 to $26.0599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
Exercise / conversionCommon Stock 11,686 $7.64 $89,281.04
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 3

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 8,102 $26.11 $211,543.22
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 2

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,677

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $26.06 to $27.0599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:31 UTC
Sahi Levesque RatiChief Operating Officer
SaleCommon Stock 87,446 $25.72 $2,249,111.12
Disclosure

SEC source: 0001573221-21-000011 · edgardoc.xml · nonDerivative · entry 1

Sahi Levesque Rati · CIK 0001780551 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,779

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.06 to $26.0599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 13

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 10

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 9

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 14

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,542

Underlying: Common Stock · 2,083 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 12

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 4,500 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 11

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 1,799 $23.70 $42,636.30
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 8

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F6 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.14. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 2,083 $23.71 $49,386.47
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 7

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F5 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.10. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionCommon Stock 2,083 $7.64 $15,914.12
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 6

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 4,500 $23.83 $107,223.30
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 5

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.135 to $24.21. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionCommon Stock 4,500 $2.56 $11,520.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 4

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
SaleCommon Stock 5,000 $23.83 $119,163.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.11 to $24.27. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 11, 2021 Filed Jan 13, 2021 21:42 UTC
Lo Steve MingVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 16:38 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 23,804 $24.73 $588,672.92
Disclosure

SEC source: 0001573221-21-000004 · edgardoc.xml · nonDerivative · entry 2

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219,524

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $24.66 to $25.6599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 08, 2021 Filed Jan 11, 2021 16:38 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 141,196 $24.42 $3,448,006.32
Disclosure

SEC source: 0001573221-21-000004 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243,328

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.66 to $24.6599. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 05, 2021 Filed Jan 6, 2021 17:10 UTC
Wainwright JulieChief Executive Officer
SaleCommon Stock 65,700 $22.17 $1,456,569.00
Disclosure

SEC source: 0001573221-21-000002 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384,524

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2020, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.999. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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December 28, 2020 Filed Dec 29, 2020 17:44 UTC
Wainwright JulieChief Executive Officer
GiftCommon Stock 146,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-20-000132 · edgardoc.xml · nonDerivative · entry 1

Wainwright Julie · CIK 0001780458 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450,224

F1 · kind: 25,000 shares gifted on April 2, 2020; 25,000 shares gifted on April 9, 2020; 11,000 shares gifted on June 11, 2020; 15,000 shares gifted on July 1, 2020; 40,000 shares gifted on September 1, 2020; 25,000 shares gifted on December 18, 2020; 5,000 shares gifted on December 21, 2020.

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December 24, 2020 Filed Dec 28, 2020 23:10 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,135 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001573221-20-000130 · edgardoc.xml · derivative · entry 33

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,135 shares

Expires 2027-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

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December 24, 2020 Filed Dec 28, 2020 23:10 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 13,665 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001573221-20-000130 · edgardoc.xml · derivative · entry 32

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 13,665 shares

Expires 2027-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

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December 24, 2020 Filed Dec 28, 2020 23:10 UTC
Bjork FredrikChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 13,450 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001573221-20-000130 · edgardoc.xml · derivative · entry 31

Bjork Fredrik · CIK 0001780474 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Underlying: Common Stock · 13,450 shares

Expires 2027-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.