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RDNW

RideNow Group, Inc.

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6256
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0001596961
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2019 Filed Dec 9, 2019 18:00 UTC
Chesrown MarshallDirector · Chairman and CEO
PurchaseClass B Common Stock 66,000 $0.80 $52,978.20
Disclosure

SEC source: 0001654954-19-013742 · section16.xml · nonDerivative · entry 1

Chesrown Marshall · CIK 0001688766 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.79 - $0.8378. The reporting person undertakes to provide to RumbleOn, Inc., any security holder of RumbleOn, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:24 UTC
Levy PeterChief Operating Officer
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-010012 · section16.xml · derivative · entry 2

Levy Peter · CIK 0001777740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: . The RSUs vest (1) 20% on the last day of the ninth month following the grant date, (2) 7.5% every three months on the last day of each three month period beginning on the last day of the twelfth month following the grant date through the last of the twenty-first month following the grant date and (3) 12.5% every three months on the last day of each three month period beginning on the last day of the twenty-fourth month following the grant date through the last day of the thirty-first month following the grant date.

F2 · derivative.expiration_date: . The RSUs vest (1) 20% on the last day of the ninth month following the grant date, (2) 7.5% every three months on the last day of each three month period beginning on the last day of the twelfth month following the grant date through the last of the twenty-first month following the grant date and (3) 12.5% every three months on the last day of each three month period beginning on the last day of the twenty-fourth month following the grant date through the last day of the thirty-first month following the grant date.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:31 UTC
Levy PeterChief Operating Officer
SaleClass B Common Stock 800 $3.85 $3,080.00
Disclosure

SEC source: 0001654954-19-009785 · section16.xml · nonDerivative · entry 3

Levy Peter · CIK 0001777740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,852

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:34 UTC PurchaseClass B Common Stock 250 $3.82 $955.00
Disclosure

SEC source: 0001654954-19-009789 · section16.xml · nonDerivative · entry 4

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,500

F5 · ownership.nature: Represents shares owned by the Reporting Person's son.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:31 UTC
Levy PeterChief Operating Officer
Tax withholdingClass B Common Stock 2,331 $3.85 $8,974.35
Disclosure

SEC source: 0001654954-19-009785 · section16.xml · nonDerivative · entry 2

Levy Peter · CIK 0001777740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,652

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:34 UTC PurchaseClass B Common Stock 250 $3.72 $930.00
Disclosure

SEC source: 0001654954-19-009789 · section16.xml · nonDerivative · entry 3

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnore

Disclosed balance after: 1,250

F4 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $3.68 to a high of $3.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: Represents shares owned by the Reporting Person's son.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:34 UTC PurchaseClass B Common Stock 47,000 $3.76 $176,720.00
Disclosure

SEC source: 0001654954-19-009789 · section16.xml · nonDerivative · entry 2

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,500

F3 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $3.64 to a high of $3.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 52,811 shares held in a joint account with the Reporting Person's spouse.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009787 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class B Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on June 25, 2018.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009787 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:31 UTC
Levy PeterChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009785 · section16.xml · derivative · entry 4

Levy Peter · CIK 0001777740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs representing a contingent right to receive 50,000 shares of Class B Common Stock were granted on June 1, 2018.

F3 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F3 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:31 UTC
Levy PeterChief Operating Officer
Exercise / conversionClass B Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009785 · section16.xml · nonDerivative · entry 1

Levy Peter · CIK 0001777740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009789 · section16.xml · derivative · entry 7

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Class B Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F9 · derivative.exercise_price: These RSUs were granted on June 25, 2018.

F10 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F10 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:34 UTC Exercise / conversionClass B Common Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009789 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

F2 · balance_after: Includes 52,811 shares held in a joint account with the Reporting Person's spouse.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009786 · section16.xml · derivative · entry 2

GRAY RICHARD A JR · CIK 0001215676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Class B Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on December 12, 2017.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009786 · section16.xml · nonDerivative · entry 1

GRAY RICHARD A JR · CIK 0001215676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 01:33 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009788 · section16.xml · derivative · entry 3

Kakarala Kartik · CIK 0001698392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class B Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were granted on June 25, 2018.

F5 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F5 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 01:33 UTC Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009788 · section16.xml · nonDerivative · entry 1

Kakarala Kartik · CIK 0001698392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:41 UTC
Chesrown MarshallDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 3,000 $4.17 $12,510.00
Disclosure

SEC source: 0001654954-19-007521 · section16.xml · nonDerivative · entry 1

Chesrown Marshall · CIK 0001688766 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,759,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.1698 - $4.17. The reporting person undertakes to provide to RumbleOn, Inc., any security holder of RumbleOn, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 08:30 UTC
Chesrown MarshallDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 8,844 $4.26 $37,655.10
Disclosure

SEC source: 0001654954-19-007035 · section16.xml · nonDerivative · entry 1

Chesrown Marshall · CIK 0001688766 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.22 - $4.3778. The reporting person undertakes to provide to RumbleOn, Inc., any security holder of RumbleOn, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 12:29 UTC PurchaseClass B Common Stock 10,000 $4.25 $42,500.00
Disclosure

SEC source: 0001654954-19-007034 · section16.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:53 UTC PurchaseClass B Common Stock 295 $4.15 $1,224.25
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · nonDerivative · entry 4

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,000

F6 · ownership.nature: Represents shares owned by the Reporting Person's son.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:53 UTC PurchaseClass B Common Stock 5,000 $4.23 $21,150.00
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · nonDerivative · entry 3

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 12,750

F5 · ownership.nature: Represents shares owned by the Reporting Person's spouse.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:53 UTC PurchaseClass B Common Stock 7,811 $4.20 $32,806.20
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · nonDerivative · entry 2

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,500

F3 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $4.16 to a high of $4.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 52,811 shares held in a joint account with the Reporting Person's spouse.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:49 UTC
BERRARD STEVEN RDirector · CFO and Secretary · 10% owner
GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007020 · section16.xml · derivative · entry 3

BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class B Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · derivative · entry 3

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class B Common Stock · 28,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were granted on March 31, 2017.

F5 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F5 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F3 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC Exercise / conversionClass B Common Stock 10,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on June 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:47 UTC
Chesrown MarshallDirector · Chairman and CEO · 10% owner
GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007019 · section16.xml · derivative · entry 3

Chesrown Marshall · CIK 0001688766 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class B Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020.

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June 03, 2019 Filed Jun 5, 2019 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · derivative · entry 7

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class B Common Stock · 28,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F10 · derivative.exercise_price: These RSUs were granted on March 31, 2017.

F11 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F11 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

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June 03, 2019 Filed Jun 5, 2019 21:53 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · derivative · entry 6

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F9 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F9 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

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June 03, 2019 Filed Jun 5, 2019 21:53 UTC Exercise / conversionClass B Common Stock 10,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-007024 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on June 3, 2019.

F2 · balance_after: Includes 50,000 shares held in a joint account with the Reporting Person's spouse.

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June 03, 2019 Filed Jun 5, 2019 21:51 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007022 · section16.xml · derivative · entry 2

GRAY RICHARD A JR · CIK 0001215676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period

F2 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period

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June 03, 2019 Filed Jun 6, 2019 01:55 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007025 · section16.xml · derivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F2 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

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June 03, 2019 Filed Jun 6, 2019 01:50 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007021 · section16.xml · derivative · entry 2

Kakarala Kartik · CIK 0001698392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period

F3 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period

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May 29, 2019 Filed May 29, 2019 19:13 UTC
Chesrown MarshallDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 4,000 $4.72 $18,888.00
Disclosure

SEC source: 0001654954-19-006700 · section16.xml · nonDerivative · entry 1

Chesrown Marshall · CIK 0001688766 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747,156

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.7046 - $4.7499. The reporting person undertakes to provide to RumbleOn, Inc., any security holder of RumbleOn, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

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May 29, 2019 Filed May 29, 2019 18:59 UTC PurchaseClass B Common Stock 10,000 $4.45 $44,500.00
Disclosure

SEC source: 0001654954-19-006696 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,189

F1 · balance_after: Includes 50,000 shares held in a joint account with the Reporting Person's spouse.

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May 23, 2019 Filed May 24, 2019 21:35 UTC PurchaseClass B Common Stock 10,000 $4.84 $48,400.00
Disclosure

SEC source: 0001654954-19-006566 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,189

F1 · balance_after: Includes 50,000 shares held in a joint account with the Reporting Person's spouse.

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April 04, 2019 Filed Apr 4, 2019 21:11 UTC PurchaseClass B Common Stock 15,000 $4.63 $69,450.00
Disclosure

SEC source: 0001654954-19-004092 · section16.xml · nonDerivative · entry 2

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,189

F1 · shares: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

F2 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $4.61 to a high of $4.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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April 03, 2019 Filed Apr 4, 2019 21:11 UTC PurchaseClass B Common Stock 415 $4.72 $1,958.80
Disclosure

SEC source: 0001654954-19-004092 · section16.xml · nonDerivative · entry 3

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 705

F4 · ownership.nature: Represents shares owned by the Reporting Person's son.

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April 03, 2019 Filed Apr 4, 2019 21:11 UTC PurchaseClass B Common Stock 35,000 $4.82 $168,840.00
Disclosure

SEC source: 0001654954-19-004092 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,189

F1 · shares: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

F3 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $4.6987 to a high of $4.8992 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 31, 2019 Filed Feb 4, 2019 16:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-001006 · section16.xml · derivative · entry 2

GRAY RICHARD A JR · CIK 0001215676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class B Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were granted on December 12, 2017.

F3 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

F3 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

F4 · balance_after: These RSUs were granted on December 12, 2017.

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January 31, 2019 Filed Feb 4, 2019 16:06 UTC Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-001006 · section16.xml · nonDerivative · entry 1

GRAY RICHARD A JR · CIK 0001215676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The RSUs vested, and were delivered on January 31, 2019.

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November 14, 2018 Filed Nov 16, 2018 18:44 UTC PurchaseClass B Common Stock 10,000 $5.63 $56,250.00
Disclosure

SEC source: 0001654954-18-012904 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,189

F1 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $5.50 to a high of $5.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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October 30, 2018 Filed Oct 31, 2018 20:09 UTC PurchaseClass B Common Stock 20,000 $5.50 $109,940.00
Disclosure

SEC source: 0001654954-18-011782 · section16.xml · nonDerivative · entry 2

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $5.23 to a high of $5.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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October 30, 2018 Filed Oct 31, 2018 20:09 UTC GrantClass B Common Stock 10,000 $8.10 $81,000.00
Disclosure

SEC source: 0001654954-18-011782 · section16.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: These purchases were made by the Reporting Person in a private (PIPE) transaction with the Issuer, which transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3(d)(1).

F1 · balance_after: These purchases were made by the Reporting Person in a private (PIPE) transaction with the Issuer, which transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3(d)(1).

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October 30, 2018 Filed Nov 1, 2018 19:42 UTC PurchaseClass B Common Stock 40 $5.50 $220.00
Disclosure

SEC source: 0001654954-18-011885 · section16.xml · nonDerivative · entry 3

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 290

F4 · ownership.nature: Represents shares owned by the Reporting Person's son.

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October 30, 2018 Filed Nov 1, 2018 19:42 UTC PurchaseClass B Common Stock 36,589 $5.41 $197,946.49
Disclosure

SEC source: 0001654954-18-011885 · section16.xml · nonDerivative · entry 2

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F3 · price: Represents the weighted average purchase price of the shares purchased ranging from a low of $5.18 to a high of $5.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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October 30, 2018 Filed Nov 1, 2018 19:42 UTC GrantClass B Common Stock 30,000 $8.10 $243,000.00
Disclosure

SEC source: 0001654954-18-011885 · section16.xml · nonDerivative · entry 1

Dixon Denmar John · CIK 0001461836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,052,829

F1 · price: These purchases were made by the Reporting Person in a private (PIPE) transaction with the Issuer, which transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3(d)(1).

F2 · ownership.nature: Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.

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October 08, 2018 Filed Oct 31, 2018 20:09 UTC GrantRestricted Stock Units · Derivative 15,115 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-011782 · section16.xml · derivative · entry 3

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,115

Underlying: Class B Common Stock · 15,115 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth months following the grant date.

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June 25, 2018 Filed Jul 3, 2018 17:09 UTC GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007325 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

F2 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.