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person · Reporting owner

WESTFALL KEVIN P

Disclosed activity across 1 company

Tapewire entity
107696
SEC CIK
0001137895

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RideNow Group, Inc.RMBL · Entity 6256DirectorDecember 05, 2023December 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RideNow Group, Inc.

Report date December 05, 2023 · Filed December 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect58,617 Reported balance After 2023-12-05 transaction · row 1
1 source row

Row 1 · 2023-12-05 · Exercise / conversion · Acquired 10,784 · Balance 58,617

F1: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F2: The effective purchase price of the shares of Class B Common Stock underlying the subscription rights issued in connection with the Issuer's rights offering was $5.50 per share.

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2023-12-05Direct0 Reported balance After 2023-12-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-05 · Exercise / conversion · Disposed 10,000 · Balance 0

F3: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock.

F1: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F2: The effective purchase price of the shares of Class B Common Stock underlying the subscription rights issued in connection with the Issuer's rights offering was $5.50 per share.

F3: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2023 Filed Dec 7, 2023 17:28 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionSubscription Rights (right to buy) · Derivative 10,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001596961-23-000066 · wk-form4_1701988115.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,784 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock.

F1 · derivative.underlying_shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F3 · derivative.underlying_shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:28 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 10,784 $5.50 $59,312.00
Disclosure

SEC source: 0001596961-23-000066 · wk-form4_1701988115.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F2 · price: The effective purchase price of the shares of Class B Common Stock underlying the subscription rights issued in connection with the Issuer's rights offering was $5.50 per share.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:09 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 12,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001596961-23-000030 · wk-form4_1693958978.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,833

F1 · shares: On September 1, 2023, the reporting person received a grant of 12,225 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2023, and are subject to pro rata vesting if a director leaves the board of directors before the end of each quarterly vesting period.

F1 · price: On September 1, 2023, the reporting person received a grant of 12,225 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2023, and are subject to pro rata vesting if a director leaves the board of directors before the end of each quarterly vesting period.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 19:53 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 6,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-037721 · ownership.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,608

F1 · shares: On July 1, 2022, the reporting person received a grant of 6,799 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2022, and are subject to prorata vesting if a director leaves the board of directors before the end of each quarterly vesting period.

F1 · price: On July 1, 2022, the reporting person received a grant of 6,799 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest in four (4) equal quarterly installments beginning on September 30, 2022, and are subject to prorata vesting if a director leaves the board of directors before the end of each quarterly vesting period.

Read SEC document
March 17, 2022 Filed Apr 19, 2022 18:05 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-020650 · ownership.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,809

F1 · shares: On March 17, 2022, the reporting person received a grant of 1,806 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on June 30, 2022.

F1 · price: On March 17, 2022, the reporting person received a grant of 1,806 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on June 30, 2022.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:06 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-009785 · section16.xml · derivative · entry 4

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B common stock.

F3 · derivative.exercise_price: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

F3 · derivative.exercise_date: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

F3 · derivative.expiration_date: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:06 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 2,464 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-009785 · section16.xml · derivative · entry 3

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B common stock.

F3 · derivative.exercise_price: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

F3 · derivative.exercise_date: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

F3 · derivative.expiration_date: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B common stock were issued on September 3, 2021.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:06 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-009785 · section16.xml · nonDerivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Issuer Class B common stock received upon delivery of shares underlying vested restricted stock units ("RSUs").

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:06 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 2,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-009785 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Issuer Class B common stock received upon delivery of shares underlying vested restricted stock units ("RSUs").

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:26 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-007728 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Underlying: Class B Common Stock · 2,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: 4,928 RSUs were granted to the reporting person on January 5, 2021. These RSUs vest in 12 equal monthly installments, which began January 31, 2021 and will be delivered quarterly, which began on March 31, 2021. The RSUs are subject to pro rata vesting and delivery if the Reporting Person leaves the Board of Directors before the end of any vesting period.

F3 · derivative.exercise_date: 4,928 RSUs were granted to the reporting person on January 5, 2021. These RSUs vest in 12 equal monthly installments, which began January 31, 2021 and will be delivered quarterly, which began on March 31, 2021. The RSUs are subject to pro rata vesting and delivery if the Reporting Person leaves the Board of Directors before the end of any vesting period.

F3 · derivative.expiration_date: 4,928 RSUs were granted to the reporting person on January 5, 2021. These RSUs vest in 12 equal monthly installments, which began January 31, 2021 and will be delivered quarterly, which began on March 31, 2021. The RSUs are subject to pro rata vesting and delivery if the Reporting Person leaves the Board of Directors before the end of any vesting period.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:26 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-007728 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Issuer Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs")

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:02 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-003832 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

Underlying: Class B Common Stock · 3,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on January 5, 2021.

F4 · derivative.exercise_date: These RSUs vest in 12 equal monthly installments at the end of each month beginning January 31, 2021 and will be delivered on a quarterly basis beginning on March 31, 2021, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each vesting period.

F4 · derivative.expiration_date: These RSUs vest in 12 equal monthly installments at the end of each month beginning January 31, 2021 and will be delivered on a quarterly basis beginning on March 31, 2021, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each vesting period.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:02 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-003832 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RumbleOn, Inc. ("RMBL") Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:34 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 8,153 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-001263 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were approved by the compensation committee (the "Compensation Committee") of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020.

F4 · derivative.exercise_date: These RSUs were scheduled to vest in four equal quarterly installments beginning September 30, 2020, and were subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period. The Compensation Committee approved the accelerated vesting of these RSUs, and these RSUs vested on February 3, 2021.

F4 · derivative.expiration_date: These RSUs were scheduled to vest in four equal quarterly installments beginning September 30, 2020, and were subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period. The Compensation Committee approved the accelerated vesting of these RSUs, and these RSUs vested on February 3, 2021.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:34 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 8,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001263 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RumbleOn, Inc. ("RMBL") Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
January 07, 2021 Filed Jan 7, 2021 21:57 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 8,152 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000263 · section16.xml · derivative · entry 3

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Underlying: Class B Common Stock · 8,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020.

F5 · derivative.exercise_date: These RSUs vest in four equal quarterly installments beginning September 30, 2020, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period.

F5 · derivative.expiration_date: These RSUs vest in four equal quarterly installments beginning September 30, 2020, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period.

Read SEC document
January 07, 2021 Filed Jan 7, 2021 21:57 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 8,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000263 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RumbleOn, Inc. ("RMBL") Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on January 7, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:57 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantRestricted Stock Units · Derivative 4,928 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000263 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Class B Common Stock · 4,928 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_date: These RSUs vest in 12 equal monthly installments at the end of each month beginning January 31, 2021 and will be delivered on a quarterly basis beginning on March 31, 2021, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each vesting period.

F3 · derivative.expiration_date: These RSUs vest in 12 equal monthly installments at the end of each month beginning January 31, 2021 and will be delivered on a quarterly basis beginning on March 31, 2021, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each vesting period.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:14 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantRestricted Stock Units · Derivative 16,305 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-009576 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,305

Underlying: Class B Common Stock · 16,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · date: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020.

F3 · derivative.exercise_date: These RSUs vest in four equal quarterly installments beginning September 30, 2020, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period.

F3 · derivative.expiration_date: These RSUs vest in four equal quarterly installments beginning September 30, 2020, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 19:03 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-008392 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Class B Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on June 25, 2018.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 19:03 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008392 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on July 31, 2020.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:31 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-006471 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were granted on June 3, 2019.

F1 · shares: On May 20, 2020, RumbleOn, Inc. executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock and Restricted Stock Units. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

F5 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F5 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F1 · derivative.underlying_shares: On May 20, 2020, RumbleOn, Inc. executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock and Restricted Stock Units. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

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June 08, 2020 Filed Jun 10, 2020 21:31 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-006471 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 20, 2020, RumbleOn, Inc. executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock and Restricted Stock Units. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

F2 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). These RSUs vested on June 3, 2020 and the shares of Class B Common Stock underlying the RSUs were delivered on June 8, 2020.

F1 · balance_after: On May 20, 2020, RumbleOn, Inc. executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock and Restricted Stock Units. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.

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April 30, 2020 Filed May 4, 2020 20:25 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-004890 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on March 31, 2017.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

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April 30, 2020 Filed May 4, 2020 20:25 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 17,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-004890 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on April 30, 2020.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-009787 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class B Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_price: These RSUs were granted on June 25, 2018.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:32 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-009787 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · derivative · entry 3

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class B Common Stock · 28,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_price: These RSUs were granted on March 31, 2017.

F5 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F5 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F3 · derivative.exercise_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

F3 · derivative.expiration_date: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:52 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 10,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-007023 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on June 3, 2019.

Read SEC document
June 25, 2018 Filed Jul 3, 2018 17:09 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007325 · section16.xml · derivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

F2 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date. The shares underlying the vested RSUs will be delivered to the Reporting Person on an annual basis during the thirteenth month following the grant date.

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May 14, 2018 Filed May 15, 2018 20:42 UTC RideNow Group, Inc. RMBL · Entity 6256 SaleClass B Common Stock 2,112 $4.81 $10,158.72
Disclosure

SEC source: 0001654954-18-005482 · section16.xml · nonDerivative · entry 2

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,388

F2 · kind: These shares were sold by the reporting person to cover the tax liability associated with the vesting of the RSUs.

F2 · shares: These shares were sold by the reporting person to cover the tax liability associated with the vesting of the RSUs.

Read SEC document
April 30, 2018 Filed May 15, 2018 20:42 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-005482 · section16.xml · derivative · entry 3

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.

F4 · derivative.exercise_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

F4 · derivative.expiration_date: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.

Read SEC document
April 30, 2018 Filed May 15, 2018 20:42 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-005482 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The RSUs vested on April 30, 2018 and the shares of common stock were delivered on May 8, 2018.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:00 UTC RideNow Group, Inc. RMBL · Entity 6256 PurchaseClass B Common Stock 12,500 $4.00 $50,000.00
Disclosure

SEC source: 0001654954-17-003082 · section16.xml · nonDerivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
March 31, 2017 Filed Feb 14, 2018 17:42 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-001559 · section16.xml · derivative · entry 1

WESTFALL KEVIN P · CIK 0001137895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest (i) 20% on the first anniversary of the grant date; (ii) 30% on the second anniversary of the grant date; and (iii) 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest (i) 20% on the first anniversary of the grant date; (ii) 30% on the second anniversary of the grant date; and (iii) 50% on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.