Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BurgerFi International, Inc.BFI · Entity 87763 | Director | December 15, 2020 | December 23, 2020 |
| MSP Recovery, Inc.LCAPU · Entity 8775 | Director | August 13, 2020 | August 13, 2020 |
| RideNow Group, Inc.RMBL · Entity 6256 | Director · CFO | August 25, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BurgerFi International, Inc.
Report date December 15, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
MSP Recovery, Inc.
Report date August 13, 2020 · Filed August 13, 2020
This filing explicitly reported no securities owned.
RideNow Group, Inc.
Report date August 25, 2020 · Filed August 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,544 |
Reported balance
After 2020-08-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-25 · Grant · Acquired 19,544 · Balance 19,544 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F3: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020. F4: These RSUs vest (1) 20.0% on the thirteenth month after the grant date, (2) an additional 30.0% during the subsequent twelve months of the initial vesting, and (3) the final 50.0% during the following twelve months. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 66,666 |
Reported balance
After 2020-08-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-08-25 · Grant · Acquired 66,666 · Balance 66,666 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F3: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020. F5: These RSUs vest as follows: one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $50 per share or greater for 30 consecutive trading days; one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $100 per share or greater for 30 consecutive trading days; and one third shall vest on the first trading day after the RMBL's Class B Common stock closes at a stock price of $200 per share or greater for 30 consecutive trading days. These RSUs have a term of 30 months. |
| Class B Common StockSEC Table I · non-derivative | Direct | 108,500 |
Reported balance
Holding disclosure · report date 2020-08-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 108,500 F1: On May 20, 2020, RumbleOn, Inc.("RMBL") executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share. |
| Class A Common StockSEC Table I · non-derivative | Direct | 6,250 |
Reported balance
Holding disclosure · report date 2020-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,250 F1: On May 20, 2020, RumbleOn, Inc.("RMBL") executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 20, 2020, RumbleOn, Inc.("RMBL") executed a one-for-twenty reverse stock split of its issued and outstanding Class A Common Stock and Class B Common Stock (the "Reverse Stock Split") resulting in the appropriate reduction in the reporting person's ownership of shares of Class B Common Stock. No fractional shares were issued as a result of the Reverse Stock Split. Any fractional shares that would have resulted from the Reverse Stock Split were rounded up to the nearest whole share.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock.
F3: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020.
F4: These RSUs vest (1) 20.0% on the thirteenth month after the grant date, (2) an additional 30.0% during the subsequent twelve months of the initial vesting, and (3) the final 50.0% during the following twelve months.
F5: These RSUs vest as follows: one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $50 per share or greater for 30 consecutive trading days; one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $100 per share or greater for 30 consecutive trading days; and one third shall vest on the first trading day after the RMBL's Class B Common stock closes at a stock price of $200 per share or greater for 30 consecutive trading days. These RSUs have a term of 30 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2020 Filed Aug 27, 2020 20:09 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantRestricted Stock Units · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-009571 · section16.xml · derivative · entry 4 BERRARD STEVEN R · CIK 0001026212 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Class B Common Stock · 66,666 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F3 · date: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020. F5 · derivative.exercise_date: These RSUs vest as follows: one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $50 per share or greater for 30 consecutive trading days; one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $100 per share or greater for 30 consecutive trading days; and one third shall vest on the first trading day after the RMBL's Class B Common stock closes at a stock price of $200 per share or greater for 30 consecutive trading days. These RSUs have a term of 30 months. F5 · derivative.expiration_date: These RSUs vest as follows: one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $50 per share or greater for 30 consecutive trading days; one third shall vest on the first trading day after the RMBL's Class B Common Stock closes at a stock price of $100 per share or greater for 30 consecutive trading days; and one third shall vest on the first trading day after the RMBL's Class B Common stock closes at a stock price of $200 per share or greater for 30 consecutive trading days. These RSUs have a term of 30 months. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:09 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantRestricted Stock Units · Derivative | 19,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-009571 · section16.xml · derivative · entry 3 BERRARD STEVEN R · CIK 0001026212 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,544 Underlying: Class B Common Stock · 19,544 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F3 · date: These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020. F4 · derivative.exercise_date: These RSUs vest (1) 20.0% on the thirteenth month after the grant date, (2) an additional 30.0% during the subsequent twelve months of the initial vesting, and (3) the final 50.0% during the following twelve months. F4 · derivative.expiration_date: These RSUs vest (1) 20.0% on the thirteenth month after the grant date, (2) an additional 30.0% during the subsequent twelve months of the initial vesting, and (3) the final 50.0% during the following twelve months. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 19:40 UTC | RideNow Group, Inc. RMBL · Entity 6256 | PurchaseClass B Common Stock | 200,000 | $0.57 | $114,000.00 |
DisclosureSEC source: 0001654954-20-000553 · section16.xml · nonDerivative · entry 1 BERRARD STEVEN R · CIK 0001026212 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170,000 F1 · shares: These shares were purchased pursuant to an underwritten public offering. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:49 UTC | RideNow Group, Inc. RMBL · Entity 6256 | GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-007020 · section16.xml · derivative · entry 3 BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class B Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RMBL Class B Common Stock. F2 · derivative.exercise_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020. F2 · derivative.expiration_date: The RSUs vest as follows: (i) 100,000 RSUs vest after two consecutive quarters of $1.00 or greater operating income and trailing four quarter revenue of $900 million at any time through September 30, 2020, (ii) 100,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $10.00 per share for 30 consecutive trading days at any time through September 30, 2020, and (iii) 200,000 RSUs vest at such time as the shares of Class B Common Stock trade at a minimum closing price of $15.00 per share for thirty consecutive trading days at any time through September 30, 2020. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:53 UTC | RideNow Group, Inc. RMBL · Entity 6256 | SaleClass B Common Stock | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001654954-17-005453 · section16.xml · nonDerivative · entry 4 BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,970,000 F1 · ownership.nature: The shares of common stock are owned directly by Berrard Holdings Limited Partnership, a limited partnership controlled by the Reporting Person. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:53 UTC | RideNow Group, Inc. RMBL · Entity 6256 | SaleClass B Common Stock | 137,656 | $0.75 | $103,242.00 |
DisclosureSEC source: 0001654954-17-005453 · section16.xml · nonDerivative · entry 3 BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 2,070,000 F1 · ownership.nature: The shares of common stock are owned directly by Berrard Holdings Limited Partnership, a limited partnership controlled by the Reporting Person. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:53 UTC | RideNow Group, Inc. RMBL · Entity 6256 | SaleClass B Common Stock | 137,656 | $0.75 | $103,242.00 |
DisclosureSEC source: 0001654954-17-005453 · section16.xml · nonDerivative · entry 2 BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 2,207,656 F1 · ownership.nature: The shares of common stock are owned directly by Berrard Holdings Limited Partnership, a limited partnership controlled by the Reporting Person. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:53 UTC | RideNow Group, Inc. RMBL · Entity 6256 | SaleClass B Common Stock | 30,000 | $4.00 | $120,000.00 |
DisclosureSEC source: 0001654954-17-005453 · section16.xml · nonDerivative · entry 1 BERRARD STEVEN R · CIK 0001026212 · Director · CFO and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 2,345,312 F1 · ownership.nature: The shares of common stock are owned directly by Berrard Holdings Limited Partnership, a limited partnership controlled by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.