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RCUS

Arcus Biosciences, Inc.

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Tapewire entity
4104
SEC CIK
0001724521
Parsed reports
290

Last 12 months

Inside the activity.

0 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025017
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202605
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2022 Filed Aug 24, 2022 20:08 UTC
Nuyten Dimitry SAChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 170,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001209191-22-047316 · doc4.xml · derivative · entry 2

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2032-08-22

F2 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after August 1, 2022, subject to the Reporting Person's continued service to the Company.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 20:08 UTC
Nuyten Dimitry SAChief Medical Officer
GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047316 · doc4.xml · nonDerivative · entry 1

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning September 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 16:23 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 1,073 $22.29 $23,917.17
Disclosure

SEC source: 0001209191-22-038399 · doc4.xml · nonDerivative · entry 3

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,909

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 16:23 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 449 $21.71 $9,747.79
Disclosure

SEC source: 0001209191-22-038399 · doc4.xml · nonDerivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,982

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $22.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:21 UTC
ROSEN TERRY JDirector · Chief Executive Officer
SaleCommon Stock 3,252 $22.29 $72,487.08
Disclosure

SEC source: 0001209191-22-038396 · doc4.xml · nonDerivative · entry 3

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,716

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:21 UTC
ROSEN TERRY JDirector · Chief Executive Officer
SaleCommon Stock 1,361 $21.71 $29,547.31
Disclosure

SEC source: 0001209191-22-038396 · doc4.xml · nonDerivative · entry 2

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,968

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $22.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:19 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 4,663 $22.29 $103,938.27
Disclosure

SEC source: 0001209191-22-038390 · doc4.xml · nonDerivative · entry 3

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,619

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:19 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 1,951 $21.71 $42,356.21
Disclosure

SEC source: 0001209191-22-038390 · doc4.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,282

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $22.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:18 UTC
Jaen Juan C.Director · President
SaleCommon Stock 1,789 $22.29 $39,876.81
Disclosure

SEC source: 0001209191-22-038386 · doc4.xml · nonDerivative · entry 3

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,037

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:18 UTC
Jaen Juan C.Director · President
SaleCommon Stock 748 $21.71 $16,239.08
Disclosure

SEC source: 0001209191-22-038386 · doc4.xml · nonDerivative · entry 2

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,826

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $22.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 16:23 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 1,400 $20.72 $29,008.00
Disclosure

SEC source: 0001209191-22-038399 · doc4.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,431

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 1,017 shares purchased on 5/31/2022 through the Company's Employee Stock Purchase Plan

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:21 UTC
ROSEN TERRY JDirector · Chief Executive Officer
SaleCommon Stock 4,241 $20.72 $87,873.52
Disclosure

SEC source: 0001209191-22-038396 · doc4.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,329

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:19 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 6,081 $20.72 $125,998.32
Disclosure

SEC source: 0001209191-22-038390 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,233

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 336 shares purchased on 5/31/2022 through the Company's Employee Stock Purchase Plan

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:18 UTC
Jaen Juan C.Director · President
SaleCommon Stock 2,333 $20.72 $48,339.76
Disclosure

SEC source: 0001209191-22-038386 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,574

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:35 UTC
Ribas AntoniDirector
GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037443 · doc4.xml · derivative · entry 3

Ribas Antoni · CIK 0001792164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:35 UTC
Ribas AntoniDirector
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037443 · doc4.xml · nonDerivative · entry 1

Ribas Antoni · CIK 0001792164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

F2 · balance_after: Includes 3,000 shares of restricted stock units (previously reported) that vested on June 3, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:34 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037438 · doc4.xml · derivative · entry 2

PERLMAN ANDREW J · CIK 0001201617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:34 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037438 · doc4.xml · nonDerivative · entry 1

PERLMAN ANDREW J · CIK 0001201617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,125

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

F2 · balance_after: Includes 1,500 and 3,000 shares of restricted stock units (previously reported) that vested on December 15, 2021 and June 3, 2022, respectively.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:26 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037417 · doc4.xml · derivative · entry 2

Machado Patrick · CIK 0001311210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:26 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037417 · doc4.xml · nonDerivative · entry 1

Machado Patrick · CIK 0001311210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

F2 · balance_after: Includes 3,000 shares of restricted stock units (previously reported) that vested on June 3, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:25 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037414 · doc4.xml · derivative · entry 2

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option becomes fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:25 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037414 · doc4.xml · nonDerivative · entry 1

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:23 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037412 · doc4.xml · derivative · entry 2

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:23 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037412 · doc4.xml · nonDerivative · entry 1

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,452

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

F2 · balance_after: Includes 3,000 shares of restricted stock units (previously reported) that vested on June 3, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:21 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037409 · doc4.xml · derivative · entry 5

KANEKO YASUNORI · CIK 0001277503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:21 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037409 · doc4.xml · nonDerivative · entry 1

KANEKO YASUNORI · CIK 0001277503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:19 UTC GrantStock Option (Right to Buy) · Derivative 16,800 $0.00 Strike: $20.62 $0.00
Disclosure

SEC source: 0001209191-22-037408 · doc4.xml · derivative · entry 3

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 16,800 shares

Expires 2032-06-13

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The option becomes fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:19 UTC GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037408 · doc4.xml · nonDerivative · entry 1

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,604

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 14, 2023 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

F2 · balance_after: Includes 3,000 shares of restricted stock units (previously reported) that vested on June 3, 2022.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:43 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 9,617 $31.62 $304,089.54
Disclosure

SEC source: 0001209191-22-020038 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,978

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 17:09 UTC
Tang Carolyn C.General Counsel
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001209191-22-017989 · doc4.xml · derivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2032-03-07

F2 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Company.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 17:09 UTC
Tang Carolyn C.General Counsel
GrantCommon Stock 16,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017989 · doc4.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,814

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2022, subject to the Reporting Person's continued service to the Company.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:08 UTC
Goeltz II Robert C.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 62,500 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001209191-22-017984 · doc4.xml · derivative · entry 2

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2032-03-07

F2 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Company.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:08 UTC
Goeltz II Robert C.Chief Financial Officer
GrantCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017984 · doc4.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:07 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001209191-22-017979 · doc4.xml · derivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-03-07

F2 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:07 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017979 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,845

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:06 UTC
Jaen Juan C.Director · President
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001209191-22-017973 · doc4.xml · derivative · entry 3

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-03-07

F2 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:06 UTC
Jaen Juan C.Director · President
GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017973 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,407

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:04 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 275,000 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001209191-22-017967 · doc4.xml · derivative · entry 4

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2032-03-07

F4 · derivative.exercise_date: The option is exercisable in 48 equal monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Company.

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March 08, 2022 Filed Mar 10, 2022 22:04 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017967 · doc4.xml · nonDerivative · entry 2

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,570

F2 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2022, subject to the Reporting Person's continued service to the Company.

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March 07, 2022 Filed Mar 10, 2022 22:04 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GiftCommon Stock 321,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017967 · doc4.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Rosen GRAT No. 2

Disclosed balance after: 0

F1 · balance_after: 321,074 shares were transferred to various family trusts in which the reporting person has no pecuniary interest, but retains voting and dispositive power over all of the shares transferred to each trust. The remaining 62,930 shares were transferred into the Rosen Family Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a13.

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February 28, 2022 Filed Mar 2, 2022 22:02 UTC
Jaen Juan C.Director · President
GiftCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014850 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,222,240

F1 · price: Gift to a family trust over which the reporting person has neither voting nor investment control.

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December 20, 2021 Filed Dec 22, 2021 22:03 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 2,800 $42.23 $118,234.48
Disclosure

SEC source: 0001209191-21-070958 · doc4.xml · nonDerivative · entry 3

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,595

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.16 to $42.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 20, 2021 Filed Dec 22, 2021 22:03 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 20,923 $41.70 $872,457.72
Disclosure

SEC source: 0001209191-21-070958 · doc4.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,395

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $42.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 20, 2021 Filed Dec 22, 2021 22:03 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 11,099 $40.88 $453,677.17
Disclosure

SEC source: 0001209191-21-070958 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.16 to $41.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 16:26 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 225 $41.42 $9,320.36
Disclosure

SEC source: 0001209191-21-070568 · doc4.xml · nonDerivative · entry 6

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,564

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.10 to $41.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 16:26 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 171 $40.57 $6,938.02
Disclosure

SEC source: 0001209191-21-070568 · doc4.xml · nonDerivative · entry 5

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,789

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $41.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 16:26 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 88 $39.67 $3,491.13
Disclosure

SEC source: 0001209191-21-070568 · doc4.xml · nonDerivative · entry 4

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,960

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.10 to $40.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 16:26 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 138 $38.79 $5,352.70
Disclosure

SEC source: 0001209191-21-070568 · doc4.xml · nonDerivative · entry 3

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,048

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.10 to $39.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 21:22 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 224 $41.42 $9,278.93
Disclosure

SEC source: 0001209191-21-070565 · doc4.xml · nonDerivative · entry 6

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,019

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.10 to $41.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 21:22 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 171 $40.57 $6,938.02
Disclosure

SEC source: 0001209191-21-070565 · doc4.xml · nonDerivative · entry 5

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $41.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.