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RCUS

Arcus Biosciences, Inc.

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Tapewire entity
4104
SEC CIK
0001724521
Parsed reports
290

Last 12 months

Inside the activity.

0 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025017
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202605
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2023 Filed Jul 5, 2023 20:05 UTC
Azoy AlexanderChief Accounting Officer
SaleCommon Stock 1,018 $20.41 $20,777.38
Disclosure

SEC source: 0001209191-23-040964 · doc4.xml · nonDerivative · entry 1

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,596

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2023.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 19:12 UTC PurchaseCommon Stock 1,010,000 $19.26 $19,452,600.00
Disclosure

SEC source: 0001104659-23-077015 · tm2320354-1_4seq1.xml · nonDerivative · entry 1

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,823,029

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:36 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 12,437 $19.12 $237,795.44
Disclosure

SEC source: 0001209191-23-039718 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381,566

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.78 to $19.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 20:17 UTC
Tang Carolyn C.General Counsel
Disposition to issuerCommon Stock 2,892 $19.35 $55,960.20
Disclosure

SEC source: 0001209191-23-038160 · doc4.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,902

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.86 to $19.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 1,255 shares purchased on 5/31/2023 through the Company's Employee Stock Purchase Plan.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:16 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 12,563 $19.35 $243,094.05
Disclosure

SEC source: 0001209191-23-038157 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 394,003

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.86 to $19.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 349 shares purchased on 5/31/2023 through the Company's Employee Stock Purchase Plan.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:14 UTC
Jaen Juan C.Director · President
Disposition to issuerCommon Stock 4,820 $19.35 $93,267.00
Disclosure

SEC source: 0001209191-23-038154 · doc4.xml · nonDerivative · entry 2

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 313,862

F2 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.86 to $19.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:12 UTC
ROSEN TERRY JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 8,762 $19.35 $169,544.70
Disclosure

SEC source: 0001209191-23-038152 · doc4.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,894,231

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.86 to $19.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 3,433,870 shares that were previously indirectly held by the reporting person through The Rosen Family Trust.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:14 UTC
Jaen Juan C.Director · President
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038154 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,682

F1 · kind: Represents a gift to a family trust over which the reporting person has neither voting nor investment control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:11 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038150 · doc4.xml · derivative · entry 2

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option becomes fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:11 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038150 · doc4.xml · nonDerivative · entry 1

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:09 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038148 · doc4.xml · derivative · entry 2

PERLMAN ANDREW J · CIK 0001201617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:09 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038148 · doc4.xml · nonDerivative · entry 1

PERLMAN ANDREW J · CIK 0001201617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,925

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:08 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038145 · doc4.xml · derivative · entry 2

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:08 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038145 · doc4.xml · nonDerivative · entry 1

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,252

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:06 UTC
Ribas AntoniDirector
GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038144 · doc4.xml · derivative · entry 3

Ribas Antoni · CIK 0001792164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:06 UTC
Ribas AntoniDirector
GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038144 · doc4.xml · nonDerivative · entry 1

Ribas Antoni · CIK 0001792164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,950

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:05 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038142 · doc4.xml · derivative · entry 2

Machado Patrick · CIK 0001311210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:05 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038142 · doc4.xml · nonDerivative · entry 1

Machado Patrick · CIK 0001311210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,900

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:03 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038141 · doc4.xml · derivative · entry 5

KANEKO YASUNORI · CIK 0001277503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:03 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038141 · doc4.xml · nonDerivative · entry 1

KANEKO YASUNORI · CIK 0001277503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,800

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:01 UTC GrantStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $19.60 $0.00
Disclosure

SEC source: 0001209191-23-038139 · doc4.xml · derivative · entry 4

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2033-06-14

F3 · derivative.exercise_date: The option will vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The option becomes fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:01 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038139 · doc4.xml · nonDerivative · entry 2

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,900

F2 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 15, 2024 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:01 UTC GiftCommon Stock 50,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038139 · doc4.xml · nonDerivative · entry 1

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,100

F1 · kind: Represents a gift to a family member.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:05 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 4,049 $20.04 $81,141.96
Disclosure

SEC source: 0001209191-23-035740 · doc4.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:12 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 8,729 $16.81 $146,734.49
Disclosure

SEC source: 0001209191-23-020037 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,217

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $16.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 22:04 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 1,600 $23.52 $37,632.00
Disclosure

SEC source: 0001209191-23-005513 · doc4.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,946

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 300 $23.56 $7,068.00
Disclosure

SEC source: 0001209191-23-005513 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,546

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 17:52 UTC
Tang Carolyn C.General Counsel
GrantStock Option (right to buy) · Derivative 138,200 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004874 · doc4.xml · derivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,200

Underlying: Common Stock · 138,200 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 17:52 UTC
Tang Carolyn C.General Counsel
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004874 · doc4.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,539

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:55 UTC
Nuyten Dimitry SAChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 138,200 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004876 · doc4.xml · derivative · entry 2

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,200

Underlying: Common Stock · 138,200 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:55 UTC
Nuyten Dimitry SAChief Medical Officer
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004876 · doc4.xml · nonDerivative · entry 1

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:53 UTC
Goeltz II Robert C.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 138,200 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004875 · doc4.xml · derivative · entry 2

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,200

Underlying: Common Stock · 138,200 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:53 UTC
Goeltz II Robert C.Chief Financial Officer
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004875 · doc4.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,441

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:51 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 185,900 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004873 · doc4.xml · derivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,900

Underlying: Common Stock · 185,900 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:51 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantCommon Stock 45,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004873 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,846

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:50 UTC
Jaen Juan C.Director · President
GrantStock Option (right to buy) · Derivative 185,900 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004872 · doc4.xml · derivative · entry 3

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,900

Underlying: Common Stock · 185,900 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:50 UTC
Jaen Juan C.Director · President
GrantCommon Stock 45,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004872 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,682

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:49 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 429,000 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-004870 · doc4.xml · derivative · entry 3

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,000

Underlying: Common Stock · 429,000 shares

Expires 2033-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2023, subject to the Reporting Person's continued service to the Company.

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January 23, 2023 Filed Jan 25, 2023 22:49 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantCommon Stock 105,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004870 · doc4.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,123

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2023, subject to the Reporting Person's continued service to the Company.

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December 16, 2022 Filed Dec 16, 2022 21:42 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 398 $31.23 $12,429.54
Disclosure

SEC source: 0001209191-22-061761 · doc4.xml · nonDerivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,584

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 16, 2022 21:42 UTC
Tang Carolyn C.General Counsel
SaleCommon Stock 2,125 $30.66 $65,152.50
Disclosure

SEC source: 0001209191-22-061761 · doc4.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,982

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 387 $31.23 $12,086.01
Disclosure

SEC source: 0001209191-22-061762 · doc4.xml · nonDerivative · entry 2

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 2,066 $30.66 $63,343.56
Disclosure

SEC source: 0001209191-22-061762 · doc4.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,953

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:40 UTC
Jaen Juan C.Director · President
SaleCommon Stock 701 $31.23 $21,892.23
Disclosure

SEC source: 0001209191-22-061759 · doc4.xml · nonDerivative · entry 2

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,258

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:40 UTC
Jaen Juan C.Director · President
SaleCommon Stock 3,735 $30.66 $114,515.10
Disclosure

SEC source: 0001209191-22-061759 · doc4.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,959

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:39 UTC
ROSEN TERRY JDirector · Chief Executive Officer
SaleCommon Stock 2,060 $31.23 $64,333.80
Disclosure

SEC source: 0001209191-22-061758 · doc4.xml · nonDerivative · entry 2

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,173

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:39 UTC
ROSEN TERRY JDirector · Chief Executive Officer
SaleCommon Stock 10,983 $30.66 $336,738.78
Disclosure

SEC source: 0001209191-22-061758 · doc4.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,233

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:41 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 2,603 $31.23 $81,291.69
Disclosure

SEC source: 0001209191-22-061760 · doc4.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,609

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2022 Filed Dec 17, 2022 02:41 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 13,879 $30.66 $425,530.14
Disclosure

SEC source: 0001209191-22-061760 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,212

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 336 shares purchased on 11/30/2022 through the Company's Employee Stock Purchase Plan.

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September 16, 2022 Filed Sep 20, 2022 20:08 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 12,677 $26.28 $333,151.56
Disclosure

SEC source: 0001209191-22-050704 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,942

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.89 to $26.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.