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RBCAA

REPUBLIC BANCORP INC /KY/

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1302
SEC CIK
0000921557
Parsed reports
1,004

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2021 Filed Sep 2, 2021 14:57 UTC
DeWeese Steven EEVP, Mg Dir Comm & Priv Bank
SaleClass A Common Stock 600 $50.01 $30,006.00
Disclosure

SEC source: 0001179110-21-008517 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,255.394

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 17:44 UTC PurchaseClass A Common Stock 200 $50.37 $10,074.00
Disclosure

SEC source: 0001179110-21-008364 · edgar.xml · nonDerivative · entry 1

Nichols George III · CIK 0001822128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384.454

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 19:31 UTC
TRAGER STEVEDirector · Chairman and CEO · 10% owner
OtherClass B Common Stock · Derivative 96,403.055 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007639 · edgar.xml · derivative · entry 9

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 888,313.045

Underlying: Class A Common Stock · 96,403.055 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F1 · shares: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F1 · price: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F5 · derivative.exercise_date: Immediate.

F6 · derivative.expiration_date: None.

F3 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 23, 2021 Filed Jul 26, 2021 19:31 UTC
TRAGER STEVEDirector · Chairman and CEO · 10% owner
OtherClass B Common Stock · Derivative 21,121.947 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007639 · edgar.xml · derivative · entry 8

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 76,975.91

Underlying: Class A Common Stock · 21,121.947 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F1 · shares: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F1 · price: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F5 · derivative.exercise_date: Immediate.

F6 · derivative.expiration_date: None.

F2 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 19:31 UTC
TRAGER STEVEDirector · Chairman and CEO · 10% owner
OtherClass A Common Stock 393,862.511 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007639 · edgar.xml · nonDerivative · entry 5

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 3,629,275.089

F1 · shares: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F1 · price: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F3 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 19:31 UTC
TRAGER STEVEDirector · Chairman and CEO · 10% owner
OtherClass A Common Stock 94,265.795 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007639 · edgar.xml · nonDerivative · entry 4

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 343,538.188

F1 · shares: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F1 · price: The Reporting Person is the sole trustee of an LP Trust (as defined in footnote 2 below), the beneficiary of which was the Reporting Person's sister. On 07/23/2021, pursuant to a Trust Modification Agreement, the Reporting Person's sister ceased to be a beneficiary of the LP Trust and the Reporting Person ceased to have a pecuniary interest in the Issuer shares underlying the Teebank and Jaytee units owned by the LP Trust. No issuer shares or LP units were transferred in connection with the Trust Modification Agreement.

F2 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 13:38 UTC
Starke JeffEVP, Chief Information Officer
GrantClass A Common Stock 3,285 $45.67 $150,025.95
Disclosure

SEC source: 0001179110-21-007588 · edgar.xml · nonDerivative · entry 1

Starke Jeff · CIK 0001874016 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

Read SEC document
June 30, 2021 Filed Jul 1, 2021 14:58 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007228 · edgar.xml · nonDerivative · entry 1

Barnes Ronald F · CIK 0001810693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,443.112

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:40 UTC GrantClass A Common Stock 151.73 $46.13 $6,999.30
Disclosure

SEC source: 0001179110-21-007216 · edgar.xml · nonDerivative · entry 1

Mulloy William Patrick II · CIK 0001810703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,446.162

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:55 UTC GrantClass A Common Stock 65.034 $46.13 $3,000.02
Disclosure

SEC source: 0001179110-21-007226 · edgar.xml · nonDerivative · entry 1

Douglas Laura M · CIK 0001811083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550.153

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:51 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007224 · edgar.xml · nonDerivative · entry 1

Feaster David P · CIK 0001811077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220.186

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:49 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007222 · edgar.xml · nonDerivative · entry 1

Greenberg Craig · CIK 0001433661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,048.936

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:47 UTC GrantClass A Common Stock 86.712 $46.13 $4,000.02
Disclosure

SEC source: 0001179110-21-007220 · edgar.xml · nonDerivative · entry 1

Howell Heather V · CIK 0001811085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107.146

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:44 UTC GrantClass A Common Stock 65.034 $46.13 $3,000.02
Disclosure

SEC source: 0001179110-21-007218 · edgar.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537.488

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:38 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007214 · edgar.xml · nonDerivative · entry 1

Nichols George III · CIK 0001822128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177.911

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:36 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007212 · edgar.xml · nonDerivative · entry 1

Rust Michael T · CIK 0001396876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,715.693

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:32 UTC
Vogt Mark ADirector
GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007208 · edgar.xml · nonDerivative · entry 1

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,758.698

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:34 UTC GrantClass A Common Stock 130.067 $46.13 $5,999.99
Disclosure

SEC source: 0001179110-21-007210 · edgar.xml · nonDerivative · entry 1

TAMME STOUT SUE · CIK 0001242469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,637.962

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:45 UTC
DeWeese Steven EEVP, Mg Dir Comm & Priv Bank
GrantClass A Common Stock 100.227 $46.13 $4,623.47
Disclosure

SEC source: 0001179110-21-007302 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,845.321

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:21 UTC
Nelson William RPresident, RPG
GrantClass A Common Stock 125.125 $46.13 $5,772.02
Disclosure

SEC source: 0001179110-21-007300 · edgar.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,456.619

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:06 UTC
Wendler Margaret SEVP & Chief HR Officer
GrantClass A Common Stock 100.152 $46.13 $4,620.01
Disclosure

SEC source: 0001179110-21-007298 · edgar.xml · nonDerivative · entry 1

Wendler Margaret S · CIK 0001842756 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443.825

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 30.604 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 14:55 UTC
SIPES KEVIN DEVP & Chief Financial Officer
GrantClass A Common Stock 125.125 $46.13 $5,772.02
Disclosure

SEC source: 0001179110-21-007296 · edgar.xml · nonDerivative · entry 1

SIPES KEVIN D · CIK 0001243572 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,125.704

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 14:30 UTC
PICHEL LOGANPresident, Republic Bank
GrantClass A Common Stock 125.065 $46.13 $5,769.25
Disclosure

SEC source: 0001179110-21-007292 · edgar.xml · nonDerivative · entry 1

PICHEL LOGAN · CIK 0001279261 · President, Republic Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,471.652

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 74.981 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 14:33 UTC
Rippy John TEVP, Chief Risk Officer
GrantClass A Common Stock 126.816 $46.13 $5,850.02
Disclosure

SEC source: 0001179110-21-007294 · edgar.xml · nonDerivative · entry 1

Rippy John T · CIK 0001632077 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357.546

F1 · balance_after: Includes 9.006 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 15.302 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

F3 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 13:59 UTC
Bryant Pedro AEVP, Mg Dir Community Lending
GrantClass A Common Stock 60.091 $46.13 $2,772.00
Disclosure

SEC source: 0001179110-21-007290 · edgar.xml · nonDerivative · entry 1

Bryant Pedro A · CIK 0001817638 · EVP, Mg Dir Community Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133.385

Read SEC document
June 30, 2021 Filed Jul 2, 2021 13:56 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 125.125 $46.13 $5,772.02
Disclosure

SEC source: 0001179110-21-007288 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,366.259

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's ownership report.

F2 · balance_after: Includes 15.302 shares acquired under the Issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 13:54 UTC
Montano JuanEVP, Chief Mtg Banking Officer
GrantClass A Common Stock 124.604 $46.13 $5,747.98
Disclosure

SEC source: 0001179110-21-007286 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,722.137

Read SEC document
June 21, 2021 Filed Jun 23, 2021 15:25 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass B Common Stock · Derivative 960 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006968 · edgar.xml · derivative · entry 6

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 2,054

Underlying: Class A Common Stock · 960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.

F5 · derivative.exercise_date: Immediate.

F6 · derivative.expiration_date: None.

F1 · ownership.nature: Trager Family Irrevocable Trust is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 15:25 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass A Common Stock 960 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006968 · edgar.xml · nonDerivative · entry 1

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 53,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Trager Family Irrevocable Trust is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:56 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass B Common Stock · Derivative 1,579 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006810 · edgar.xml · derivative · entry 6

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.

F5 · derivative.exercise_date: Immediate.

F6 · derivative.expiration_date: None.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:56 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass A Common Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006810 · edgar.xml · nonDerivative · entry 1

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,492.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 17:08 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass B Common Stock · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006642 · edgar.xml · derivative · entry 6

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 3,014

Underlying: Class A Common Stock · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.

F6 · derivative.exercise_date: Immediate.

F7 · derivative.expiration_date: None.

F1 · ownership.nature: Trager Family Irrevocable Trust is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 17:08 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass A Common Stock 1,093 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006642 · edgar.xml · nonDerivative · entry 1

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 52,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Trager Family Irrevocable Trust is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 14:46 UTC
Montano JuanEVP, Chief Mtg Banking Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $25.19 $0.00
Disclosure

SEC source: 0001179110-21-006503 · edgar.xml · derivative · entry 4

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 14:46 UTC
Montano JuanEVP, Chief Mtg Banking Officer
Tax withholdingClass A Common Stock 1,711 $46.75 $79,989.25
Disclosure

SEC source: 0001179110-21-006503 · edgar.xml · nonDerivative · entry 2

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,597.533

Read SEC document
June 07, 2021 Filed Jun 9, 2021 14:46 UTC
Montano JuanEVP, Chief Mtg Banking Officer
Exercise / conversionClass A Common Stock 2,500 $25.19 $62,975.00
Disclosure

SEC source: 0001179110-21-006503 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308.533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
May 27, 2021 Filed May 28, 2021 18:57 UTC
DeWeese Steven EEVP, Mg Dir Comm & Priv Bank
SaleClass A Common Stock 864 $46.50 $40,176.00
Disclosure

SEC source: 0001179110-21-006058 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,745.094

Read SEC document
May 19, 2021 Filed May 21, 2021 09:45 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005655 · edgar.xml · nonDerivative · entry 1

Barnes Ronald F · CIK 0001810693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,313.045

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

Read SEC document
May 19, 2021 Filed May 21, 2021 14:05 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005673 · edgar.xml · nonDerivative · entry 1

Douglas Laura M · CIK 0001811083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485.119

F1 · balance_after: Includes additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 14:04 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005671 · edgar.xml · nonDerivative · entry 1

Feaster David P · CIK 0001811077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090.119

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May 19, 2021 Filed May 21, 2021 13:59 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005669 · edgar.xml · nonDerivative · entry 1

Greenberg Craig · CIK 0001433661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,918.869

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:57 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005667 · edgar.xml · nonDerivative · entry 1

Howell Heather V · CIK 0001811085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020.434

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:55 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005665 · edgar.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472.454

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:54 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005663 · edgar.xml · nonDerivative · entry 1

Mulloy William Patrick II · CIK 0001810703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,294.432

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:51 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005661 · edgar.xml · nonDerivative · entry 1

Rust Michael T · CIK 0001396876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,585.626

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:49 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005659 · edgar.xml · nonDerivative · entry 1

Nichols George III · CIK 0001822128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047.844

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:47 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005657 · edgar.xml · nonDerivative · entry 1

Oyler William Kenneth II · CIK 0001810590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425.237

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:43 UTC GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005653 · edgar.xml · nonDerivative · entry 1

TAMME STOUT SUE · CIK 0001242469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,507.895

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 19, 2021 Filed May 21, 2021 13:41 UTC
Vogt Mark ADirector
GrantClass A Common Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005651 · edgar.xml · nonDerivative · entry 1

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,628.631

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

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May 12, 2021 Filed May 14, 2021 20:52 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
ConversionClass B Common Stock · Derivative 27,909 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005375 · edgar.xml · derivative · entry 6

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Class A Common Stock · 27,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.

F7 · derivative.exercise_date: Immediate.

F8 · derivative.expiration_date: None.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.