RBBN

SEC source: 0001708055-20-000200 · edgar.xml · nonDerivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

SEC source: 0001708055-20-000195 · edgar.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 7.1866 to $ 7.1937, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001708055-20-000192 · edgar.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,838

F1 · shares: Reflects shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of a restricted stock award.

SEC source: 0001708055-20-000191 · edgar.xml · nonDerivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,717

F1 · shares: Reflects shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of a restricted stock award.

SEC source: 0001708055-20-000184 · edgar.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

SEC source: 0001708055-20-000179 · edgar.xml · derivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

Underlying: Common Stock · 6,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 15, 2020 and vested as to one-sixth on October 15, 2020. The remaining RSUs will vest in three equal increments semi-annually through April 15, 2022.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 15, 2020 and vested as to one-sixth on October 15, 2020. The remaining RSUs will vest in three equal increments semi-annually through April 15, 2022.

SEC source: 0001708055-20-000179 · edgar.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,926

F2 · shares: Reflects shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

SEC source: 0001708055-20-000179 · edgar.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

SEC source: 0001708055-20-000168 · edgar.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.96, inclusive. The reporting person undertakes to provide to Ribbon Communications Inc. ("Ribbon"), any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001104659-20-100791 · a4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.246 to $4.27, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001104659-20-100791 · a4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.04 to $4.05, inclusive. The reporting person undertakes to provide to Ribbon Communications Inc. ("Ribbon"), any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001708055-20-000166 · edgar.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.205 to $4.223, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0001708055-20-000164 · edgar.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,575

SEC source: 0001708055-20-000161 · edgar.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,575

SEC source: 0001708055-20-000160 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge Bus Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,687

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards.

SEC source: 0001708055-20-000156 · edgar.xml · nonDerivative · entry 3

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,575

SEC source: 0001708055-20-000156 · edgar.xml · nonDerivative · entry 2

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,587

SEC source: 0001708055-20-000156 · edgar.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.46, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

SEC source: 0000950103-20-014443 · dp133062_4-eci.xml · nonDerivative · entry 1

ECI Holding (Hungary) Kft. · CIK 0001805605 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On November 14, 2019, the Reporting Person and the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which the Reporting Person acquired 25,796,395 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") of which 1,454,545 shares of Common Stock are held in an escrow and are subject to forfeiture during a period of up to five years following the closing of the transactions contemplated by the Merger Agreement to satisfy certain potential liabilities under the Merger Agreement. The transactions contemplated by the Merger Agreement closed on March 3, 2020, at which time the Common Stock was issued to the Reporting Person. The Reporting Person transferred 25,796,395 shares of the Issuer to Swarth Investments Inc., an affiliate of the Reporting Person with common ownership, on July 28, 2020.

F1 · price: On November 14, 2019, the Reporting Person and the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which the Reporting Person acquired 25,796,395 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") of which 1,454,545 shares of Common Stock are held in an escrow and are subject to forfeiture during a period of up to five years following the closing of the transactions contemplated by the Merger Agreement to satisfy certain potential liabilities under the Merger Agreement. The transactions contemplated by the Merger Agreement closed on March 3, 2020, at which time the Common Stock was issued to the Reporting Person. The Reporting Person transferred 25,796,395 shares of the Issuer to Swarth Investments Inc., an affiliate of the Reporting Person with common ownership, on July 28, 2020.

SEC source: 0001708055-20-000151 · edgar.xml · derivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,823

Underlying: Common Stock · 39,823 shares

Expires 2022-12-31

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F5 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000151 · edgar.xml · derivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,558

Underlying: Common Stock · 99,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on July 15, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through July 15, 2023.

F3 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on July 15, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through July 15, 2023.

SEC source: 0001708055-20-000151 · edgar.xml · derivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,730

Underlying: Common Stock · 53,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on July 15, 2021.

F2 · derivative.expiration_date: The RSUs shall vest in full on July 15, 2021.

SEC source: 0001708055-20-000139 · edgar.xml · derivative · entry 1

Tamone Tanya · CIK 0001815375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000140 · edgar.xml · derivative · entry 1

de Beer Mariano · CIK 0001815380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000142 · edgar.xml · derivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000141 · edgar.xml · derivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000144 · edgar.xml · derivative · entry 1

PRABHU KRISH A · CIK 0001201412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000143 · edgar.xml · derivative · entry 1

EWING R STEWART JR · CIK 0001202822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock · 27,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 22, 2021, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2021 Annual Meeting of Stockholders (the "2021 Annual Meeting") occurs prior to June 22, 2021, and, at such 2021 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2021 Annual Meeting.

SEC source: 0001708055-20-000128 · edgar.xml · derivative · entry 1

Valdivielso Fernando · CIK 0001811536 · EVP Sales of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Underlying: Common Stock · 13,730 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F2 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000124 · edgar.xml · derivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,614

Underlying: Common Stock · 36,614 shares

Expires 2022-12-31

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F4 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000124 · edgar.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 19, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through June 19, 2023.

F2 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 19, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through June 19, 2023.

SEC source: 0001708055-20-000127 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,037

Underlying: Common Stock · 32,037 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F2 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000126 · edgar.xml · derivative · entry 1

Marmurek Eric S · CIK 0001720721 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,307

Underlying: Common Stock · 18,307 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F2 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000125 · edgar.xml · derivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,037

Underlying: Common Stock · 32,037 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F2 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

SEC source: 0001708055-20-000115 · edgar.xml · derivative · entry 2

MATHY KENT · CIK 0001684548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000115 · edgar.xml · nonDerivative · entry 1

MATHY KENT · CIK 0001684548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis.

SEC source: 0001708055-20-000114 · edgar.xml · derivative · entry 2

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000114 · edgar.xml · nonDerivative · entry 1

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

SEC source: 0001708055-20-000107 · edgar.xml · derivative · entry 3

Raiford Daryl · CIK 0001405026 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,504

Underlying: Common Stock · 25,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 75,758 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.

F4 · derivative.expiration_date: 75,758 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.

SEC source: 0001708055-20-000107 · edgar.xml · nonDerivative · entry 2

Raiford Daryl · CIK 0001405026 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,480

F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F2 · balance_after: The totals in this Column 5 of Table 1 include 3,000 shares which were inadvertently omitted from Column 5 of Table 1 of the Form 4 filed on June 17, 2020 due to an arithmetic error.

SEC source: 0001708055-20-000107 · edgar.xml · nonDerivative · entry 1

Raiford Daryl · CIK 0001405026 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

F2 · balance_after: The totals in this Column 5 of Table 1 include 3,000 shares which were inadvertently omitted from Column 5 of Table 1 of the Form 4 filed on June 17, 2020 due to an arithmetic error.

SEC source: 0001708055-20-000116 · edgar.xml · derivative · entry 2

SCHUBERT SCOTT E · CIK 0001231288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000116 · edgar.xml · nonDerivative · entry 1

SCHUBERT SCOTT E · CIK 0001231288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

SEC source: 0001708055-20-000112 · edgar.xml · derivative · entry 2

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000112 · edgar.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

SEC source: 0001708055-20-000110 · edgar.xml · derivative · entry 2

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: 25,975 RSUs were granted to the reporting person on June 17, 2019 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 25,975 RSUs were granted to the reporting person on June 17, 2019 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000110 · edgar.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.

SEC source: 0001708055-20-000113 · edgar.xml · derivative · entry 2

PRABHU KRISH A · CIK 0001201412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,591 shares

Expires not disclosed

F1 · derivative.exercise_price: These RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 16,591 RSUs were granted to the Reporting Person on March 16, 2020 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 16,591 RSUs were granted to the Reporting Person on March 16, 2020 and vested in full on June 17, 2020.

SEC source: 0001708055-20-000113 · edgar.xml · nonDerivative · entry 1

PRABHU KRISH A · CIK 0001201412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert into common stock on a one-for-one basis.

SEC source: 0001708055-20-000111 · edgar.xml · derivative · entry 2

EWING R STEWART JR · CIK 0001202822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 16,591 RSUs were granted to the Reporting Person on March 16, 2020 and vested in full on June 17, 2020.

F2 · derivative.expiration_date: 16,591 RSUs were granted to the Reporting Person on March 16, 2020 and vested in full on June 17, 2020.