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Nasdaq · USD

RBBN

Ribbon Communications Inc.

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5785
SEC CIK
0001708055
Parsed reports
487

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 21, 2021 20:57 UTC
Bruny Steven MEVP Sales, Americas Region
Tax withholdingCommon Stock 5,937 $8.14 $48,327.18
Disclosure

SEC source: 0001062993-21-005825 · form4.xml · nonDerivative · entry 2

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,729

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:57 UTC
Bruny Steven MEVP Sales, Americas Region
Exercise / conversionCommon Stock 13,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-005825 · form4.xml · nonDerivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for one basis.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:15 UTC
SHANI SHAULDirector
GrantRestricted Stock Units (RSU) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005765 · form4.xml · derivative · entry 1

SHANI SHAUL · CIK 0000939974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuers common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:22 UTC
Tamone TanyaDirector
GrantRestricted Stock Units (RSU) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005769 · form4.xml · derivative · entry 1

Tamone Tanya · CIK 0001815375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock.

F2 · derivative.exercise_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:16 UTC GrantRestricted Stock Units (RSU) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005766 · form4.xml · derivative · entry 1

de Beer Mariano · CIK 0001815380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock.

F2 · derivative.exercise_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:20 UTC GrantRestricted Stock Units (RSU) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005767 · form4.xml · derivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock.

F2 · derivative.exercise_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:26 UTC GrantRestricted Stock Units (RSUs) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005774 · form4.xml · derivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:21 UTC GrantRestricted Stock Units (RSU) · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005768 · form4.xml · derivative · entry 1

PRABHU KRISH A · CIK 0001201412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock.

F2 · derivative.exercise_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSU will vest on June 15, 2022 subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:24 UTC GrantRestricted Stock Units · Derivative 14,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005772 · form4.xml · derivative · entry 1

EWING R STEWART JR · CIK 0001202822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

Underlying: Common Stock · 14,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2022, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting") occurs prior to June 15, 2022, and, at such 2022 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2022 Annual Meeting.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

F3 · derivative.expiration_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Tax withholdingCommon Stock 1,081 $8.25 $8,918.25
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,551

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

F2 · balance_after: Amount reflects correction of typographical error of amount shown in Form 4 filed on 3/17/2021. The amount shown on that form should have been 123,132.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:23 UTC
Bruny Steven MEVP Sales, Americas
Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005770 · form4.xml · derivative · entry 3

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:23 UTC
Bruny Steven MEVP Sales, Americas
Tax withholdingCommon Stock 2,925 $8.25 $24,131.25
Disclosure

SEC source: 0001062993-21-005770 · form4.xml · nonDerivative · entry 2

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,138

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:23 UTC
Bruny Steven MEVP Sales, Americas
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005770 · form4.xml · nonDerivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
June 15, 2021 Filed Jun 21, 2021 16:58 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,528 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005827 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested as to one-third on June 17, 2019, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 17, 2022.

F2 · derivative.expiration_date: The RSUs vested as to one-third on June 17, 2019, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 17, 2022.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:27 UTC
LOPEZ MIGUEL AEVP and CFO
PurchaseCommon Stock 100 $6.43 $643.00
Disclosure

SEC source: 0001708055-21-000090 · edgar.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Read SEC document
May 03, 2021 Filed May 5, 2021 20:27 UTC
LOPEZ MIGUEL AEVP and CFO
PurchaseCommon Stock 900 $6.58 $5,920.02
Disclosure

SEC source: 0001708055-21-000090 · edgar.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.55 to $6.64, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:06 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 6,057 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000085 · edgar.xml · derivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

Underlying: Common stock · 6,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 15, 2019, the reporting person was granted 36,338 RSUs. The RSUs vested as to one-third on April 15, 2020 and vested as to one-sixth on each of October 15, 2020 and April 15, 2021. The remaining RSUs will vest in two equal, semi-annual installments through April 15, 2022.

F3 · derivative.expiration_date: On April 15, 2019, the reporting person was granted 36,338 RSUs. The RSUs vested as to one-third on April 15, 2020 and vested as to one-sixth on each of October 15, 2020 and April 15, 2021. The remaining RSUs will vest in two equal, semi-annual installments through April 15, 2022.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:06 UTC Tax withholdingCommon Stock 1,474 $8.45 $12,455.30
Disclosure

SEC source: 0001708055-21-000085 · edgar.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,500

F2 · shares: Reflects shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 21:06 UTC Exercise / conversionCommon Stock 6,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-21-000085 · edgar.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:54 UTC OtherCommon Stock 567 $8.31 $4,711.77
Disclosure

SEC source: 0000019617-21-000268 · primary_doc.xml · nonDerivative · entry 2

JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 49,948,380

Read SEC document
March 31, 2021 Filed Apr 5, 2021 19:54 UTC OtherCommon Stock 567 $8.21 $4,655.07
Disclosure

SEC source: 0000019617-21-000268 · primary_doc.xml · nonDerivative · entry 1

JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 49,948,947

Read SEC document
March 25, 2021 Filed Mar 26, 2021 22:24 UTC
LOPEZ MIGUEL AEVP and CFO
PurchaseCommon Stock 500 $7.86 $3,930.00
Disclosure

SEC source: 0001708055-21-000082 · edgar.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:25 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionRestrcited Stock Units (RSUs) · Derivative 462,963 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000058 · edgar.xml · derivative · entry 3

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On March 16, 2020, the Reporoting Person was awarded 462,963 RSUs which vested in full on March 16, 2021.

F4 · derivative.expiration_date: On March 16, 2020, the Reporoting Person was awarded 462,963 RSUs which vested in full on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:25 UTC
McClelland Bruce WilliamDirector · President & CEO
Tax withholdingCommon Stock 208,796 $8.65 $1,806,085.40
Disclosure

SEC source: 0001708055-21-000058 · edgar.xml · nonDerivative · entry 2

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,963

F2 · shares: Reflects shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:25 UTC
McClelland Bruce WilliamDirector · President & CEO
Exercise / conversionCommon Stock 462,963 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000058 · edgar.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
Exercise / conversionRSUs · Derivative 54,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 7

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,024

Underlying: Common Stock · 54,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F8 · derivative.expiration_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
Tax withholdingCommon Stock 22,307 $8.65 $192,955.55
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,733

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of PSUs.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
Exercise / conversionCommon Stock 54,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:24 UTC Exercise / conversionRSUs · Derivative 30,865 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000057 · edgar.xml · derivative · entry 6

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,728

Underlying: Common Stock · 30,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: On March 16, 2020, the Reporoting Person was awarded 92,593 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F7 · derivative.expiration_date: On March 16, 2020, the Reporoting Person was awarded 92,593 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:24 UTC Tax withholdingCommon Stock 7,482 $8.65 $64,719.30
Disclosure

SEC source: 0001708055-21-000057 · edgar.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,917

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:24 UTC Exercise / conversionCommon Stock 30,865 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000057 · edgar.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:20 UTC
Bruny Steven MEVP, Sales - Americas Region
Exercise / conversionRSUs · Derivative 54,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000054 · edgar.xml · derivative · entry 8

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,024

Underlying: Common Stock · 54,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F9 · derivative.expiration_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:20 UTC
Bruny Steven MEVP, Sales - Americas Region
Exercise / conversionRSUs · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000054 · edgar.xml · derivative · entry 7

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: On March 16, 2020, the Reporting Person was awarded 25,000 RSUs which vested in full on March 16, 2021.

F8 · derivative.expiration_date: On March 16, 2020, the Reporting Person was awarded 25,000 RSUs which vested in full on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:20 UTC
Bruny Steven MEVP, Sales - Americas Region
Tax withholdingCommon Stock 34,678 $8.65 $299,964.70
Disclosure

SEC source: 0001708055-21-000054 · edgar.xml · nonDerivative · entry 2

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,397

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:20 UTC
Bruny Steven MEVP, Sales - Americas Region
Exercise / conversionCommon Stock 79,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000054 · edgar.xml · nonDerivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP, Sales - Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:27 UTC
McCaffery Stephen J.EVP, EMEA and APAC Sales
GrantPSUs · Derivative 16,727 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 4

McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,727

Underlying: Common Stock · 16,727 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:27 UTC
McCaffery Stephen J.EVP, EMEA and APAC Sales
GrantPSUs · Derivative 25,090 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 3

McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,090

Underlying: Common Stock · 25,090 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:27 UTC
McCaffery Stephen J.EVP, EMEA and APAC Sales
GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 2

McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:27 UTC
McCaffery Stephen J.EVP, EMEA and APAC Sales
GrantRestricted Stock Units (RSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 1

McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

F2 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:28 UTC GrantPSUs · Derivative 19,116 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,116

Underlying: Common Stock · 19,116 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:28 UTC GrantPSUs · Derivative 28,674 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,674

Underlying: Common Stock · 28,674 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:28 UTC GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 47,790 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,790

Underlying: Common Stock · 47,790 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:28 UTC GrantRestricted Stock Units (RSUs) · Derivative 47,790 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,790

Underlying: Common Stock · 47,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

F2 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
GrantPSUs · Derivative 16,727 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,727

Underlying: Common Stock · 16,727 shares

Expires not disclosed

F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F7 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F7 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
GrantPSUs · Derivative 25,090 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 5

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,090

Underlying: Common Stock · 25,090 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F6 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F6 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC
Scarfo AnthonyEVP & GM Cloud & Edge
GrantRestricted Stock Units (RSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:21 UTC
LOPEZ MIGUEL AEVP and CFO
GrantPSUs · Derivative 21,505 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000055 · edgar.xml · derivative · entry 4

LOPEZ MIGUEL A · CIK 0001600024 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,505

Underlying: Common Stock · 21,505 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.