Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ribbon Communications Inc.RBBN · Entity 5785 | EVP, Global Sales | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ribbon Communications Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restructed Stock Unites (RSUs)SEC Table II · derivative / convertible security | Direct | 200,000 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 200,000 · Balance 200,000 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029. |
| Performance-Based RSUs (PSUs)SEC Table II · derivative / convertible security | Direct | 120,000 |
Reported balance
After 2026-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-15 · Grant · Acquired 120,000 · Balance 120,000 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. |
| PSUsSEC Table II · derivative / convertible security | Direct | 80,000 |
Reported balance
After 2026-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-15 · Grant · Acquired 80,000 · Balance 80,000 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.
F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029.
F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.
F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARRIS International plc
Report date April 04, 2019 · Filed April 09, 2019
Section 16 reporting ended · disclosed 2019-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 1
1 source rowRow 1 · 2019-04-04 · Disposition to issuer · Disposed 25,588 · Balance 0 F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-04 · Disposition to issuer · Disposed 10,965 · Balance 0 F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-04 · Disposition to issuer · Disposed 18,725 · Balance 0 F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-04 · Disposition to issuer · Disposed 31,050 · Balance 0 F4: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 2,467 |
Reported balance
After 2019-04-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-04 · Disposition to issuer · Disposed 3,016 · Balance 2,467 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-04-04 · Disposition to issuer · Disposed 2,467 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 4,213 |
Reported balance
After 2019-04-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-04-04 · Disposition to issuer · Disposed 5,150 · Balance 4,213 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-04-04 · Disposition to issuer · Disposed 4,213 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 6,986 |
Reported balance
After 2019-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-04-04 · Disposition to issuer · Disposed 8,539 · Balance 6,986 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-04-04 · Disposition to issuer · Disposed 6,986 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.
F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
F4: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.
F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 20:44 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-26-000057 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F4 · derivative.exercise_date: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. F4 · derivative.expiration_date: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:44 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based RSUs (PSUs) · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-26-000057 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. F3 · derivative.expiration_date: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 20:44 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestructed Stock Unites (RSUs) · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-26-000057 · form4.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029. F2 · derivative.expiration_date: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:30 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 43,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-25-000039 · form4.xml · derivative · entry 4 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,202 Underlying: Common Stock · 43,202 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU and PSU converts into common stock on a one-for-one basis. F5 · derivative.exercise_date: The PSUs were awarded on October 31, 2025. The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the period beginning on the grant date and ending December 31, 2028. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in column 3 of Table II. The number of PSUs reported in column 3 of Table II reflects achievement at the target level of performance. The PSUs will vest on May 15, 2029. F5 · derivative.expiration_date: The PSUs were awarded on October 31, 2025. The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the period beginning on the grant date and ending December 31, 2028. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in column 3 of Table II. The number of PSUs reported in column 3 of Table II reflects achievement at the target level of performance. The PSUs will vest on May 15, 2029. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:30 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based RSUs (PSUs) · Derivative | 64,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-25-000039 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,804 Underlying: Common Stock · 64,804 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU and PSU converts into common stock on a one-for-one basis. F4 · derivative.exercise_date: The PSUs were awarded on October 31, 2025. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the three fiscal years ending December 31, 2025, 2026 and 2027. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in column 3 of Table II. The number of PSUs reported in column 3 of Table II reflects achievement at the target level of performance. The PSUs will vest on May 15, 2028. F4 · derivative.expiration_date: The PSUs were awarded on October 31, 2025. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the three fiscal years ending December 31, 2025, 2026 and 2027. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in column 3 of Table II. The number of PSUs reported in column 3 of Table II reflects achievement at the target level of performance. The PSUs will vest on May 15, 2028. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:30 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRSUs · Derivative | 108,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-25-000039 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,006 Underlying: Common Stock · 108,006 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU and PSU converts into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs were awarded on October 31, 2025 and vest as to 36,002 shares on the first anniversary of the date of grant, with the remaining RSUs vesting in four equal semi-annual installments thereafter through October 31, 2028. F3 · derivative.expiration_date: The RSUs were awarded on October 31, 2025 and vest as to 36,002 shares on the first anniversary of the date of grant, with the remaining RSUs vesting in four equal semi-annual installments thereafter through October 31, 2028. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:30 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 432,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-25-000039 · form4.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Global Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,027 Underlying: Common Stock · 432,027 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU and PSU converts into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were awarded on October 31, 2025 and vest as to 108,007 shares on the first anniversary of the date of grant, with the remaining RSUs vesting in six equal semi-annual installments thereafter through October 31, 2029. F2 · derivative.expiration_date: The RSUs were awarded on October 31, 2025 and vest as to 108,007 shares on the first anniversary of the date of grant, with the remaining RSUs vesting in six equal semi-annual installments thereafter through October 31, 2029. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 Underlying: Common Stock · 6,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 3,362 | $3.10 | $10,422.20 |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · nonDerivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,025 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 6,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:53 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSU · Derivative | 96,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015193 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135 Underlying: Common Stock · 96,135 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:53 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSU · Derivative | 45,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015193 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,016 Underlying: Common Stock · 45,016 shares Expires not disclosed F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F2 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:53 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Unit (PSU) · Derivative | 67,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015193 · form4.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,524 Underlying: Common Stock · 67,524 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:45 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSU) · Derivative | 112,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010533 · form4.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,179 Underlying: Common Stock · 112,179 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025. F2 · derivative.expiration_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:59 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 13,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007812 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,877 Underlying: Common Stock · 13,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. F3 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:59 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 6,551 | $2.81 | $18,408.31 |
DisclosureSEC source: 0001062993-22-007812 · form4.xml · nonDerivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,418 F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:59 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 13,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-007812 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:31 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 73,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001291 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP EMEAS and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuers common stock. RSUs convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vested in full on January 15, 2022. F3 · derivative.expiration_date: The RSU vested in full on January 15, 2022. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:31 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 34,609 | $5.86 | $202,808.74 |
DisclosureSEC source: 0001062993-22-001291 · form4.xml · nonDerivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP EMEAS and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,029 F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:31 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 73,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001291 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP EMEAS and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuers common stock. RSUs convert to common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 16,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 4 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,727 Underlying: Common Stock · 16,727 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 25,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,090 Underlying: Common Stock · 25,090 shares Expires not disclosed F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 41,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,817 Underlying: Common Stock · 41,817 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 41,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000060 · edgar.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,817 Underlying: Common Stock · 41,817 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 22, 2021 22:41 UTC Amendment | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 13,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000078 · edgar.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,939 Underlying: Common Stock · 13,939 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F2 · shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F2 · derivative.underlying_shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. F2 · balance_after: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 23:57 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units ("RSUs") · Derivative | 73,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000004 · edgar.xml · derivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, EMEA and APAC Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,638 Underlying: Common Stock · 73,638 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in full on January 15, 2022. F2 · derivative.expiration_date: The RSUs will vest in full on January 15, 2022. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 6,986 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 10 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,986 shares Expires 2022-03-30 F6 · price: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. F6 · derivative.exercise_date: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 8,539 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 9 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,986 Underlying: Ordinary Shares · 8,539 shares Expires 2022-03-30 F5 · price: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F5 · derivative.exercise_date: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 4,213 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 8 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,213 shares Expires 2021-03-29 F6 · price: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. F6 · derivative.exercise_date: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 5,150 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 7 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Ordinary Shares · 5,150 shares Expires 2021-03-29 F5 · price: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F5 · derivative.exercise_date: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 2,467 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 6 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,467 shares Expires 2020-07-07 F6 · price: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. F6 · derivative.exercise_date: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 3,016 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 5 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,467 Underlying: Ordinary Shares · 3,016 shares Expires 2020-07-07 F5 · price: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F5 · derivative.exercise_date: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 31,050 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 4 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 31,050 shares Expires not disclosed F4 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F4 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 18,725 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 18,725 shares Expires not disclosed F2 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F2 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 10,965 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,965 shares Expires not disclosed F2 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F2 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:30 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerOrdinary Shares | 25,588 | $31.75 | $812,419.00 |
DisclosureSEC source: 0001127602-19-015057 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 3,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 7 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,525 Underlying: Ordinary Shares · 3,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 2,714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 6 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,363 Underlying: Ordinary Shares · 2,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 1,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 5 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 2,174 | $31.64 Strike: $0.00 | $68,785.36 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 4 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,526 Underlying: Ordinary Shares · 2,174 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,967 | $31.64 Strike: $0.00 | $62,235.88 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,077 Underlying: Ordinary Shares · 1,967 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,265 | $31.64 Strike: $0.00 | $40,024.60 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745 Underlying: Ordinary Shares · 1,265 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:31 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 7,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013036 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 23:55 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 1,589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023049 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,483 Underlying: Ordinary Shares · 1,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 23:55 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,152 | $25.27 Strike: $0.00 | $29,111.04 |
DisclosureSEC source: 0001127602-18-023049 · form4.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,072 Underlying: Ordinary Shares · 1,152 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 23:55 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023049 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| March 30, 2018 Filed Apr 6, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | GrantRestricted Shares (T) 180330 · Derivative | 20,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000581 · form4-04052018_090419.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,700 Underlying: Ordinary Shares · 20,700 shares Expires not disclosed F3 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F2 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 30, 2018 Filed Apr 6, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | GrantRestricted Shares (P) 180330 · Derivative | 41,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000581 · form4-04052018_090419.xml · derivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,400 Underlying: Ordinary Shares · 41,400 shares Expires not disclosed F1 · security: Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. F2 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 170329 · Derivative | 1,967 | $26.27 Strike: $0.00 | $51,673.09 |
DisclosureSEC source: 0001415889-18-000519 · form4-04022018_090431.xml · derivative · entry 6 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,044 Underlying: Ordinary Shares · 16,011 shares Expires not disclosed F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 170329 · Derivative | 2,714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000519 · form4-04022018_090431.xml · derivative · entry 5 McCaffery Stephen J. · CIK 0001690129 · PRESIDENT, INTERNATIONAL SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,011 Underlying: Ordinary Shares · 18,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.