Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC |
McCaffery Stephen J.EVP, Sales EMEA and APAC
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 Underlying: Common Stock · 6,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC |
McCaffery Stephen J.EVP, Sales EMEA and APAC
|
Tax withholdingCommon Stock | 3,362 | $3.10 | $10,422.20 |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · nonDerivative · entry 2 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,025 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:10 UTC |
McCaffery Stephen J.EVP, Sales EMEA and APAC
|
Exercise / conversionCommon Stock | 6,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019708 · form4.xml · nonDerivative · entry 1 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,894 Underlying: Common Stock · 7,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Tax withholdingCommon Stock | 2,575 | $3.10 | $7,982.50 |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,311 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. F3 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Exercise / conversionCommon Stock | 7,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · shares: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 18:12 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019709 · form4.xml · derivative · entry 5 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 Underlying: Common Stock · 6,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 18:12 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Tax withholdingCommon Stock | 1,696 | $3.10 | $5,257.60 |
DisclosureSEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 2 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,411 F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 18:12 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Exercise / conversionCommon Stock | 6,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 1 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 8,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019704 · form4.xml · derivative · entry 3 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,881 Underlying: Common Stock · 8,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Tax withholdingCommon Stock | 2,909 | $3.10 | $9,017.90 |
DisclosureSEC source: 0001062993-22-019704 · form4.xml · nonDerivative · entry 2 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,244 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F3 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Exercise / conversionCommon Stock | 8,961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019704 · form4.xml · nonDerivative · entry 1 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:12 UTC |
Marmurek Eric SSVP, Finance & CAO
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 4,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019707 · form4.xml · derivative · entry 5 Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,349 Underlying: Common Stock · 4,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis. F1 · price: RSUs convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F3 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:12 UTC |
Marmurek Eric SSVP, Finance & CAO
|
Tax withholdingCommon Stock | 1,002 | $3.10 | $3,106.20 |
DisclosureSEC source: 0001062993-22-019707 · form4.xml · nonDerivative · entry 2 Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,500 F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:12 UTC |
Marmurek Eric SSVP, Finance & CAO
|
Exercise / conversionCommon Stock | 4,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019707 · form4.xml · nonDerivative · entry 1 Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert to Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
Bucci SamEVP & GM IP Optical Networks
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019703 · form4.xml · derivative · entry 5 Bucci Sam · CIK 0001824854 · EVP & GM IP Optical Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,894 Underlying: Common Stock · 7,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested as to one third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F3 · derivative.expiration_date: The RSUs vested as to one third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
Bucci SamEVP & GM IP Optical Networks
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 16,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019703 · form4.xml · derivative · entry 4 Bucci Sam · CIK 0001824854 · EVP & GM IP Optical Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,411 Underlying: Common Stock · 16,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on September 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2023. F2 · derivative.expiration_date: The RSUs vested as to one-third on September 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2023. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
Bucci SamEVP & GM IP Optical Networks
|
Tax withholdingCommon Stock | 13,205 | $3.10 | $40,935.50 |
DisclosureSEC source: 0001062993-22-019703 · form4.xml · nonDerivative · entry 3 Bucci Sam · CIK 0001824854 · EVP & GM IP Optical Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,860 F4 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
Bucci SamEVP & GM IP Optical Networks
|
Exercise / conversionCommon Stock | 7,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019703 · form4.xml · nonDerivative · entry 2 Bucci Sam · CIK 0001824854 · EVP & GM IP Optical Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The RSUs vested as to one third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert to Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:09 UTC |
Bucci SamEVP & GM IP Optical Networks
|
Exercise / conversionCommon Stock | 16,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019703 · form4.xml · nonDerivative · entry 1 Bucci Sam · CIK 0001824854 · EVP & GM IP Optical Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The RSUs vested as to one-third on September 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2023. F1 · price: RSUs convert to Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:08 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019701 · form4.xml · derivative · entry 5 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 Underlying: Common Stock · 6,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:08 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Tax withholdingCommon Stock | 2,133 | $3.10 | $6,612.30 |
DisclosureSEC source: 0001062993-22-019701 · form4.xml · nonDerivative · entry 2 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,204 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F3 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:08 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Exercise / conversionCommon Stock | 6,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019701 · form4.xml · nonDerivative · entry 1 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert into common stock on a one-for one basis. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 11:52 UTC |
Swarth Investments Ltd.10% owner
|
PurchaseCommon Stock | 1,639,344 | $3.05 | $4,999,999.20 |
DisclosureSEC source: 0000950103-22-014172 · dp178845_4-siltd.xml · nonDerivative · entry 1 Swarth Investments Ltd. · CIK 0001805595 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,435,739 F1 · shares: On August 12, 2022, the Reporting Person and the Issuer entered into a Securities Purchase Agreement (the "Purchase Agreement") among the Reporting Person, the Issuer and the other parties listed on the signature pages thereto, pursuant to which the Issuer issued, in the aggregate, 17,071,311 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") in a private placement transaction. Of the 17,071,311 shares of Common Stock issued under the Purchase Agreement, the Reporting Person acquired 1,639,344 shares of Common Stock. The transactions contemplated by the Purchase Agreement closed on August 16, 2022, at which time the Common Stock was issued to the Reporting Person and the other purchasers. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:24 UTC |
JPMORGAN CHASE & CO10% owner
|
PurchaseCommon Stock | 1,639,344 | $3.05 | $4,999,999.20 |
DisclosureSEC source: 0000019617-22-000457 · primary_doc.xml · nonDerivative · entry 2 JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 51,594,927 Read SEC document |
| August 11, 2022 Filed Aug 16, 2022 22:24 UTC |
JPMORGAN CHASE & CO10% owner
|
PurchaseCommon Stock | 3,329 | $3.28 | $10,919.12 |
DisclosureSEC source: 0000019617-22-000457 · primary_doc.xml · nonDerivative · entry 1 JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 49,955,583 Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:53 UTC |
GRAYSON BRUNS HDirector
|
GrantCommon Stock | 12,335 | $3.04 | $37,498.40 |
DisclosureSEC source: 0001062993-22-016513 · form4.xml · nonDerivative · entry 1 GRAYSON BRUNS H · CIK 0001204899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,407 F1 · date: Represents shares issued in lieu of receipt of cash fees for service on the Board of Directors and committees thereof. F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Board of Directors and committees thereof. F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:53 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 16,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016512 · form4.xml · derivative · entry 3 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,185 Underlying: Common Stock · 16,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units vested on July 15, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through July 15, 2023. F3 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units vested on July 15, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through July 15, 2023. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:53 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Tax withholdingCommon Stock | 5,928 | $3.18 | $18,851.04 |
DisclosureSEC source: 0001062993-22-016512 · form4.xml · nonDerivative · entry 2 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,192 F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:53 UTC |
LOPEZ MIGUEL AEVP, CFO
|
Exercise / conversionCommon Stock | 16,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016512 · form4.xml · nonDerivative · entry 1 LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023. F3 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Tax withholdingCommon Stock | 10,205 | $2.77 | $28,267.85 |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,921 F2 · shares: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F2 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC |
Macken Patrick WEVP, Chief Legal Officer
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 17:53 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Exercise / conversionRSUs · Derivative | 13,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015192 · form4.xml · derivative · entry 6 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The RSUs vested over three years following the date of grant and are now fully vested. F6 · derivative.exercise_date: The RSUs vested over three years following the date of grant and are now fully vested. F6 · derivative.expiration_date: The RSUs vested over three years following the date of grant and are now fully vested. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 17:53 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Tax withholdingCommon Stock | 3,768 | $2.76 | $10,399.68 |
DisclosureSEC source: 0001062993-22-015192 · form4.xml · nonDerivative · entry 2 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,138 F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 17:53 UTC |
Scarfo AnthonyEVP & GM, Cloud & Edge BU
|
Exercise / conversionCommon Stock | 13,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015192 · form4.xml · nonDerivative · entry 1 Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 21:54 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Exercise / conversionRSUs · Derivative | 13,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015194 · form4.xml · derivative · entry 6 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: The RSUs vested over three years following the date of grant and are now fully vested. F6 · derivative.expiration_date: The RSUs vested over three years following the date of grant and are now fully vested. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 21:54 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Tax withholdingCommon Stock | 4,952 | $2.76 | $13,667.52 |
DisclosureSEC source: 0001062993-22-015194 · form4.xml · nonDerivative · entry 2 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,368 F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 21:54 UTC |
Bruny Steven MEVP Sales, Americas Region
|
Exercise / conversionCommon Stock | 13,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015194 · form4.xml · nonDerivative · entry 1 Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:38 UTC |
SHANI SHAULDirector
|
GrantRSU · Derivative | 38,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015180 · form4.xml · derivative · entry 3 SHANI SHAUL · CIK 0000939974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,585 Underlying: Common Stock · 38,585 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuers common stock. F3 · derivative.exercise_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. F3 · derivative.expiration_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:38 UTC |
SHANI SHAULDirector
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 14,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015180 · form4.xml · derivative · entry 2 SHANI SHAUL · CIK 0000939974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuers common stock. F2 · derivative.exercise_date: The RSUs was awarded on June 15, 2021 and vested in full on June 15, 2022. F2 · derivative.expiration_date: The RSUs was awarded on June 15, 2021 and vested in full on June 15, 2022. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:38 UTC |
SHANI SHAULDirector
|
Exercise / conversionCommon Stock | 14,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015180 · form4.xml · nonDerivative · entry 1 SHANI SHAUL · CIK 0000939974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuers common stock. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:37 UTC |
Tamone TanyaDirector
|
GrantRSU · Derivative | 38,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015179 · form4.xml · derivative · entry 3 Tamone Tanya · CIK 0001815375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,585 Underlying: Common Stock · 38,585 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. F3 · derivative.exercise_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. F3 · derivative.expiration_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:37 UTC |
Tamone TanyaDirector
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 14,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015179 · form4.xml · derivative · entry 2 Tamone Tanya · CIK 0001815375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. F2 · derivative.exercise_date: The RSU was awarded on June 15, 2021 and vested in full on June 15, 2022. F2 · derivative.expiration_date: The RSU was awarded on June 15, 2021 and vested in full on June 15, 2022. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:37 UTC |
Tamone TanyaDirector
|
Exercise / conversionCommon Stock | 14,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015179 · form4.xml · nonDerivative · entry 1 Tamone Tanya · CIK 0001815375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 17:35 UTC |
de Beer MarianoDirector
|
GrantRSU · Derivative | 38,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015178 · form4.xml · derivative · entry 4 de Beer Mariano · CIK 0001815380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,585 Underlying: Common Stock · 38,585 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. F4 · derivative.exercise_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. F4 · derivative.expiration_date: The RSUs will vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") occurs prior to June 15, 2023, and, at such 2023 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2023 Annual Meeting. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 17:35 UTC |
de Beer MarianoDirector
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 14,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015178 · form4.xml · derivative · entry 3 de Beer Mariano · CIK 0001815380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. F3 · derivative.exercise_date: The RSU was awarded on June 15, 2021 and vested in full on June 15, 2022. F3 · derivative.expiration_date: The RSU was awarded on June 15, 2021 and vested in full on June 15, 2022. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 17:35 UTC |
de Beer MarianoDirector
|
Tax withholdingCommon Stock | 4,439 | $2.65 | $11,763.35 |
DisclosureSEC source: 0001062993-22-015178 · form4.xml · nonDerivative · entry 2 de Beer Mariano · CIK 0001815380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,321 F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 17:35 UTC |
de Beer MarianoDirector
|
Exercise / conversionCommon Stock | 14,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015178 · form4.xml · nonDerivative · entry 1 de Beer Mariano · CIK 0001815380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of Ribbon Communications, Inc. common stock. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:53 UTC |
McCaffery Stephen J.EVP, Sales EMEA and APAC
|
GrantPSU · Derivative | 96,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015193 · form4.xml · derivative · entry 3 McCaffery Stephen J. · CIK 0001690129 · EVP, Sales EMEA and APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135 Underlying: Common Stock · 96,135 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.