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Ultragenyx Pharmaceutical Inc.

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Tapewire entity
4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2023 Filed Oct 24, 2023 21:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 39,878 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001209191-23-053487 · doc4.xml · derivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,878 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on the first anniversary of the grant date of the option and 1/48th of the shares thereafter such that the option fully vested on the fourth anniversary of the grant date.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 21:22 UTC SaleCommon Stock 39,878 $32.78 $1,307,200.84
Disclosure

SEC source: 0001209191-23-053487 · doc4.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,860

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.09 to $33.18 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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October 23, 2023 Filed Oct 24, 2023 21:22 UTC Exercise / conversionCommon Stock 39,878 $6.86 $273,563.08
Disclosure

SEC source: 0001209191-23-053487 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 286,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:14 UTC
KAKKIS EMIL DDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 47,853 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001209191-23-053351 · doc4.xml · derivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,853 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on the first anniversary of the grant date of the option and 1/48th of the shares thereafter such that the option fully vested on the fourth anniversary of the grant date.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:14 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 47,853 $33.52 $1,604,032.56
Disclosure

SEC source: 0001209191-23-053351 · doc4.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,743

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.57 to $34.45 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 567 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2023.

F4 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:14 UTC
KAKKIS EMIL DDirector · President & CEO
Exercise / conversionCommon Stock 47,853 $6.86 $328,271.58
Disclosure

SEC source: 0001209191-23-053351 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 16:50 UTC
Horn HowardChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 140,469 $0.00 Strike: $35.68 $0.00
Disclosure

SEC source: 0001209191-23-052466 · doc4.xml · derivative · entry 2

Horn Howard · CIK 0001786335 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,469

Underlying: Common Stock · 140,469 shares

Expires 2033-10-09

F2 · derivative.exercise_date: The option shall vest with respect to 1/4th of the shares on the first anniversary of the grant date of the option and 1/48th of the shares initially subject to the option shall continue to vest on each month such that the option will fully vest on the fourth anniversary of the grant date.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 16:50 UTC
Horn HowardChief Financial Officer
GrantCommon Stock 80,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052466 · doc4.xml · nonDerivative · entry 1

Horn Howard · CIK 0001786335 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,336

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's Employment Inducement Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 18:16 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 2,351 $0.00 Strike: $67.37 $0.00
Disclosure

SEC source: 0001209191-23-050841 · doc4.xml · derivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,351

Underlying: Common Stock · 2,351 shares

Expires 2027-03-01

F2 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted an option to purchase 2,351 shares of common stock. The option vests upon the achievement of specified performance criteria. Upon achievement of the performance criteria, 1/3 of the option vests on the date of certification by the Issuer's compensation committee of achievement of the performance criteria, 1/3 of the option vests on March 1, 2024 and 1/3 of the option vests on March 1, 2025. On September 27, 2023, the Issuer's compensation committee certified achievement of the performance criteria for the option, resulting in the vesting of the option of 784 shares on that date.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 18:15 UTC
Crombez EricEVP and Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 2,351 $0.00 Strike: $67.37 $0.00
Disclosure

SEC source: 0001209191-23-050840 · doc4.xml · derivative · entry 2

Crombez Eric · CIK 0001653052 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,351

Underlying: Common Stock · 2,351 shares

Expires 2027-03-01

F2 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted an option to purchase 2,351 shares of common stock. The option vests upon the achievement of specified performance criteria. Upon achievement of the performance criteria, 1/3 of the option vests on the date of certification by the Issuer's compensation committee of achievement of the performance criteria, 1/3 of the option vests on March 1, 2024 and 1/3 of the option vests on March 1, 2025. On September 27, 2023, the Issuer's compensation committee certified achievement of the performance criteria for the option, resulting in the vesting of the option of 784 shares on that date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 17:52 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-23-048905 · doc4.xml · derivative · entry 4

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 2,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from January 29, 2014 and then 1/48th of the option vested monthly thereafter.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 17:52 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
SaleCommon Stock 163 $38.34 $6,249.42
Disclosure

SEC source: 0001209191-23-048905 · doc4.xml · nonDerivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,614

F2 · balance_after: Includes previously reported shares of common stock underlying restricted stock units granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 17:52 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
SaleCommon Stock 2,000 $41.00 $82,000.00
Disclosure

SEC source: 0001209191-23-048905 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,777

Read SEC document
September 07, 2023 Filed Sep 11, 2023 17:52 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 2,000 $21.00 $42,000.00
Disclosure

SEC source: 0001209191-23-048905 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:51 UTC
Harris ErikEVP & Chief Commercial Officer
SaleCommon Stock 6,000 $37.96 $227,760.00
Disclosure

SEC source: 0001209191-23-048491 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,281

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.95 to $38.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying restricted stock units granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:50 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
SaleCommon Stock 87 $38.23 $3,326.01
Disclosure

SEC source: 0001209191-23-048489 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,777

F2 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: The total amount of securities beneficially owned by the Reporting Person reflected in Table 1, Column 5 of this Form 4 reflects the correction of a typographical error in a previously filed Form 4 filed on April 18, 2023 ("April 2023 Form 4"). The corrected total amount of securities beneficially owned by the Reporting Person in Table 1, Column 5 of the April 2023 Form 4 is 21,520. The corrected total amount of securities beneficially owned by the Reported Person in Table 1, Column 5 of the Form 4 filed on behalf of the Reporting Person on May 10, 2023 is 24,747.

F4 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:50 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
SaleCommon Stock 883 $37.04 $32,706.32
Disclosure

SEC source: 0001209191-23-048489 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,864

F1 · shares: The sale reported on this row of the Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 18:34 UTC SaleCommon Stock 585 $46.76 $27,354.60
Disclosure

SEC source: 0001209191-23-040269 · doc4.xml · nonDerivative · entry 1

Sanders Corazon (Corsee) D. · CIK 0001796536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,985

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 22:17 UTC
Harris ErikEVP & Chief Commercial Officer
SaleCommon Stock 305 $48.20 $14,701.00
Disclosure

SEC source: 0001209191-23-038885 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,281

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 242 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2023.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 18:31 UTC SaleCommon Stock 1,485 $51.65 $76,700.25
Disclosure

SEC source: 0001209191-23-035690 · doc4.xml · nonDerivative · entry 2

Sanders Corazon (Corsee) D. · CIK 0001796536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,570

F2 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 14:33 UTC
Ray AmritDirector
GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035692 · doc4.xml · derivative · entry 2

Ray Amrit · CIK 0001924797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 14:33 UTC
Ray AmritDirector
GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035692 · doc4.xml · nonDerivative · entry 1

Ray Amrit · CIK 0001924797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,280

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:28 UTC GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035686 · doc4.xml · derivative · entry 2

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:28 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035686 · doc4.xml · nonDerivative · entry 1

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,605

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:29 UTC GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035687 · doc4.xml · derivative · entry 2

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:29 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035687 · doc4.xml · nonDerivative · entry 1

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,730

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 14:30 UTC GrantCommon Stock · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035688 · doc4.xml · derivative · entry 2

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 14:30 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035688 · doc4.xml · nonDerivative · entry 1

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,605

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:32 UTC GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035691 · doc4.xml · derivative · entry 3

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F3 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:32 UTC Disposition to issuerCommon Stock 3,300 $51.82 $171,006.00
Disclosure

SEC source: 0001209191-23-035691 · doc4.xml · nonDerivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,055

F2 · shares: Shares were acquired upon the vesting of a previously reported RSU and were disposed of to permit the cash value of the awards to be credited to the deferred compensation plan account of the Reporting Person.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:32 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035691 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,355

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:31 UTC GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035690 · doc4.xml · derivative · entry 3

Sanders Corazon (Corsee) D. · CIK 0001796536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F3 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:31 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035690 · doc4.xml · nonDerivative · entry 1

Sanders Corazon (Corsee) D. · CIK 0001796536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,055

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:30 UTC GrantStock Option (Right to Buy) · Derivative 7,110 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0001209191-23-035689 · doc4.xml · derivative · entry 2

SULIMAN SHEHNAAZ · CIK 0001713070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Common Stock · 7,110 shares

Expires 2033-06-07

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 18:30 UTC GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035689 · doc4.xml · nonDerivative · entry 1

SULIMAN SHEHNAAZ · CIK 0001713070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,855

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 7, 2024.

Read SEC document
May 18, 2023 Filed May 19, 2023 17:54 UTC SaleCommon Stock 2,012 $50.00 $100,600.00
Disclosure

SEC source: 0001209191-23-030931 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,744

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

F2 · balance_after: Includes 596 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2023.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:09 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-23-028585 · doc4.xml · derivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 3,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from January 29, 2014 and then 1/48th of the option vested monthly thereafter.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:09 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 3,000 $21.00 $63,000.00
Disclosure

SEC source: 0001209191-23-028585 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 227 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2023.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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May 04, 2023 Filed May 5, 2023 18:16 UTC
Parschauer Karah HerdmanEVP and Chief Legal Officer
SaleCommon Stock 4,378 $45.00 $197,010.00
Disclosure

SEC source: 0001209191-23-027601 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,982

F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person prior to February 27, 2023.

F2 · balance_after: Includes 221 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2023.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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May 01, 2023 Filed May 2, 2023 22:18 UTC
Crombez EricEVP and Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 8,362 $0.00 Strike: $44.03 $0.00
Disclosure

SEC source: 0001209191-23-026692 · doc4.xml · derivative · entry 2

Crombez Eric · CIK 0001653052 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,362

Underlying: Common Stock · 8,362 shares

Expires 2033-05-01

F3 · derivative.exercise_date: The option shall vest with respect to 1/4th of the shares on the first anniversary of the grant date of the option and 1/48th of the shares initially subject to the option shall continue to vest on each month such that the option will fully vest on the fourth anniversary of the grant date.

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May 01, 2023 Filed May 2, 2023 22:18 UTC
Crombez EricEVP and Chief Medical Officer
GrantCommon Stock 4,658 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026692 · doc4.xml · nonDerivative · entry 1

Crombez Eric · CIK 0001653052 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,512

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 16, 2023 Filed Apr 18, 2023 20:57 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Disposition to issuerCommon Stock 181 $38.20 $6,914.20
Disclosure

SEC source: 0001209191-23-024685 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,520

F2 · shares: Shares were acquired upon the partial vesting of a previously reported RSU and were sold to permit the cash value of the awards to be credited to the deferred compensation plan account of the Reporting Person

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 16, 2023 Filed Apr 18, 2023 20:57 UTC
Huizenga Theodore AlanSVP, Chief Accounting Officer
Tax withholdingCommon Stock 14 $38.20 $534.80
Disclosure

SEC source: 0001209191-23-024685 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,701

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

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March 01, 2023 Filed Mar 4, 2023 00:57 UTC GrantStock Option (Right to Buy) · Derivative 39,400 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-23-016046 · doc4.xml · derivative · entry 5

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,400

Underlying: Common Stock · 39,400 shares

Expires 2033-03-01

F6 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2023 Filed Mar 4, 2023 00:57 UTC Disposition to issuerCommon Stock 3,394 $45.65 $154,936.10
Disclosure

SEC source: 0001209191-23-016046 · doc4.xml · nonDerivative · entry 4

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,860

F4 · shares: Shares were acquired upon the partial vesting of a previously reported RSU and were sold to permit the cash value of the awards to be credited to the deferred compensation plan account of the Reporting Person

F5 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2023 Filed Mar 4, 2023 00:57 UTC SaleCommon Stock 1,968 $45.27 $89,091.36
Disclosure

SEC source: 0001209191-23-016046 · doc4.xml · nonDerivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,254

F3 · shares: Represents shares sold to pay required tax withholdings due to the vesting of RSUs.

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March 01, 2023 Filed Mar 4, 2023 00:57 UTC GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016046 · doc4.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,222

F2 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

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March 01, 2023 Filed Mar 4, 2023 00:57 UTC GrantCommon Stock 2,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016046 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,222

F1 · shares: Represents shares of common stock which previously granted performance stock units were converted on March 1, 2023 upon certification of the performance metric.

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March 01, 2023 Filed Mar 4, 2023 00:52 UTC
KAKKIS EMIL DDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 83,500 $0.00 Strike: $45.65 $0.00
Disclosure

SEC source: 0001209191-23-016041 · doc4.xml · derivative · entry 5

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Underlying: Common Stock · 83,500 shares

Expires 2033-03-01

F6 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2023 Filed Mar 4, 2023 00:52 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 16,140 $45.65 $736,791.00
Disclosure

SEC source: 0001209191-23-016041 · doc4.xml · nonDerivative · entry 3

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,176

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F4 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F5 · balance_after: Reflects transfer of directly owned shares of common stock from the Reporting Person to a trust indirectly held by the Reporting Person that have taken place since the most recent prior report on Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.