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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2017 Filed Jul 17, 2017 20:24 UTC Tax withholdingCommon Stock 705 $64.36 $45,373.80
Disclosure

SEC source: 0001209191-17-045345 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,883

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:28 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041476 · doc4.xml · derivative · entry 2

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:28 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041476 · doc4.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041478 · doc4.xml · derivative · entry 2

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:30 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041478 · doc4.xml · nonDerivative · entry 1

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:20 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041468 · doc4.xml · derivative · entry 2

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:20 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041468 · doc4.xml · nonDerivative · entry 1

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:21 UTC
Ekman LarsDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041470 · doc4.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:21 UTC
Ekman LarsDirector
GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041470 · doc4.xml · nonDerivative · entry 1

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 19:26 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041474 · doc4.xml · derivative · entry 2

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 19:26 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041474 · doc4.xml · nonDerivative · entry 1

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:24 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041472 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:24 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041472 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,069

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:17 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $65.66 $0.00
Disclosure

SEC source: 0001209191-17-041466 · doc4.xml · derivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 22, 2017 23:17 UTC GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041466 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,860

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 22, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:23 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 705 $63.38 $44,682.90
Disclosure

SEC source: 0001209191-17-041204 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:12 UTC Tax withholdingCommon Stock 376 $56.61 $21,285.36
Disclosure

SEC source: 0001209191-17-036971 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,228

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:14 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 1,006 $56.61 $56,949.66
Disclosure

SEC source: 0001209191-17-036973 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,569

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:09 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 376 $56.61 $21,285.36
Disclosure

SEC source: 0001209191-17-036967 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,470

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:18 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
Tax withholdingCommon Stock 320 $56.61 $18,115.20
Disclosure

SEC source: 0001209191-17-036979 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 407 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:16 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 282 $56.61 $15,964.02
Disclosure

SEC source: 0001209191-17-036975 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,939

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 01:11 UTC Tax withholdingCommon Stock 282 $56.61 $15,964.02
Disclosure

SEC source: 0001209191-17-036969 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 375 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
May 26, 2017 Filed May 26, 2017 22:34 UTC
Huizenga Theodore AlanVP, Controller and PAO
SaleCommon Stock 480 $57.46 $27,580.80
Disclosure

SEC source: 0001209191-17-036024 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
May 21, 2017 Filed May 22, 2017 22:59 UTC Tax withholdingCommon Stock 414 $57.47 $23,792.58
Disclosure

SEC source: 0001209191-17-034484 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,604

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 228 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
May 21, 2017 Filed May 22, 2017 23:04 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 1,072 $57.47 $61,607.84
Disclosure

SEC source: 0001209191-17-034491 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,575

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
May 21, 2017 Filed May 22, 2017 23:02 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 414 $57.47 $23,792.58
Disclosure

SEC source: 0001209191-17-034488 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,846

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 373 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
May 21, 2017 Filed May 22, 2017 22:56 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 166 $57.47 $9,540.02
Disclosure

SEC source: 0001209191-17-034480 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,846

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 303 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:38 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 705 $61.08 $43,061.40
Disclosure

SEC source: 0001209191-17-030641 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

F2 · balance_after: Includes 131 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:18 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $58.59 $0.00
Disclosure

SEC source: 0001209191-17-026421 · doc4.xml · derivative · entry 1

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-04-06

F1 · derivative.exercise_date: The option shall vest with respect to 1/36th of the shares monthly such that the options shall be fully vested on the third anniversary of the grant date.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 22:04 UTC
Huizenga Theodore AlanController and PAO
SaleCommon Stock 2,500 $86.34 $215,845.00
Disclosure

SEC source: 0001209191-17-019902 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.12 to $86.71 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:36 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-17-017612 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,163

Underlying: Common Stock · 12,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:36 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 12,000 $90.10 $1,081,176.00
Disclosure

SEC source: 0001209191-17-017612 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,887

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.34 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:36 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 12,000 $0.82 $9,780.00
Disclosure

SEC source: 0001209191-17-017612 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:47 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016073 · doc4.xml · derivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:47 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016073 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,790

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:42 UTC
KAKKIS EMIL DDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 78,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016065 · doc4.xml · derivative · entry 3

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:42 UTC
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016065 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,647

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:57 UTC
Sharp ShaliniCFO & Executive Vice President
GrantStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016085 · doc4.xml · derivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:57 UTC
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016085 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,887

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:54 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016080 · doc4.xml · derivative · entry 2

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:54 UTC GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016080 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2017 Filed Mar 1, 2017 22:51 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016077 · doc4.xml · derivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2017 Filed Mar 1, 2017 22:51 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016077 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2017 Filed Mar 1, 2017 22:39 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantEmployee Stock Option (RIght to Buy) · Derivative 15,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016059 · doc4.xml · derivative · entry 2

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2017 Filed Mar 1, 2017 22:39 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016059 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,795

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2017 Filed Mar 1, 2017 22:36 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016051 · doc4.xml · derivative · entry 2

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2017 Filed Mar 1, 2017 22:36 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016051 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,960

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2017 Filed Mar 2, 2017 21:06 UTC
Huizenga Theodore AlanController and PAO
GrantEmployee Stock Option (Right to Buy) · Derivative 6,450 $0.00 Strike: $88.80 $0.00
Disclosure

SEC source: 0001209191-17-016513 · doc4.xml · derivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Underlying: Common Stock · 6,450 shares

Expires 2027-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2017 Filed Mar 2, 2017 21:06 UTC
Huizenga Theodore AlanController and PAO
GrantCommon Stock 1,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016513 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,209

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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February 27, 2017 Filed Feb 28, 2017 22:27 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-17-015378 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

Underlying: Common Stock · 12,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.