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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2019 Filed Feb 2, 2019 00:25 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $48.85 $0.00
Disclosure

SEC source: 0001209191-19-006617 · doc4.xml · derivative · entry 1

SULIMAN SHEHNAAZ · CIK 0001713070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The option shall vest with respect to 1/36th of the shares monthly such that the option shall be fully vested on the third anniversary of the grant date.

Read SEC document
January 30, 2019 Filed Feb 15, 2019 22:49 UTC
Bedrosian Camille LEVP and Chief Medical Officer
Tax withholdingCommon Stock 1,636 $48.85 $79,918.60
Disclosure

SEC source: 0001209191-19-010740 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,364

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 00:21 UTC
Huizenga Theodore AlanVP, Controller and PAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,448 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-19-000500 · doc4.xml · derivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 2,448 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from January 29, 2014 and then 1/48th monthly thereafter.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 00:21 UTC
Huizenga Theodore AlanVP, Controller and PAO
Exercise / conversionCommon Stock 2,448 $21.00 $51,408.00
Disclosure

SEC source: 0001209191-19-000500 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F2 · balance_after: Includes 117 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2018.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:12 UTC SaleCommon Stock 6,000 $49.69 $298,140.00
Disclosure

SEC source: 0001209191-18-061480 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 90,350

F1 · kind: The sale reported on this Form 4 was effected pursuant to a trading plan adopted by the Reporting Person's trust pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 23:47 UTC SaleCommon Stock 6,000 $55.67 $334,020.00
Disclosure

SEC source: 0001209191-18-057820 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 96,350

F1 · kind: The sale reported on this Form 4 was effected pursuant to a trading plan adopted by the Reporting Person's trust pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

Read SEC document
October 31, 2018 Filed Oct 31, 2018 22:17 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-18-056702 · doc4.xml · derivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Underlying: Common Stock · 12,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
October 31, 2018 Filed Oct 31, 2018 22:17 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 12,000 $0.82 $9,780.00
Disclosure

SEC source: 0001209191-18-056702 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 20:36 UTC SaleCommon Stock 6,000 $73.38 $440,280.00
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 6

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 102,350

F3 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person's trust pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:23 UTC
Hogenhuis WladimirChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $77.30 $0.00
Disclosure

SEC source: 0001209191-18-054519 · doc4.xml · derivative · entry 2

Hogenhuis Wladimir · CIK 0001755074 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-10-04

F2 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:23 UTC
Hogenhuis WladimirChief Operating Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054519 · doc4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:07 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 3,350 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-18-052438 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,963

Underlying: Common Stock · 3,350 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:07 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 6,700 $90.07 $603,469.00
Disclosure

SEC source: 0001209191-18-052438 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,128

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person on October 19, 2017 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:07 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 3,350 $0.82 $2,730.25
Disclosure

SEC source: 0001209191-18-052438 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 21, 2018 22:59 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 5,000 $78.53 $392,650.00
Disclosure

SEC source: 0001209191-18-047845 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.43 to $78.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
August 21, 2018 Filed Oct 9, 2018 20:25 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0001209191-18-054521 · doc4a.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested on June 20, 2017 and 1/48th of the option vests monthly thereafter.

Read SEC document
August 21, 2018 Filed Oct 9, 2018 20:25 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 5,000 $78.53 $392,650.00
Disclosure

SEC source: 0001209191-18-054521 · doc4a.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.43 to $78.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
August 21, 2018 Filed Oct 9, 2018 20:25 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 5,000 $54.50 $272,500.00
Disclosure

SEC source: 0001209191-18-054521 · doc4a.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 21:32 UTC SaleCommon Stock 3,750 $76.66 $287,475.00
Disclosure

SEC source: 0001209191-18-045878 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.6600 to $76.6622 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 16, 2018 Filed Jul 16, 2018 23:54 UTC Tax withholdingCommon Stock 649 $84.35 $54,743.15
Disclosure

SEC source: 0001209191-18-042706 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,681

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 21:32 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 1,226 $82.77 $101,476.02
Disclosure

SEC source: 0001209191-18-038995 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,181

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 23:18 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 649 $85.31 $55,366.19
Disclosure

SEC source: 0001209191-18-038873 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,407

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:14 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038859 · doc4.xml · derivative · entry 2

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:14 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038859 · doc4.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:47 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038831 · doc4.xml · derivative · entry 2

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:47 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038831 · doc4.xml · nonDerivative · entry 1

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:16 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038861 · doc4.xml · derivative · entry 2

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:16 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038861 · doc4.xml · nonDerivative · entry 1

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:57 UTC
Ekman LarsDirector
GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038844 · doc4.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:57 UTC
Ekman LarsDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038844 · doc4.xml · nonDerivative · entry 1

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 18:12 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038857 · doc4.xml · derivative · entry 2

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 18:12 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038857 · doc4.xml · nonDerivative · entry 1

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:07 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038852 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 22:07 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038852 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:50 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $80.69 $0.00
Disclosure

SEC source: 0001209191-18-038835 · doc4.xml · derivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-19

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:50 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038835 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,360

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 19, 2019.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 23:55 UTC
Huizenga Theodore AlanVP, Controller and PAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,955 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-18-038210 · doc4.xml · derivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

Underlying: Common Stock · 2,955 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the option vested one year from January 29, 2014 and then 1/48th monthly thereafter.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 23:55 UTC
Huizenga Theodore AlanVP, Controller and PAO
SaleCommon Stock 955 $83.70 $79,933.50
Disclosure

SEC source: 0001209191-18-038210 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 23:55 UTC
Huizenga Theodore AlanVP, Controller and PAO
Exercise / conversionCommon Stock 2,955 $21.00 $62,055.00
Disclosure

SEC source: 0001209191-18-038210 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 13, 2018 Filed Jun 13, 2018 22:41 UTC
Huizenga Theodore AlanVP, Controller and PAO
SaleCommon Stock 1,338 $76.97 $102,985.86
Disclosure

SEC source: 0001209191-18-037560 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 07, 2018 Filed Jun 7, 2018 23:17 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 3,350 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-18-036501 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,313

Underlying: Common Stock · 3,350 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

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June 07, 2018 Filed Jun 7, 2018 23:17 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 6,700 $80.07 $536,455.60
Disclosure

SEC source: 0001209191-18-036501 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,478

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 07, 2018 Filed Jun 7, 2018 23:17 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 3,350 $0.82 $2,730.25
Disclosure

SEC source: 0001209191-18-036501 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2018 Filed Jun 4, 2018 20:48 UTC Tax withholdingCommon Stock 346 $73.73 $25,510.58
Disclosure

SEC source: 0001209191-18-035172 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,114

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 01, 2018 Filed Jun 4, 2018 20:45 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 926 $73.73 $68,273.98
Disclosure

SEC source: 0001209191-18-035161 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,472

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 01, 2018 Filed Jun 4, 2018 20:54 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 346 $73.73 $25,510.58
Disclosure

SEC source: 0001209191-18-035201 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,828

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 01, 2018 Filed Jun 4, 2018 20:52 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 260 $73.73 $19,169.80
Disclosure

SEC source: 0001209191-18-035189 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,124

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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June 01, 2018 Filed Jun 4, 2018 20:50 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
Tax withholdingCommon Stock 294 $73.73 $21,676.62
Disclosure

SEC source: 0001209191-18-035180 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,830

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 520 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

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June 01, 2018 Filed Jun 4, 2018 20:43 UTC Tax withholdingCommon Stock 260 $73.73 $19,169.80
Disclosure

SEC source: 0001209191-18-035151 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,330

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 514 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

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May 30, 2018 Filed May 30, 2018 23:29 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-18-034281 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,663

Underlying: Common Stock · 6,500 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.