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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2019 Filed Jun 25, 2019 01:16 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 1,226 $61.50 $75,399.00
Disclosure

SEC source: 0001209191-19-038876 · doc4.xml · nonDerivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,650

F3 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $62.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 01:16 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 1,489 $63.01 $93,821.89
Disclosure

SEC source: 0001209191-19-038876 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,876

F3 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:16 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 649 $63.48 $41,198.52
Disclosure

SEC source: 0001209191-19-038876 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,365

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 19, 2019 Filed Jun 22, 2019 00:05 UTC
Harris ErikEVP & Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $63.27 $0.00
Disclosure

SEC source: 0001209191-19-038667 · doc4.xml · derivative · entry 2

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-06-19

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
June 19, 2019 Filed Jun 22, 2019 00:05 UTC
Harris ErikEVP & Chief Commercial Officer
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038667 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:48 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036820 · doc4.xml · derivative · entry 2

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:48 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036820 · doc4.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:50 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036825 · doc4.xml · derivative · entry 2

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:50 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036825 · doc4.xml · nonDerivative · entry 1

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:38 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036803 · doc4.xml · derivative · entry 2

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:38 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036803 · doc4.xml · nonDerivative · entry 1

Dunsire Deborah · CIK 0001332764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036832 · doc4.xml · derivative · entry 5

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F5 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036832 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,924

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

F2 · balance_after: Reflects transfers of directly owned shares of common stock to the Reporting Person's trusts that have taken place since the most recent prior report on Form 4.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:40 UTC
Ekman LarsDirector
GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036806 · doc4.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:40 UTC
Ekman LarsDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036806 · doc4.xml · nonDerivative · entry 1

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 16:46 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036816 · doc4.xml · derivative · entry 2

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 16:46 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036816 · doc4.xml · nonDerivative · entry 1

NARACHI MICHAEL · CIK 0001380022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:44 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036811 · doc4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:44 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036811 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:53 UTC GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-19-036829 · doc4.xml · derivative · entry 2

SULIMAN SHEHNAAZ · CIK 0001713070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

F2 · derivative.exercise_date: The option shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:53 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036829 · doc4.xml · nonDerivative · entry 1

SULIMAN SHEHNAAZ · CIK 0001713070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest in full on the earlier of (i) the Company's next Annual Meeting of Stockholders or (ii) June 11, 2020.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:56 UTC Tax withholdingCommon Stock 346 $54.93 $19,005.78
Disclosure

SEC source: 0001209191-19-034548 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,241

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:59 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 1,327 $54.93 $72,892.11
Disclosure

SEC source: 0001209191-19-034552 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,479

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:49 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 346 $54.93 $19,005.78
Disclosure

SEC source: 0001209191-19-034540 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,246

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:54 UTC Tax withholdingCommon Stock 260 $54.93 $14,281.80
Disclosure

SEC source: 0001209191-19-034545 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,353

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:51 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 260 $54.93 $14,281.80
Disclosure

SEC source: 0001209191-19-034543 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,145

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 25, 2019 Filed May 29, 2019 22:36 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 433 $57.18 $24,758.94
Disclosure

SEC source: 0001209191-19-033285 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,985

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:41 UTC Tax withholdingCommon Stock 381 $59.50 $22,669.50
Disclosure

SEC source: 0001209191-19-032135 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,587

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:44 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 1,414 $59.50 $84,133.00
Disclosure

SEC source: 0001209191-19-032138 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,806

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:39 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 381 $59.50 $22,669.50
Disclosure

SEC source: 0001209191-19-032132 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,592

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:46 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 156 $59.50 $9,282.00
Disclosure

SEC source: 0001209191-19-032140 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,418

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2019 Filed May 7, 2019 22:50 UTC GrantCommon Stock 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028087 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,968

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 308 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
May 06, 2019 Filed May 7, 2019 22:57 UTC
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 3,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028093 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,220

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2019 Filed May 7, 2019 22:55 UTC
Bedrosian Camille LEVP and Chief Medical Officer
GrantCommon Stock 1,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028091 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,802

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:07 UTC
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028101 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,973

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 461 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:04 UTC GrantCommon Stock 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028099 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,613

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 461 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:01 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028097 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,014

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2019 Filed May 7, 2019 22:52 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028089 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 270 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

Read SEC document
May 06, 2019 Filed May 7, 2019 22:48 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028085 · doc4.xml · nonDerivative · entry 2

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,405

F4 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on May 6, 2019 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 175 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

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May 05, 2019 Filed May 7, 2019 22:48 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 649 $67.99 $44,125.51
Disclosure

SEC source: 0001209191-19-028085 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,971

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 175 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2019.

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April 29, 2019 Filed Apr 30, 2019 22:32 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 468 $68.30 $31,964.40
Disclosure

SEC source: 0001209191-19-026669 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,580

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:20 UTC Tax withholdingCommon Stock 248 $64.43 $15,978.64
Disclosure

SEC source: 0001209191-19-025609 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,226

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:41 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 798 $64.43 $51,415.14
Disclosure

SEC source: 0001209191-19-025622 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,785

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:22 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 248 $64.43 $15,978.64
Disclosure

SEC source: 0001209191-19-025611 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,078

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:38 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 138 $64.43 $8,891.34
Disclosure

SEC source: 0001209191-19-025620 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:36 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 248 $64.43 $15,978.64
Disclosure

SEC source: 0001209191-19-025618 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:29 UTC Tax withholdingCommon Stock 248 $64.43 $15,978.64
Disclosure

SEC source: 0001209191-19-025616 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,718

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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April 19, 2019 Filed Apr 23, 2019 22:26 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 248 $64.43 $15,978.64
Disclosure

SEC source: 0001209191-19-025614 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,048

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 18, 2019 Filed Mar 20, 2019 20:26 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001209191-19-020568 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878

Underlying: Common Stock · 12,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from November 1, 2013 and then 1/48th of the option vested monthly thereafter.

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March 18, 2019 Filed Mar 20, 2019 20:26 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 14,800 $70.00 $1,036,000.00
Disclosure

SEC source: 0001209191-19-020568 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,357

F2 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.