Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 16, 2023 12:50 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 10,000 | $5.20 | $52,049.00 |
DisclosureSEC source: 0001104659-23-022702 · tm237124-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,733,904 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.08 to $5.25 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 12:50 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 9,250 | $5.25 | $48,563.43 |
DisclosureSEC source: 0001104659-23-022702 · tm237124-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,723,904 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.995 to $5.52 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 20:06 UTC |
Quiroga Cortes Isidoro Alfonso10% owner
Aequanimitas Limited Partnership10% owner
|
PurchaseClass A Common Stock | 8,400 | $6.03 | $50,616.72 |
DisclosureSEC source: 0001104659-23-000497 · tm2231865-8_4seq1.xml · nonDerivative · entry 1 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner Aequanimitas Limited Partnership · CIK 0001953625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,271,378 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.84 to $6.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas Limited Partnership ("Aequanimitas") as its general partner with the power to manage Aequanimitas. Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 20:08 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 8,600 | $5.98 | $51,452.08 |
DisclosureSEC source: 0001104659-23-000498 · tm2231865-7_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,714,654 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $6.20 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 20:08 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 8,600 | $5.97 | $51,309.32 |
DisclosureSEC source: 0001104659-23-000498 · tm2231865-7_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,706,054 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $6.23 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 15:23 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 9,157 | $5.58 | $51,056.68 |
DisclosureSEC source: 0001104659-22-130920 · tm2231865-6_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,697,454 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.71 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 14:57 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 6,900 | $7.43 | $51,284.25 |
DisclosureSEC source: 0001104659-22-128587 · tm2232650-4_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,688,297 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.60 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 14:57 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 6,400 | $7.76 | $49,688.32 |
DisclosureSEC source: 0001104659-22-128587 · tm2232650-4_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,681,397 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.36 to $8.09 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 16:13 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 6,500 | $7.95 | $51,693.20 |
DisclosureSEC source: 0001104659-22-127821 · tm2231865-5_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,674,997 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.74 to $8.24 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 16:13 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 7,027 | $8.01 | $56,287.68 |
DisclosureSEC source: 0001104659-22-127821 · tm2231865-5_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,668,497 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.86 to $8.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 12:42 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,050 | $8.21 | $98,967.86 |
DisclosureSEC source: 0001104659-22-126906 · tm2232650-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,658,678 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.04 to $8.30 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 12:42 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,500 | $8.04 | $100,472.50 |
DisclosureSEC source: 0001104659-22-126906 · tm2232650-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,646,628 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.95 to $8.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 12:28 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,345 | $8.01 | $98,931.60 |
DisclosureSEC source: 0001104659-22-126159 · tm2231865-4_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,634,128 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.875 to $8.10 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 12:28 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,195 | $7.93 | $96,763.67 |
DisclosureSEC source: 0001104659-22-126159 · tm2231865-4_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,621,783 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.72 to $8.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 11:31 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 600 | $7.94 | $4,764.78 |
DisclosureSEC source: 0001104659-22-125384 · tm2231865-3_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,609,588 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.87 to $7.98 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 11:31 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,500 | $7.45 | $93,113.75 |
DisclosureSEC source: 0001104659-22-125384 · tm2231865-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,608,988 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.875 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 11:34 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,195 | $7.97 | $97,175.86 |
DisclosureSEC source: 0001104659-22-124794 · tm2231865-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 6,596,488 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 11:34 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 9,819 | $8.16 | $80,135.80 |
DisclosureSEC source: 0001104659-22-124794 · tm2231865-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,584,293 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 13:57 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 202 | $8.00 | $1,616.00 |
DisclosureSEC source: 0001104659-22-124012 · tm2231865-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 6,574,474 F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 13:57 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 8,000 | $7.93 | $63,424.00 |
DisclosureSEC source: 0001104659-22-124012 · tm2231865-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,574,272 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.785 to $8.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 14:13 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 3,720 | $7.95 | $29,587.39 |
DisclosureSEC source: 0001104659-22-123153 · tm2231288-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,566,272 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.645 to $8.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 13:59 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 800 | $7.84 | $6,271.04 |
DisclosureSEC source: 0001104659-22-122333 · tm2231288-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,562,552 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 13:59 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 3,396 | $7.84 | $26,626.68 |
DisclosureSEC source: 0001104659-22-122333 · tm2231288-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,561,752 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.55 to $7.99 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 12:23 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 12,500 | $7.32 | $91,548.75 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 3 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,558,356 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.60 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 12:23 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 3,200 | $7.87 | $25,194.88 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,545,856 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 18, 2022 Filed Nov 23, 2022 12:23 UTC |
South Lake One LLC10% owner
|
PurchaseClass A Common Stock | 13,300 | $7.49 | $99,656.90 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,542,656 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $7.82 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 17:06 UTC |
Quiroga Cortes Isidoro Alfonso10% owner
Aequanimitas Limited Partnership10% owner
|
PurchaseClass A Common Stock | 15,192 | $6.90 | $104,794.42 |
DisclosureSEC source: 0001104659-22-115484 · tm2229846-1_4seq1.xml · nonDerivative · entry 1 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner Aequanimitas Limited Partnership · CIK 0001953625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,262,978 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $7.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas Limited Partnership ("Aequanimitas") as its general partner with the power to manage Aequanimitas. Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| November 02, 2022 Filed Nov 2, 2022 19:41 UTC |
Quiroga Cortes Isidoro Alfonso10% owner
|
PurchaseClass A Common Stock | 25,197 | $6.31 | $158,955.27 |
DisclosureSEC source: 0001104659-22-114089 · tm2229549-1_4seq1.xml · nonDerivative · entry 3 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,247,786 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.50 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas Limited Partnership ("Aequanimitas") as its general partner with the power to manage Aequanimitas. Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| November 02, 2022 Filed Nov 7, 2022 17:08 UTC Amendment |
Quiroga Cortes Isidoro Alfonso10% owner
Aequanimitas Limited Partnership10% owner
|
PurchaseClass A Common Stock | 25,197 | $6.31 | $158,955.27 |
DisclosureSEC source: 0001104659-22-115487 · tm2229846-2_4aseq1.xml · nonDerivative · entry 3 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner Aequanimitas Limited Partnership · CIK 0001953625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,247,786 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.50 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F1 · ownership.nature: This amendment to Isidoro Alfonso Quiroga Cortes' Form 4, originally filed with the SEC on November 2, 2022 (the "Original Form 4"), is being filed to include Aequanimitas Limited Partnership ("Aequanimitas") as a Reporting Person under the Original Form 4. F5 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas as its general partner with the power to manage Aequanimitas. Isidoro Alfonso Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 19:41 UTC |
Quiroga Cortes Isidoro Alfonso10% owner
|
PurchaseClass A Common Stock | 3,768 | $5.98 | $22,533.39 |
DisclosureSEC source: 0001104659-22-114089 · tm2229549-1_4seq1.xml · nonDerivative · entry 2 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,222,589 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $6.22 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F4 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas Limited Partnership ("Aequanimitas") as its general partner with the power to manage Aequanimitas. Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| November 01, 2022 Filed Nov 7, 2022 17:08 UTC Amendment |
Quiroga Cortes Isidoro Alfonso10% owner
Aequanimitas Limited Partnership10% owner
|
PurchaseClass A Common Stock | 3,768 | $5.98 | $22,533.39 |
DisclosureSEC source: 0001104659-22-115487 · tm2229846-2_4aseq1.xml · nonDerivative · entry 2 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner Aequanimitas Limited Partnership · CIK 0001953625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,222,589 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $6.22 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F1 · ownership.nature: This amendment to Isidoro Alfonso Quiroga Cortes' Form 4, originally filed with the SEC on November 2, 2022 (the "Original Form 4"), is being filed to include Aequanimitas Limited Partnership ("Aequanimitas") as a Reporting Person under the Original Form 4. F5 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas as its general partner with the power to manage Aequanimitas. Isidoro Alfonso Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 19:41 UTC |
Quiroga Cortes Isidoro Alfonso10% owner
|
PurchaseClass A Common Stock | 16,523 | $6.11 | $100,977.01 |
DisclosureSEC source: 0001104659-22-114089 · tm2229549-1_4seq1.xml · nonDerivative · entry 1 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,218,821 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.14 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F4 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas Limited Partnership ("Aequanimitas") as its general partner with the power to manage Aequanimitas. Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| October 31, 2022 Filed Nov 7, 2022 17:08 UTC Amendment |
Quiroga Cortes Isidoro Alfonso10% owner
Aequanimitas Limited Partnership10% owner
|
PurchaseClass A Common Stock | 16,523 | $6.11 | $100,977.01 |
DisclosureSEC source: 0001104659-22-115487 · tm2229846-2_4aseq1.xml · nonDerivative · entry 1 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · 10% owner Aequanimitas Limited Partnership · CIK 0001953625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Aequanimitas Limited Partnership Disclosed balance after: 5,218,821 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.14 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F1 · ownership.nature: This amendment to Isidoro Alfonso Quiroga Cortes' Form 4, originally filed with the SEC on November 2, 2022 (the "Original Form 4"), is being filed to include Aequanimitas Limited Partnership ("Aequanimitas") as a Reporting Person under the Original Form 4. F5 · ownership.nature: Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas as its general partner with the power to manage Aequanimitas. Isidoro Alfonso Quiroga Cortes is the sole limited partner of Aequanimitas. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:41 UTC |
Hashim MirChief Scientific Officer
|
Tax withholdingClass A Common Stock | 20,334 | $9.89 | $201,103.26 |
DisclosureSEC source: 0001209191-22-049800 · doc4.xml · nonDerivative · entry 1 Hashim Mir · CIK 0001875891 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,466 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on September 9, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the restricted stock units granted to Mr. Hashim on September 9, 2021. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:44 UTC |
Sanford Svai SChief Financial Officer
|
Tax withholdingClass A Common Stock | 18,362 | $9.89 | $181,600.18 |
DisclosureSEC source: 0001209191-22-049802 · doc4.xml · nonDerivative · entry 1 Sanford Svai S · CIK 0001591411 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,738 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on September 9, 2022, to satisfy tax withholding obligations that arose in connection with the vesting of the restricted stock units granted to Mr. Sanford on September 9, 2021. Read SEC document |
| August 23, 2022 Filed Aug 26, 2022 01:14 UTC |
IMRAN MIR ADirector
|
ConversionClass A Common LLC Units · Derivative | 7,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047661 · doc4.xml · derivative · entry 3 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,660,053 Underlying: Class A Common Stock · 7,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F5 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F1 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F6 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 LLC Units Shares held by InCube Labs, LLC and 248,929 LLC Units held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 26, 2022 01:14 UTC |
IMRAN MIR ADirector
|
ConversionClass A Common Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047661 · doc4.xml · nonDerivative · entry 2 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 74,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F4 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 7,694 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 26, 2022 01:14 UTC |
IMRAN MIR ADirector
|
ConversionClass B Common Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047661 · doc4.xml · nonDerivative · entry 1 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,660,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F2 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 Class B Shares held by InCube Labs, LLC and 248,929 Class B Shares held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:20 UTC |
Farquharson AndrewDirector
|
ConversionClass A Common LLC Units · Derivative | 7,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047662 · doc4.xml · derivative · entry 4 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 248,929 Underlying: Class A Common Stock · 7,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F5 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F1 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F6 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. Represents 248,929 LLC Units held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:20 UTC |
Farquharson AndrewDirector
|
ConversionClass A Common Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047662 · doc4.xml · nonDerivative · entry 2 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 72,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F4 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., VH Moll L.P., and Rani Investment Corp. Represents 52,781 Class A Shares held by InCube Ventures II, L.P, 12,343 Class A Shares held by VH Moll L.P., and 7,694 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:20 UTC |
Farquharson AndrewDirector
|
ConversionClass B Common Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047662 · doc4.xml · nonDerivative · entry 1 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 248,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares"). F2 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. Represents 248,929 Class B Shares held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2022 Filed Aug 20, 2022 00:05 UTC |
IMRAN MIR ADirector
|
SaleClass A Common Stock | 9,210 | $11.62 | $107,020.20 |
DisclosureSEC source: 0001209191-22-046958 · doc4.xml · nonDerivative · entry 2 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,445 F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.975, inclusive. F5 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P. and 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2022 Filed Aug 20, 2022 00:05 UTC |
IMRAN MIR ADirector
|
SaleClass A Common Stock | 71,042 | $10.51 | $746,651.42 |
DisclosureSEC source: 0001209191-22-046958 · doc4.xml · nonDerivative · entry 1 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 75,655 F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $11.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 9,210 shares of Class A Common Stock of the Issuer held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:02 UTC |
Farquharson AndrewDirector
|
SaleClass A Common Stock | 9,210 | $11.62 | $107,020.20 |
DisclosureSEC source: 0001209191-22-046957 · doc4.xml · nonDerivative · entry 2 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,124 F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.975, inclusive. F5 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and VH Moll, L.P. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P. and 12,343 shares of Class A Common Stock of the Issuer held by VH Moll, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:02 UTC |
Farquharson AndrewDirector
|
SaleClass A Common Stock | 71,042 | $10.51 | $746,651.42 |
DisclosureSEC source: 0001209191-22-046957 · doc4.xml · nonDerivative · entry 1 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 74,334 F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $11.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., VH Moll, L.P., and Rani Investment Corp. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 12,343 shares of Class A Common Stock of the Issuer held by VH Moll, L.P., and 9,210 shares of Class A Common Stock of the Issuer held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2022 Filed May 27, 2022 12:30 UTC |
IMRAN MIR ADirector
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GrantStock Option (Right to Buy) · Derivative | 41,416 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0000899243-22-019853 · doc4.xml · derivative · entry 1 IMRAN MIR A · CIK 0001031686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Underlying: Class A Common Stock · 41,416 shares Expires 2032-05-24 F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan). Read SEC document |
| May 25, 2022 Filed May 27, 2022 08:30 UTC |
DEBUONO LAUREENDirector
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GrantStock Option (Right to Buy) · Derivative | 41,416 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0000899243-22-019855 · doc4.xml · derivative · entry 1 DEBUONO LAUREEN · CIK 0001034447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Underlying: Class A Common Stock · 41,416 shares Expires 2032-05-24 F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan). Read SEC document |
| May 25, 2022 Filed May 27, 2022 08:30 UTC |
Farquharson AndrewDirector
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GrantStock Option (Right to Buy) · Derivative | 41,416 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0000899243-22-019859 · doc4.xml · derivative · entry 1 Farquharson Andrew · CIK 0001865699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Underlying: Class A Common Stock · 41,416 shares Expires 2032-05-24 F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan). Read SEC document |
| May 25, 2022 Filed May 27, 2022 12:30 UTC |
BUTEL JEAN LUCDirector
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GrantStock Option (Right to Buy) · Derivative | 41,416 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0000899243-22-019857 · doc4.xml · derivative · entry 1 BUTEL JEAN LUC · CIK 0001260801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Underlying: Class A Common Stock · 41,416 shares Expires 2032-05-24 F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan). Read SEC document |
| May 25, 2022 Filed May 27, 2022 12:30 UTC |
Ausiello Dennis ADirector
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GrantStock Option (Right to Buy) · Derivative | 41,416 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0000899243-22-019860 · doc4.xml · derivative · entry 1 Ausiello Dennis A · CIK 0001381994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Underlying: Class A Common Stock · 41,416 shares Expires 2032-05-24 F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.