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IMRAN MIR A

Disclosed activity across 1 company

Tapewire entity
29032
SEC CIK
0001031686

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rani Therapeutics Holdings, Inc.RANI · Entity 6642Director · 10% ownerJuly 21, 2026July 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rani Therapeutics Holdings, Inc.

Report date July 21, 2026 · Filed July 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,119,334 Reported balance After 2026-07-21 transaction · row 1
1 source row

Row 1 · 2026-07-21 · Purchase · Acquired 36,000 · Balance 2,119,334

F1: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.688 to $0.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote74,139 Reported balance Holding disclosure · report date 2026-07-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 74,139

F2: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 7,694 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table I · non-derivativeIndirectSee footnote22,660,053 Reported balance Holding disclosure · report date 2026-07-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 22,660,053

F3: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 Class B Shares held by InCube Labs, LLC and 248,929 Class B Shares held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.688 to $0.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 7,694 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 Class B Shares held by InCube Labs, LLC and 248,929 Class B Shares held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2026 Filed Jul 23, 2026 20:10 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 36,000 $0.69 $24,840.00
Disclosure

SEC source: 0001031686-26-000006 · form4-07232026_040701.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119,334

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.688 to $0.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:09 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantDirector Stock Option (Right to Buy) · Derivative 123,600 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001031686-26-000004 · ownership.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,600

Underlying: Class A Common Stock · 123,600 shares

Expires 2036-05-27

F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the Reporting Person's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan (the "2021 Plan")) through such vesting date; provided that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Plan), each subject to the Reporting Person's Continuous Service through such date.

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October 23, 2025 Filed Oct 27, 2025 23:24 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseWarrant to Purchase Class A Common Stock · Derivative 2,083,334 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001031686-25-000004 · form4-10272025_111021.xml · derivative · entry 4

IMRAN MIR A · CIK 0001031686 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,334

Underlying: Class A Common Stock · 2,083,334 shares

Expires not disclosed

F4 · derivative.exercise_date: The warrants shall be exercisable upon stockholder approval and have a term of exercise equal to five years from the date of such stockholder approval.

F4 · derivative.expiration_date: The warrants shall be exercisable upon stockholder approval and have a term of exercise equal to five years from the date of such stockholder approval.

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October 23, 2025 Filed Oct 27, 2025 23:24 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,083,334 $0.61 $1,260,417.07
Disclosure

SEC source: 0001031686-25-000004 · form4-10272025_111021.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,334

F1 · shares: The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer.

Read SEC document
May 28, 2025 Filed May 30, 2025 21:57 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001415889-25-015038 · form4-05302025_090553.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2035-05-27

F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the Company's 2021 Equity Incentive Plan).

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:00 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantStock Option (Right to Buy) · Derivative 101,276 Not disclosed Strike: $4.11 Not disclosed
Disclosure

SEC source: 0000950170-24-137314 · ownership.xml · derivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,276

Underlying: Class A Common Stock · 101,276 shares

Expires 2033-05-24

F1 · price: On December 16, 2024, the exercise price of the stock options has been amended to increase the exercise price to $4.11 per share. There is no change to the expiration dates or the vesting schedule of the options.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:00 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 Disposition to issuerStock Option (Right to Buy) · Derivative 101,276 Not disclosed Strike: $2.84 Not disclosed
Disclosure

SEC source: 0000950170-24-137314 · ownership.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 101,276 shares

Expires 2033-05-24

F1 · price: On December 16, 2024, the exercise price of the stock options has been amended to increase the exercise price to $4.11 per share. There is no change to the expiration dates or the vesting schedule of the options.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000950170-24-066722 · ownership.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2034-05-28

F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the Company's 2021 Equity Incentive Plan).

Read SEC document
December 16, 2023 Filed Dec 19, 2023 21:05 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantStock Option (Right to Buy) · Derivative 101,276 Not disclosed Strike: $2.84 Not disclosed
Disclosure

SEC source: 0000950170-23-071465 · ownership.xml · derivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,276

Underlying: Class A Common Stock · 101,276 shares

Expires 2033-05-24

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on December 16, 2023 (the "Repricing Date"). Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.84 per share, the closing price of the Issuer's Common Stock on the Repricing Date. There is no change to the expiration dates or the vesting schedule of the repriced options.

F1 · derivative.exercise_date: The shares subject to the option vest in full on May 25, 2024, subject to the recipient's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date; provided that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Issuer's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan).

Read SEC document
December 16, 2023 Filed Dec 19, 2023 21:05 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 Disposition to issuerStock Option (Right to Buy) · Derivative 101,276 Not disclosed Strike: $4.11 Not disclosed
Disclosure

SEC source: 0000950170-23-071465 · ownership.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 101,276 shares

Expires 2033-05-24

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on December 16, 2023 (the "Repricing Date"). Pursuant to the Option Repricing, the exercise price of the repriced options has been amended to reduce the exercise price to $2.84 per share, the closing price of the Issuer's Common Stock on the Repricing Date. There is no change to the expiration dates or the vesting schedule of the repriced options.

F1 · derivative.exercise_date: The shares subject to the option vest in full on May 25, 2024, subject to the recipient's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date; provided that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Issuer's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan).

Read SEC document
May 25, 2023 Filed May 31, 2023 00:10 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantStock Option (Right to Buy) · Derivative 101,276 $0.00 Strike: $4.11 $0.00
Disclosure

SEC source: 0001209191-23-033048 · doc4.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,276

Underlying: Class A Common Stock · 101,276 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan).

Read SEC document
August 23, 2022 Filed Aug 26, 2022 01:14 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass A Common LLC Units · Derivative 7,694 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047661 · doc4.xml · derivative · entry 3

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,660,053

Underlying: Class A Common Stock · 7,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F5 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F1 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F1 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F6 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 LLC Units Shares held by InCube Labs, LLC and 248,929 LLC Units held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2022 Filed Aug 26, 2022 01:14 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass A Common Stock 7,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047661 · doc4.xml · nonDerivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F4 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 7,694 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2022 Filed Aug 26, 2022 01:14 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass B Common Stock 7,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047661 · doc4.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,660,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F2 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents 7,694 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P., and InCube Labs, LLC is wholly-owned by the Reporting Person and his family. Represents 22,411,124 Class B Shares held by InCube Labs, LLC and 248,929 Class B Shares held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2022 Filed Aug 20, 2022 00:05 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 SaleClass A Common Stock 9,210 $11.62 $107,020.20
Disclosure

SEC source: 0001209191-22-046958 · doc4.xml · nonDerivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,445

F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.975, inclusive.

F5 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P. and 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2022 Filed Aug 20, 2022 00:05 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 SaleClass A Common Stock 71,042 $10.51 $746,651.42
Disclosure

SEC source: 0001209191-22-046958 · doc4.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 75,655

F1 · shares: The Reporting Person is a General Partner of Rani Investment Corp. Represents Class A Shares held by Rani Investment Corp.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $11.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. InCube Labs, L.L.C. is wholly-owned by the Reporting Person and his family. Represents 52,781 shares of Class A Common Stock of the Issuer held by InCube Ventures II, L.P., 13,664 shares of Class A Common Stock of the Issuer held by InCube Labs, L.L.C., and 9,210 shares of Class A Common Stock of the Issuer held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 25, 2022 Filed May 27, 2022 12:30 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 GrantStock Option (Right to Buy) · Derivative 41,416 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0000899243-22-019853 · doc4.xml · derivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,416

Underlying: Class A Common Stock · 41,416 shares

Expires 2032-05-24

F1 · derivative.exercise_date: The shares subject to the option vest in full on the first anniversary of the date of grant, subject to the recipient's Continuous Service (as defined in the Company's 2021 Equity Incentive Plan) through such vesting date; provided, that, if earlier, the shares subject to the option will vest in full upon the occurrence of either of the following events: the Company's next annual stockholder meeting or a Change in Control (as defined in the 2021 Equity Incentive Plan).

Read SEC document
March 07, 2022 Filed Mar 11, 2022 01:12 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass A Common LLC Units · Derivative 2,309,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002126 · edgar.xml · derivative · entry 4

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 22,667,747

Underlying: Class A Common Stock · 2,309,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F6 · shares: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 LLC Units previously held by InCube Ventures II, L.P. and 80,252 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F1 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F1 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F6 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 LLC Units previously held by InCube Ventures II, L.P. and 80,252 LLC Units previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2022 Filed Mar 11, 2022 01:12 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 OtherClass A Common Stock 2,229,238 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002126 · edgar.xml · nonDerivative · entry 3

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 147,959

F2 · kind: InCube Ventures II, L.P. distributed these shares to its limited partners on a pro rata basis, for no consideration

F5 · shares: The Reporting Person is a General Partner of InCube Ventures II, L.P. Represents 2,229,238 Class A Shares previously held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. Represents 2,229,238 Class A Shares previously held by InCube Ventures II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2022 Filed Mar 11, 2022 01:12 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass A Common Stock 2,309,490 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002126 · edgar.xml · nonDerivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 2,377,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F4 · shares: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class A Shares held by InCube Ventures II, L.P. and 80,252 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class A Shares held by InCube Ventures II, L.P. and 80,252 Class A Shares held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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March 07, 2022 Filed Mar 11, 2022 01:12 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 ConversionClass B Common Stock 2,309,490 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002126 · edgar.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 22,667,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Fifth Amended and Restated LLC Agreement between Rani Therapeutics, LLC, a direct subsidiary of the Issuer, and the holders of its Common LLC Units ("LLC Units"), InCube Ventures II, L.P. and Rani Investment Corp. elected to exchange on a one-for-one basis the LLC Units and redeem the corresponding number of shares of Class B Common Stock of the Issuer ("Class B Shares") for newly-issued shares of Class A Common Stock of the Issuer ("Class A Shares").

F3 · shares: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class B Shares previously held by InCube Ventures II, L.P. and 80,252 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is a General Partner of InCube Ventures II, L.P. and Rani Investment Corp. Represents 2,229,238 Class B Shares previously held by InCube Ventures II, L.P. and 80,252 Class B Shares previously held by Rani Investment Corp. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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February 03, 2022 Filed Feb 8, 2022 02:49 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 OtherClass A Common Stock 67,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007642 · doc4.xml · nonDerivative · entry 2

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,707

F3 · shares: InCube Ventures II, L.P., is the limited partner of Biologix Partners, LP and VH Rani, LP. InCube Ventures II, L.P. therefore received 12,289 Class A Shares distributed by Biologix Partners, LP and 41,495 Class A Shares distributed by VH Rani, LP. and now owns those shares directly. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · shares: InCube Labs, L.L.C., is the limited partner of Biologix Partners, LP and VH Rani, LP. InCube Labs, L.L.C. therefore received 3,181 Class A Shares distributed by Biologix Partners, LP and 10,742 Class A Shares distributed by VH Rani, LP. and now owns those shares directly. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: InCube Ventures II, L.P., is the limited partner of Biologix Partners, LP and VH Rani, LP. InCube Ventures II, L.P. therefore received 12,289 Class A Shares distributed by Biologix Partners, LP and 41,495 Class A Shares distributed by VH Rani, LP. and now owns those shares directly. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: InCube Labs, L.L.C., is the limited partner of Biologix Partners, LP and VH Rani, LP. InCube Labs, L.L.C. therefore received 3,181 Class A Shares distributed by Biologix Partners, LP and 10,742 Class A Shares distributed by VH Rani, LP. and now owns those shares directly. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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February 03, 2022 Filed Feb 8, 2022 02:49 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 OtherClass A Common Stock 827,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007642 · doc4.xml · nonDerivative · entry 1

IMRAN MIR A · CIK 0001031686 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Biologix Partners, LP and VH Rani, LP. distributed these shares to its limited partners on a pro rata basis, for no consideration.

F2 · shares: Represents previously held 378,564 shares of Class A Common Stock of the Issuer ("Class A Shares") held by Biologix Partners, LP and 448,903 Class A Shares held by VH Rani, LP.

F2 · ownership.nature: Represents previously held 378,564 shares of Class A Common Stock of the Issuer ("Class A Shares") held by Biologix Partners, LP and 448,903 Class A Shares held by VH Rani, LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.