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RAMP

LiveRamp Holdings, Inc.

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4412
SEC CIK
0000733269
Parsed reports
917

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2021 Filed May 21, 2021 21:01 UTC
JONES JERRY CChief Ethics & Legal Officer
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,517 $46.47 $70,494.99
Disclosure

SEC source: 0001861394-21-000008 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · Chief Ethics & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,107

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 19, 2021, in connection with the vesting of the second tranche of performance stock units that were earned by the reporting person on May 19, 2020. Of the earned amount, one-third vested immediately with the remaining two-thirds subject to a two-year, service-based vesting period, vesting ratably over two years and contingent upon the reporting person's continued employment with the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:02 UTC
Howe Scott EDirector · Chief Executive Officer
GrantCOMMON STOCK, $.10 PAR VALUE 53,730 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000068 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,321

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 18, 2021, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:47 UTC GrantCOMMON STOCK, $.10 PAR VALUE 852 $0.00 $0.00
Disclosure

SEC source: 0001861394-21-000006 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,537

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:59 UTC GrantCOMMON STOCK, $.10 PAR VALUE 1,331 $0.00 $0.00
Disclosure

SEC source: 0001861394-21-000007 · primary_doc.xml · nonDerivative · entry 1

HENDERSON WILLIAM J · CIK 0001179688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,554

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:43 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GrantCOMMON STOCK, $.10 PAR VALUE 28,931 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000067 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,340

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 18, 2021, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:34 UTC
JONES JERRY CChief Ethics & Legal Officer
GrantCOMMON STOCK, $.10 PAR VALUE 11,882 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000066 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · Chief Ethics & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,624

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 18, 2021, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:36 UTC
CHOW VIVIANDirector
GrantCOMMON STOCK, $.10 PAR VALUE 852 $0.00 $0.00
Disclosure

SEC source: 0001861394-21-000005 · primary_doc.xml · nonDerivative · entry 1

CHOW VIVIAN · CIK 0001239634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:24 UTC GrantCOMMON STOCK, $.10 PAR VALUE 1,065 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000065 · primary_doc.xml · nonDerivative · entry 1

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,105

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:22 UTC GrantCOMMON STOCK, $.10 PAR VALUE 1,011 $0.00 $0.00
Disclosure

SEC source: 0001861394-21-000004 · primary_doc.xml · nonDerivative · entry 1

CADOGAN TIMOTHY R. · CIK 0001550404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,405

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:15 UTC GrantCOMMON STOCK, $.10 PAR VALUE 1,224 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000064 · primary_doc.xml · nonDerivative · entry 1

SIVARAMAKRISHNAN KAMAKSHI · CIK 0001775921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:04 UTC GrantCOMMON STOCK, $.10 PAR VALUE 905 $0.00 $0.00
Disclosure

SEC source: 0001861394-21-000003 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,011

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:04 UTC
Tawakol OmarDirector
GrantCOMMON STOCK, $.10 PAR VALUE 284 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000063 · primary_doc.xml · nonDerivative · entry 1

Tawakol Omar · CIK 0001857556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:53 UTC GrantCOMMON STOCK, $.10 PAR VALUE 852 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000062 · primary_doc.xml · nonDerivative · entry 1

TOMLIN DEBORA B · CIK 0001671190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:00 UTC
JONES JERRY CChief Ethics & Legal Officer
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 15 $45.49 $682.35
Disclosure

SEC source: 0001861394-21-000002 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · Chief Ethics & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,742

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 12, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:55 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 8,468 $51.88 $439,319.84
Disclosure

SEC source: 0001245105-21-000053 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,757

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 31, 2021, when restricted stock units belonging to the reporting person vested.

F2 · balance_after: Due to a clerical error, the reporting person's Form 4 filed on February 24, 2021 inadvertently over reported the number of shares surrendered to satisfy tax withholding obligations by 7 shares. This Form 4 corrects such error by increasing the total amount of securities beneficially owned by the reporting person by such 7 shares.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:36 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 30,520 $51.88 $1,583,377.60
Disclosure

SEC source: 0001245105-21-000052 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,409

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 31, 2021, when restricted stock units belonging to the reporting person vested.

F2 · balance_after: Due to a clerical error, the reporting person's Form 4 filed on February 24, 2021 inadvertently over reported the number of shares surrendered to satisfy tax withholding obligations by 56 shares. This Form 4 corrects such error by increasing the total amount of securities beneficially owned by the reporting person by such 56 shares.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:26 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 94,357 $51.88 $4,895,241.16
Disclosure

SEC source: 0001245105-21-000051 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,591

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 31, 2021, when restricted stock units belonging to the reporting person vested.

F2 · balance_after: Due to a clerical error, the reporting person's Form 4 filed on February 24, 2021 inadvertently over reported the number of shares surrendered to satisfy tax withholding obligations by 45 shares. This Form 4 corrects such error by increasing the total amount of securities beneficially owned by the reporting person by such 45 shares.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:16 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 14,258 $51.88 $739,705.04
Disclosure

SEC source: 0001245105-21-000050 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,773

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 31, 2021, when restricted stock units belonging to the reporting person vested.

F2 · balance_after: Due to a clerical error, the reporting person's Form 4 filed on February 24, 2021 inadvertently over reported the number of shares surrendered to satisfy tax withholding obligations by 57 shares. This Form 4 corrects such error by increasing the total amount of securities beneficially owned by the reporting person by such 57 shares.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:52 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 14,721 $51.88 $763,725.48
Disclosure

SEC source: 0001245105-21-000049 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,954

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 31, 2021, when restricted stock units belonging to the reporting person vested.

F2 · balance_after: Due to a clerical error, the reporting person's Form 4 filed on February 11, 2021 inadvertently over reported the number of shares surrendered to satisfy tax withholding obligations by 13 shares. This Form 4 corrects such error by increasing the total amount of securities beneficially owned by the reporting person by such 13 shares.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:32 UTC
Gupta Anneka R.Pres.& Head-Products&Platforms
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 247 $53.00 $13,091.00
Disclosure

SEC source: 0001245105-21-000048 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · Pres.& Head-Products&Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,974

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 28, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:21 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 247 $53.00 $13,091.00
Disclosure

SEC source: 0001245105-21-000047 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,662

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on March 28, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:05 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 4,160 $65.38 $271,980.80
Disclosure

SEC source: 0001245105-21-000041 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,909

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.20 to $65.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:05 UTC
Arra James F.PRESIDENT AND CCO
SaleCOMMON STOCK, $.10 PAR VALUE 5,340 $64.79 $345,978.60
Disclosure

SEC source: 0001245105-21-000041 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,069

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.19 to $65.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 22:59 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 177 $65.86 $11,657.22
Disclosure

SEC source: 0001245105-21-000031 · primary_doc.xml · nonDerivative · entry 3

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,218

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 23, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 22:47 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 688 $65.86 $45,311.68
Disclosure

SEC source: 0001245105-21-000030 · primary_doc.xml · nonDerivative · entry 3

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,873

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 23, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 22:32 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,319 $65.86 $86,869.34
Disclosure

SEC source: 0001245105-21-000029 · primary_doc.xml · nonDerivative · entry 3

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,903

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 23, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:59 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 196 $67.59 $13,247.64
Disclosure

SEC source: 0001245105-21-000031 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,395

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:59 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 270 $67.59 $18,249.30
Disclosure

SEC source: 0001245105-21-000031 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,591

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:47 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 530 $67.59 $35,822.70
Disclosure

SEC source: 0001245105-21-000030 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,561

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:47 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 757 $67.59 $51,165.63
Disclosure

SEC source: 0001245105-21-000030 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,091

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:32 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 734 $67.59 $49,611.06
Disclosure

SEC source: 0001245105-21-000029 · primary_doc.xml · nonDerivative · entry 2

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,222

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:32 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,430 $67.59 $96,653.70
Disclosure

SEC source: 0001245105-21-000029 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,956

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 338 $67.59 $22,845.42
Disclosure

SEC source: 0001245105-21-000028 · primary_doc.xml · nonDerivative · entry 2

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,221

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 429 $67.59 $28,996.11
Disclosure

SEC source: 0001245105-21-000028 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,559

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:51 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 284 $67.59 $19,195.56
Disclosure

SEC source: 0001245105-21-000027 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,409

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:51 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 363 $67.59 $24,535.17
Disclosure

SEC source: 0001245105-21-000027 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,693

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 22, 2021, when restricted stock units belonging to the reporting person vested.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:59 UTC SaleCOMMON STOCK, $.10 PAR VALUE 5,000 $69.48 $347,400.00
Disclosure

SEC source: 0001245105-21-000026 · primary_doc.xml · nonDerivative · entry 2

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,040

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.35 to $69.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:39 UTC SaleCOMMON STOCK, $.10 PAR VALUE 150 $71.41 $10,711.50
Disclosure

SEC source: 0001245105-21-000025 · primary_doc.xml · nonDerivative · entry 1

TOMLIN DEBORA B · CIK 0001671190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,114

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:59 UTC GiftCOMMON STOCK, $.10 PAR VALUE 2,000 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000026 · primary_doc.xml · nonDerivative · entry 1

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,040

F1 · shares: These shares were donated to a donor-advised fund which will use the proceeds from the sale of the gifted shares for charitable purposes.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:45 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 12 $70.93 $851.16
Disclosure

SEC source: 0001245105-21-000024 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,861

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 12, 2021, when restricted stock units belonging to the reporting person vested.

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February 10, 2021 Filed Feb 12, 2021 22:52 UTC GrantCOMMON STOCK, $.10 PAR VALUE 450 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000022 · primary_doc.xml · nonDerivative · entry 1

TOMLIN DEBORA B · CIK 0001671190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,264

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 23:06 UTC GrantCOMMON STOCK, $.10 PAR VALUE 774 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000023 · primary_doc.xml · nonDerivative · entry 1

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,040

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 22:44 UTC GrantCOMMON STOCK, $.10 PAR VALUE 661 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000021 · primary_doc.xml · nonDerivative · entry 1

SIVARAMAKRISHNAN KAMAKSHI · CIK 0001775921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 22:02 UTC GrantCOMMON STOCK, $.10 PAR VALUE 450 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000019 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,685

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 22:15 UTC GrantCOMMON STOCK, $.10 PAR VALUE 450 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000020 · primary_doc.xml · nonDerivative · entry 1

HENDERSON WILLIAM J · CIK 0001179688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,223

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 21:55 UTC
CHOW VIVIANDirector
GrantCOMMON STOCK, $.10 PAR VALUE 450 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000018 · primary_doc.xml · nonDerivative · entry 1

CHOW VIVIAN · CIK 0001239634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 21:46 UTC GrantCOMMON STOCK, $.10 PAR VALUE 503 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000017 · primary_doc.xml · nonDerivative · entry 1

CADOGAN TIMOTHY R. · CIK 0001550404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,394

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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February 10, 2021 Filed Feb 12, 2021 21:36 UTC GrantCOMMON STOCK, $.10 PAR VALUE 450 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000016 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,106

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

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February 09, 2021 Filed Feb 11, 2021 22:30 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 37 $73.23 $2,709.51
Disclosure

SEC source: 0001245105-21-000015 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,873

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on February 9, 2021 as a result of the PSU vesting.

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February 09, 2021 Filed Feb 11, 2021 22:30 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
GrantCOMMON STOCK, $.10 PAR VALUE 103 $0.00 $0.00
Disclosure

SEC source: 0001245105-21-000015 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,910

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on February 9, 2022, contingent upon the reporting person's continued employment with the registrant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.