QUIK

SEC source: 0001179110-17-008956 · edgar.xml · derivative · entry 2

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

SEC source: 0001179110-17-008956 · edgar.xml · nonDerivative · entry 1

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-008955 · edgar.xml · derivative · entry 2

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

SEC source: 0001179110-17-008955 · edgar.xml · nonDerivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-008954 · edgar.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

SEC source: 0001179110-17-008954 · edgar.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-008953 · edgar.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

SEC source: 0001179110-17-008953 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-008952 · edgar.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

SEC source: 0001179110-17-008952 · edgar.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-008189 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

Underlying: Common Stock · 1,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-17-008189 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,415

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-17-008189 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

SEC source: 0001179110-17-007231 · edgar.xml · derivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-007229 · edgar.xml · derivative · entry 1

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,105

Underlying: Common Stock · 17,105 shares

Expires 2027-05-11

SEC source: 0001179110-17-007228 · edgar.xml · derivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-007226 · edgar.xml · derivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-007225 · edgar.xml · derivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-007222 · edgar.xml · derivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-007221 · edgar.xml · derivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Underlying: Common Stock · 8,553 shares

Expires 2027-05-11

SEC source: 0001179110-17-006009 · edgar.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,099

F1 · kind: Shares were purchased through a Private Placement related to the $15.0 Million Public Offering of Common Stock which closed on March 28, 2017, and was facilitated by Craig-Hallum Capital Group.

SEC source: 0001179110-17-006008 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

F1 · kind: Shares were purchased through a Private Placement related to the $15.0 Million Public Offering of Common Stock which closed on March 28, 2017, and was facilitated by Craig-Hallum Capital Group.

SEC source: 0001179110-18-003183 · edgar.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,202

F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017.

SEC source: 0001179110-16-033284 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-16-033284 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,261

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-16-033284 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

SEC source: 0001179110-16-033285 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-16-033285 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,641

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-16-033285 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

SEC source: 0001179110-16-033283 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

Underlying: Common Stock · 2,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-16-033283 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,171

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-16-033283 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

SEC source: 0001179110-16-032163 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,792

Underlying: Common Stock · 3,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

F1 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter.

F1 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter.

SEC source: 0001179110-16-032163 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,011

F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-16-032163 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

SEC source: 0001179110-16-031553 · edgar.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

Underlying: Common Stock · 5,803 shares

Expires 2018-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Conversion of restricted stock units that vested on November 13, 2016.

F1 · derivative.exercise_date: The restricted stock units vest 25% annually for 4 years on the anniversary date of the grant.

SEC source: 0001179110-16-031553 · edgar.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Conversion of restricted stock units that vested on November 13, 2016.

SEC source: 0001179110-16-029583 · edgar.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212,067 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: A cancellation of a Restricted Stock Unit granted on July 14, 2016, not for value.

F2 · derivative.exercise_date: 25% of the RSUs vested on July 14, 2017, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on July 14, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on July 14, 2017, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on July 14, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-16-029564 · edgar.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,720

Underlying: Common Stock · 580,720 shares

Expires 2026-09-08

F1 · derivative.exercise_date: The option vests over a four-year period with 25% vesting one year from the grant date, and the remainder vesting monthly over the remaining three years.

SEC source: 0001179110-16-029566 · edgar.xml · derivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,072

Underlying: Common Stock · 58,072 shares

Expires 2026-09-08

F1 · derivative.exercise_date: The option vests over a four-year period with 25% vesting one year from the grant date, and the remainder vesting monthly over the remaining three years.

SEC source: 0001179110-16-029565 · edgar.xml · derivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,108

Underlying: Common Stock · 87,108 shares

Expires 2026-09-08

F1 · derivative.exercise_date: The option vests over a four-year period with 25% vesting one year from the grant date, and the remainder vesting monthly over the remaining three years.

SEC source: 0001179110-16-029562 · edgar.xml · derivative · entry 1

Schoenfield Robert H · CIK 0001548385 · VP WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,144

Underlying: Common Stock · 116,144 shares

Expires 2026-09-08

F1 · derivative.exercise_date: The option vests over a four-year period with 25% vesting one year from the grant date, and the remainder vesting monthly over the remaining three years.