Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2018 Filed May 15, 2018 23:00 UTC |
HART E THOMASDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006829 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:00 UTC |
HART E THOMASDirector
|
Exercise / conversionCommon Stock | 17,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006829 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:59 UTC |
TAUSS GARY HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006828 · edgar.xml · derivative · entry 2 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:59 UTC |
TAUSS GARY HDirector
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006828 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:57 UTC |
Krueger ArturoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006827 · edgar.xml · derivative · entry 2 Krueger Arturo · CIK 0001304940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:57 UTC |
Krueger ArturoDirector
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006827 · edgar.xml · nonDerivative · entry 1 Krueger Arturo · CIK 0001304940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:56 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006826 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:56 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006826 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:55 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006825 · edgar.xml · derivative · entry 2 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:55 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006825 · edgar.xml · nonDerivative · entry 1 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:54 UTC |
PEASE ANDREW JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006824 · edgar.xml · derivative · entry 2 PEASE ANDREW J · CIK 0001256983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:54 UTC |
PEASE ANDREW JDirector
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006824 · edgar.xml · nonDerivative · entry 1 PEASE ANDREW J · CIK 0001256983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:53 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006823 · edgar.xml · derivative · entry 2 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:53 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006823 · edgar.xml · nonDerivative · entry 1 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:46 UTC |
Faith Brian CDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 131,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004104 · edgar.xml · derivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,098 Underlying: Common Stock · 131,098 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:45 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
GrantRestricted Stock Unit · Derivative | 74,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004103 · edgar.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,390 Underlying: Common Stock · 74,390 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:45 UTC |
SAXE TIMOTHYSr. VP and CTO
|
GrantRestricted Stock Unit · Derivative | 74,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004102 · edgar.xml · derivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,390 Underlying: Common Stock · 74,390 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 23:40 UTC Amendment |
TAUSS GARY HDirector
|
SaleCommon Stock | 2,000 | $1.69 | $3,380.00 |
DisclosureSEC source: 0001179110-18-003186 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,202 F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 23:16 UTC Amendment |
TAUSS GARY HDirector
|
SaleCommon Stock | 2,000 | $1.69 | $3,380.00 |
DisclosureSEC source: 0001179110-18-003184 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,202 F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,195 Underlying: Common Stock · 2,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 789 | $1.68 | $1,325.52 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,277 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 414 | $1.68 | $695.52 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,633 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015723 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 254 | $1.68 | $426.72 |
DisclosureSEC source: 0001179110-17-015723 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,936 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015723 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F5 · balance_after: Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on November 14, 2017. Also includes an additional 38,623 shares purchased through the ESPP plan during the period May 13, 2016 through May 14, 2017. Read SEC document |
| November 30, 2017 Filed Dec 8, 2017 22:59 UTC |
TAUSS GARY HDirector
|
SaleCommon Stock | 2,000 | $1.58 | $3,161.00 |
DisclosureSEC source: 0001179110-17-015166 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,202 F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.58 to $1.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,862 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 739 | $1.64 | $1,211.96 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,969 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:27 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,803 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014125 · edgar.xml · derivative · entry 2 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,803 Underlying: Common Stock · 5,803 shares Expires 2018-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units vest 25% annually for 4 years on the anniversary date of the grant. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:27 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionCommon Stock | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014125 · edgar.xml · nonDerivative · entry 1 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Conversion of restricted stock units that vested on November 13, 2017. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 22:15 UTC |
TAUSS GARY HDirector
|
SaleCommon Stock | 2,000 | $1.35 | $2,707.00 |
DisclosureSEC source: 0001179110-17-011970 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,202 F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.34 to $1.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:29 UTC |
SAXE TIMOTHYSr. VP and CTO
|
GrantRestricted Stock Units · Derivative | 68,702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011477 · edgar.xml · derivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,702 Underlying: Common Stock · 68,702 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:28 UTC |
Faith Brian CDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 145,038 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011475 · edgar.xml · derivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,038 Underlying: Common Stock · 145,038 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:27 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
GrantRestricted Stock Unit · Derivative | 76,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011473 · edgar.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,336 Underlying: Common Stock · 76,336 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:51 UTC |
TAUSS GARY HDirector
|
SaleCommon Stock | 2,000 | $1.23 | $2,460.00 |
DisclosureSEC source: 0001179110-17-009606 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,202 F1 · shares: The transaction on this Form 4 was effected pursuant to a 10b5-1 Trading Plan and adopted by the reporting person on May 18, 2017. F2 · price: All shares sold at an Exact price. A breakdown is not applicable. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,292 Underlying: Common Stock · 2,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 770 | $1.20 | $924.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,743 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:22 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009356 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025 Underlying: Common Stock · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:22 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 248 | $1.20 | $297.60 |
DisclosureSEC source: 0001179110-17-009356 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,068 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:22 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009356 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 414 | $1.20 | $496.80 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,947 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:50 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 13,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008957 · edgar.xml · derivative · entry 2 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:50 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionCommon Stock | 13,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008957 · edgar.xml · nonDerivative · entry 1 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.