Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2018 Filed Nov 27, 2018 00:12 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 680 | $1.00 | $680.00 |
DisclosureSEC source: 0001179110-18-013230 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,756 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 00:12 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013230 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 00:21 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,803 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012860 · edgar.xml · derivative · entry 2 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,803 shares Expires 2018-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units vest 25% annually for 4 years on the anniversary date of the grant. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 00:21 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionCommon Stock | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012860 · edgar.xml · nonDerivative · entry 1 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Conversion of restricted stock units that vested on November 13, 2018. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · derivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
GrantRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 6,326 | $0.82 | $5,187.32 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,471 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 18,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · derivative · entry 4 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC |
Faith Brian CDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 6,162 | $0.82 | $5,052.84 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,236 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 18,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 21:38 UTC |
HART E THOMASDirector
|
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001179110-18-012310 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on October 23, 2009 and one forty-eighth of the shares shall vest monthly thereafter. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 21:38 UTC |
HART E THOMASDirector
|
Exercise / conversionCommon Stock | 200,000 | $0.90 | $180,000.00 |
DisclosureSEC source: 0001179110-18-012310 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 36,260 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,778 Underlying: Common Stock · 36,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 12,213 | $1.10 | $13,434.30 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,105 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 36,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010579 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,526 Underlying: Common Stock · 17,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 5,785 | $1.10 | $6,363.50 |
DisclosureSEC source: 0001179110-18-010579 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,205 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 17,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010579 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 19,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,252 Underlying: Common Stock · 19,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 6,428 | $1.10 | $7,070.80 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,504 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 19,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:23 UTC |
FARESE MICHAEL J.Director
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009157 · edgar.xml · derivative · entry 1 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:22 UTC |
Krueger ArturoDirector
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009156 · edgar.xml · derivative · entry 1 Krueger Arturo · CIK 0001304940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:21 UTC |
PEASE ANDREW JDirector
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009155 · edgar.xml · derivative · entry 1 PEASE ANDREW J · CIK 0001256983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:20 UTC |
Rabinovitsj Daniel ADirector
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009154 · edgar.xml · derivative · entry 1 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:19 UTC |
CHRISTINE RUSSELLDirector
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009153 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:18 UTC |
TAUSS GARY HDirector
|
GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009152 · edgar.xml · derivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:17 UTC |
HART E THOMASDirector
|
GrantRestricted Stock Unit · Derivative | 31,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009151 · edgar.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,304 Underlying: Common Stock · 31,304 shares Expires 2028-06-28 Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008805 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 Underlying: Common Stock · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 228 | $1.21 | $275.88 |
DisclosureSEC source: 0001179110-18-008805 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,814 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008805 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F5 · balance_after: Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2018. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 Underlying: Common Stock · 2,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 707 | $1.21 | $855.47 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,848 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| May 29, 2018 Filed Jun 6, 2018 00:42 UTC |
Faith Brian CDirector · President and CEO
|
OtherWarrant · Derivative | 3,479 | $0.00 Strike: $1.38 | $13.92 |
DisclosureSEC source: 0001179110-18-008136 · edgar.xml · derivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479 Underlying: Common Stock · 3,479 shares Expires 2023-05-29 F1 · kind: Common Stock and Warrants purchased through a Private Placement related to the $15.5 Million Public Offering of Common Stock which closed on May 29, 2018, and was facilitate by Craig-Hallum Capital Group. Read SEC document |
| May 29, 2018 Filed Jun 6, 2018 00:42 UTC |
Faith Brian CDirector · President and CEO
|
OtherCommon Stock | 8,696 | $1.15 | $9,965.62 |
DisclosureSEC source: 0001179110-18-008136 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,329 F1 · kind: Common Stock and Warrants purchased through a Private Placement related to the $15.5 Million Public Offering of Common Stock which closed on May 29, 2018, and was facilitate by Craig-Hallum Capital Group. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,896 Underlying: Common Stock · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 785 | $1.24 | $973.40 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,458 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.