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Nasdaq · USD

QUIK

QUICKLOGIC Corp

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Tapewire entity
6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2019 Filed May 28, 2019 22:38 UTC GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006750 · edgar.xml · derivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:39 UTC GrantRestricted Stock Unit · Derivative 50,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006751 · edgar.xml · derivative · entry 1

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,769

Underlying: Common Stock · 50,769 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:38 UTC GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006749 · edgar.xml · derivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:38 UTC GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006748 · edgar.xml · derivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:38 UTC GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006747 · edgar.xml · derivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:37 UTC
TAUSS GARY HDirector
GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006746 · edgar.xml · derivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:05 UTC GrantRestricted Stock Unit · Derivative 25,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006744 · edgar.xml · derivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385

Underlying: Common Stock · 25,385 shares

Expires 2029-05-23

F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 18,598 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003736 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,792

Underlying: Common Stock · 18,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 7,603 $0.73 $5,569.20
Disclosure

SEC source: 0001179110-19-003736 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,764

F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 18,598 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003736 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 18,598 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003735 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,792

Underlying: Common Stock · 18,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 7,603 $0.73 $5,569.20
Disclosure

SEC source: 0001179110-19-003735 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,026

F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:03 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 18,598 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003735 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:02 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 32,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003734 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,323

Underlying: Common Stock · 32,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:02 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 13,399 $0.73 $9,814.77
Disclosure

SEC source: 0001179110-19-003734 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,048

F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:02 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 32,775 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003734 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:58 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 9,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002151 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,710

Underlying: Common Stock · 9,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:58 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 3,901 $0.86 $3,354.86
Disclosure

SEC source: 0001179110-19-002151 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,769

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:58 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 9,542 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002151 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 18,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002150 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,649

Underlying: Common Stock · 18,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 7,412 $0.86 $6,374.32
Disclosure

SEC source: 0001179110-19-002150 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,672

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 18,129 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002150 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 8,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002149 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,939

Underlying: Common Stock · 8,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 3,511 $0.86 $3,019.46
Disclosure

SEC source: 0001179110-19-002149 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,722

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:57 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 8,587 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002149 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

Read SEC document
February 19, 2019 Filed Mar 5, 2019 21:51 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 8,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003270 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,939

Underlying: Common Stock · 8,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 19, 2019 Filed Mar 5, 2019 21:51 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 3,511 $0.86 $3,019.46
Disclosure

SEC source: 0001179110-19-003270 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,031

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 19, 2019 Filed Mar 5, 2019 21:51 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 8,587 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003270 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F5 · balance_after: Includes 7,309 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on November 14, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014196 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 234 $0.85 $198.90
Disclosure

SEC source: 0001179110-18-014196 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,646

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014196 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F5 · balance_after: Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014197 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 381 $0.85 $323.85
Disclosure

SEC source: 0001179110-18-014197 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,955

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014197 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014195 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 234 $0.85 $198.90
Disclosure

SEC source: 0001179110-18-014195 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,646

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:47 UTC Amendment
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014195 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F5 · balance_after: Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014180 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 234 $0.85 $198.90
Disclosure

SEC source: 0001179110-18-014180 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,646

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014180 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F5 · balance_after: Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:27 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 2,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014183 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:27 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 726 $0.85 $617.10
Disclosure

SEC source: 0001179110-18-014183 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,128

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:27 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 2,098 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014183 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014182 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 381 $0.85 $323.85
Disclosure

SEC source: 0001179110-18-014182 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,955

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014182 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014181 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 381 $0.85 $323.85
Disclosure

SEC source: 0001179110-18-014181 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,955

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:26 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014181 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.

Read SEC document
November 25, 2018 Filed Nov 27, 2018 00:12 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013230 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,931

Underlying: Common Stock · 1,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.